Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Azenta, Inc.AZTA · Entity 4724 | EVP & Chief Financial Officer | November 15, 2023 | November 17, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Azenta, Inc.
Report date November 15, 2023 · Filed November 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 121,081 |
Ending reported balance
After 2023-11-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-11-15 · Grant · Acquired 6,297 · Balance 123,860 F1: Represents shares issued upon the vesting of performance-based units granted on November 13, 2020, of which one-third was determined to be earned at 150% and converted into restricted stock units which vested on November 15, 2023. No amount was paid by the reporting person upon grant or vesting of the performance-based units. Row 2 · 2023-11-16 · Disposition to issuer · Disposed 2,779 · Balance 121,081 F2: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2023 of 6,297 performance stock units and 4,445 of restricted stock units held by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares issued upon the vesting of performance-based units granted on November 13, 2020, of which one-third was determined to be earned at 150% and converted into restricted stock units which vested on November 15, 2023. No amount was paid by the reporting person upon grant or vesting of the performance-based units.
F2: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2023 of 6,297 performance stock units and 4,445 of restricted stock units held by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2023 Filed Nov 17, 2023 21:10 UTC | Azenta, Inc. AZTA · Entity 4724 | Disposition to issuerCommon Stock | 2,779 | $53.81 | $149,537.99 |
DisclosureSEC source: 0001209191-23-055719 · doc4.xml · nonDerivative · entry 2 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,081 F2 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2023 of 6,297 performance stock units and 4,445 of restricted stock units held by the reporting person. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:10 UTC | Azenta, Inc. AZTA · Entity 4724 | GrantCommon Stock | 6,297 | $54.13 | $340,856.61 |
DisclosureSEC source: 0001209191-23-055719 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,860 F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 13, 2020, of which one-third was determined to be earned at 150% and converted into restricted stock units which vested on November 15, 2023. No amount was paid by the reporting person upon grant or vesting of the performance-based units. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 20:10 UTC | Azenta, Inc. AZTA · Entity 4724 | GrantCommon Stock | 105 | $39.98 | $4,197.90 |
DisclosureSEC source: 0001209191-23-043946 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,563 F1 · shares: Purchase by Reporting Person under the Azenta, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 21:07 UTC | Azenta, Inc. AZTA · Entity 4724 | GrantCommon Stock | 279 | $46.92 | $13,090.68 |
DisclosureSEC source: 0001209191-23-006184 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,458 F1 · shares: Purchase by Reporting Person under the Azenta, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:21 UTC | Azenta, Inc. AZTA · Entity 4724 | GrantCommon Stock | 6,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-058139 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,179 F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2023. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:16 UTC | Azenta, Inc. AZTA · Entity 4724 | Tax withholdingCommon Stock | 10,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057536 · doc4.xml · nonDerivative · entry 2 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,883 F2 · shares: The forfeiture of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2022 of 20,403 performance stock units and 4,207 of restricted stock units held by the reporting person. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:16 UTC | Azenta, Inc. AZTA · Entity 4724 | GrantCommon Stock | 20,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057536 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,974 F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 11, 2019, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2022. No amount was paid by the reporting person upon grant or vesting of the performance-based units. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 20:10 UTC | Azenta, Inc. AZTA · Entity 4724 | PurchaseCommon Stock | 4,350 | $57.62 | $250,647.00 |
DisclosureSEC source: 0001209191-22-047013 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,571 F1 · price: Represents the weighted average price for the shares purchased. The shares were purchased at per-share prices ranging from $57.53 to $57.64. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| July 29, 2022 Filed Aug 1, 2022 20:15 UTC | Azenta, Inc. AZTA · Entity 4724 | GrantCommon Stock | 98 | $57.49 | $5,634.02 |
DisclosureSEC source: 0001209191-22-043656 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,221 F1 · shares: Purchase by Reporting Person under the Azenta, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:26 UTC | Azenta, Inc. AZTA · Entity 4724 | OtherCommon Stock | 189 | $69.29 | $13,095.81 |
DisclosureSEC source: 0001209191-22-006456 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,123 F1 · kind: Purchase by Reporting Person under the Azenta, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act. F1 · shares: Purchase by Reporting Person under the Azenta, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:12 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 3,871 | $119.27 | $461,694.17 |
DisclosureSEC source: 0001209191-21-065788 · doc4.xml · nonDerivative · entry 2 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,934 F3 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2021 of 9,267 restricted stock units from three grants held by the reporting person and previously reported on Form 4. F2 · price: Represents the weighted average price for shares sold between November 16, 2021 and November 17, 2021 at a range between $114.73 and $121.43. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:12 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 14,460 | $119.27 | $1,724,644.20 |
DisclosureSEC source: 0001209191-21-065788 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,805 F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2021 of 33,745 performance-based units held by the reporting person and previously reported on Form 4. F2 · price: Represents the weighted average price for shares sold between November 16, 2021 and November 17, 2021 at a range between $114.73 and $121.43. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:23 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 2,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065095 · doc4.xml · nonDerivative · entry 2 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,851 F2 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2022. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:23 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 33,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065095 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,011 F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 29, 2018, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2021. No amount was paid by the reporting person upon grant or vesting of the performance-based units. Read SEC document |
| July 31, 2021 Filed Nov 17, 2021 21:23 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 129 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065095 · doc4.xml · nonDerivative · entry 4 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,265 F3 · shares: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act Read SEC document |
| January 31, 2021 Filed Nov 17, 2021 21:23 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 285 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065095 · doc4.xml · nonDerivative · entry 3 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,136 F3 · shares: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 23:00 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 4,535 | $69.62 | $315,726.70 |
DisclosureSEC source: 0001209191-20-059749 · doc4.xml · nonDerivative · entry 2 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,266 F3 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2020 of 10,448 restricted stock units from three grants held by the reporting person and previously reported on Form 4. F2 · price: Represents the weighted average price for shares sold between November 16, 2020 and November 18, 2020 at a range between $68.13 and $71.23. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 23:00 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 9,448 | $69.62 | $657,769.76 |
DisclosureSEC source: 0001209191-20-059749 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,801 F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2020 of 23,230 performance-based units held by the reporting person and previously reported on Form 4. F2 · price: Represents the weighted average price for shares sold between November 16, 2020 and November 18, 2020 at a range between $68.13 and $71.23. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:20 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 4,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058722 · doc4.xml · nonDerivative · entry 2 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,249 F2 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2021. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:20 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 23,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058722 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,052 F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 8, 2017, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2020. No amount was paid by the reporting person upon grant or vesting of the performance-based units. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 20:16 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 13,000 | $55.32 | $719,160.00 |
DisclosureSEC source: 0001209191-20-047184 · doc4.xml · nonDerivative · entry 3 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,822 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020. F4 · price: Represents the weighted average price for the shares purchased. The shares were purchased at per-share prices ranging from $54.99 to $55.51. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 20:16 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 12,207 | $55.34 | $675,535.38 |
DisclosureSEC source: 0001209191-20-047184 · doc4.xml · nonDerivative · entry 2 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,822 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020. F3 · price: Represents the weighted average price for the shares purchased. The shares were purchased at per-share prices ranging from $54.99 to $55.50. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 20:16 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 14,031 | $55.26 | $775,353.06 |
DisclosureSEC source: 0001209191-20-047184 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,029 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020. F2 · price: Represents the weighted average price for the shares purchased. The shares were purchased at per-share prices ranging from $54.96 to $55.75. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 20:36 UTC | Azenta, Inc. BRKS · Entity 4724 | OtherCommon Stock | 385 | $32.49 | $12,508.65 |
DisclosureSEC source: 0001209191-20-044491 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,060 F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 20:56 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 12,132 | $44.30 | $537,447.60 |
DisclosureSEC source: 0001209191-20-035004 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,675 F1 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $44.21 to $44.42. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| February 19, 2020 Filed Feb 20, 2020 02:02 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 25,000 | $41.29 | $1,032,250.00 |
DisclosureSEC source: 0001209191-20-010853 · doc4.xml · nonDerivative · entry 2 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,807 F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $41.17 to $41.51. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| February 14, 2020 Filed Feb 20, 2020 02:02 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 58,088 | $41.49 | $2,410,071.12 |
DisclosureSEC source: 0001209191-20-010853 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,807 F1 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $41.02 to $42.17. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:04 UTC | Azenta, Inc. BRKS · Entity 4724 | OtherCommon Stock | 385 | $32.49 | $12,508.65 |
DisclosureSEC source: 0001209191-20-006272 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,895 F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 22:23 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 2,908 | $43.22 | $125,683.76 |
DisclosureSEC source: 0001209191-19-057843 · doc4.xml · nonDerivative · entry 4 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,510 F5 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 6,006 restricted stock units held by the reporting person and previously reported on Form 4. F6 · price: Represents the weighted average price for shares sold at a range between $43.10 and $43.69. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 22:23 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 3,640 | $45.25 | $164,710.00 |
DisclosureSEC source: 0001209191-19-057843 · doc4.xml · nonDerivative · entry 3 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,418 F4 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 8,015 restricted stock units from two grants held by the reporting person and previously reported on Form 4. F3 · price: Represents the weighted average price for shares sold between November 18, 2019 and November 20, 2019 at a range between $44.34 and $46.58. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 22:23 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 43,957 | $45.25 | $1,989,054.25 |
DisclosureSEC source: 0001209191-19-057843 · doc4.xml · nonDerivative · entry 2 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,058 F2 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 94,572 performance-based units held by the reporting person. F3 · price: Represents the weighted average price for shares sold between November 18, 2019 and November 20, 2019 at a range between $44.34 and $46.58. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 15, 2019 Filed Nov 22, 2019 22:23 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 94,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057843 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,015 F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 9, 2016, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2019. No amount was paid by the reporting person upon grant or vesting of the performance-based units. Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 22:12 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 5,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-056422 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,443 F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2020. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 20:15 UTC | Azenta, Inc. BRKS · Entity 4724 | OtherCommon Stock | 477 | $26.22 | $12,506.94 |
DisclosureSEC source: 0001209191-19-044239 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,859 F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act. Read SEC document |
| January 31, 2019 Filed Feb 21, 2019 21:38 UTC | Azenta, Inc. BRKS · Entity 4724 | OtherCommon Stock | 486 | $25.99 | $12,631.14 |
DisclosureSEC source: 0001209191-19-012047 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,382 F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act. Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 22:20 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 18,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-060609 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,896 F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2019. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 21:37 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 3,675 | $28.59 | $105,068.25 |
DisclosureSEC source: 0001209191-18-059442 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,878 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2018 of 8,014 restricted stock units from two grants (5,433 and 2,581, respectively) held by the reporting person. F2 · price: This represents the weighted average price for shares sold at a range between $28.58 and $28.94. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 21:42 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 40,040 | $30.93 | $1,238,437.20 |
DisclosureSEC source: 0001209191-18-058550 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,553 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 6, 2018 of 90,247 restricted stock units held by the reporting person. F2 · price: This represents the weighted average price for shares sold between November 7, 2018 and November 12, 2018 at a range between $28.00 and $32.35. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 06, 2018 Filed Nov 7, 2018 22:17 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 37,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-057639 · doc4.xml · nonDerivative · entry 2 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,593 F2 · shares: An initial grant of 70,000 restricted stock units (RSUs) was received on November 4, 2015 and reported on Form 4 dated November 6, 2015. The grant contained 52,500 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2018, resulting in the achievement of 171.9%, or 90,247 of the performance-based units. This transaction represents a grant of an additional 37,747 RSUs. No amount was paid upon grant of RSUs. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 22:17 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 1,796 | $31.76 | $57,040.96 |
DisclosureSEC source: 0001209191-18-057639 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,846 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2018 of 5,834 restricted stock units held by the reporting person. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 20:23 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 13,042 | $39.00 | $508,638.00 |
DisclosureSEC source: 0001209191-18-048796 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,642 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 20:12 UTC | Azenta, Inc. BRKS · Entity 4724 | OtherCommon Stock | 507 | $23.90 | $12,117.30 |
DisclosureSEC source: 0001209191-18-044703 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,684 F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 21:13 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 9,676 | $34.00 | $328,984.00 |
DisclosureSEC source: 0001209191-18-038367 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,177 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 22:07 UTC | Azenta, Inc. BRKS · Entity 4724 | OtherCommon Stock | 533 | $20.88 | $11,129.04 |
DisclosureSEC source: 0001209191-18-006510 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,853 F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act. Read SEC document |
| January 22, 2018 Filed Jan 23, 2018 21:04 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 13,212 | $29.00 | $383,148.00 |
DisclosureSEC source: 0001209191-18-004868 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,320 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 21:34 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 2,597 | $27.13 | $70,456.61 |
DisclosureSEC source: 0001209191-17-061786 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,532 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2017 of 5,433 restricted stock units held by the reporting person. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 23:04 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 10,329 | $28.55 | $294,892.95 |
DisclosureSEC source: 0001209191-17-060427 · doc4.xml · nonDerivative · entry 3 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,129 F3 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 8, 2017 of 23,541 restricted stock units held by the reporting person. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 23:04 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 1,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060427 · doc4.xml · nonDerivative · entry 2 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,458 F2 · shares: An initial grant of 75,000 restricted stock units (RSUs) was received on November 5, 2014 and reported on Form 4 dated November 6, 2014. The grant contained 22,500 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2017, resulting in the achievement of 104.63%, or 23,541 of the performance-based units. This transaction represents a grant of an additional 1,041 RSUs. No amount was paid upon grant of RSUs. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 23:04 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 7,743 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060427 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,417 F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2018. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 21:16 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 3,990 | $33.80 | $134,862.00 |
DisclosureSEC source: 0001209191-17-059743 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,674 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2017 of 5,833 restricted stock units and with the vesting on November 5, 2017 of 6,251 restricted stock units held by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.