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Gray David C

Disclosed activity across 1 company

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108124
SEC CIK
0001454514

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Azenta, Inc.AZTA · Entity 4724Chief Strategy & New BusinessNovember 17, 2023November 20, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Azenta, Inc.

Report date November 17, 2023 · Filed November 20, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect74,868 Reported balance After 2023-11-17 transaction · row 1
1 source row

Row 1 · 2023-11-17 · Disposition to issuer · Disposed 5,179 · Balance 74,868

F1: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $54.43 to $55.06. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $54.43 to $55.06. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2023 Filed Nov 20, 2023 21:10 UTC Azenta, Inc. AZTA · Entity 4724 Disposition to issuerCommon Stock 5,179 $54.83 $283,964.57
Disclosure

SEC source: 0001209191-23-056032 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,868

F1 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $54.43 to $55.06. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 16, 2023 Filed Nov 17, 2023 21:06 UTC Azenta, Inc. AZTA · Entity 4724 GrantCommon Stock 2,291 $54.57 $125,019.87
Disclosure

SEC source: 0001209191-23-055709 · doc4.xml · nonDerivative · entry 3

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,047

F3 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2024.

Read SEC document
November 16, 2023 Filed Nov 17, 2023 21:06 UTC Azenta, Inc. AZTA · Entity 4724 Disposition to issuerCommon Stock 2,161 $53.81 $116,283.41
Disclosure

SEC source: 0001209191-23-055709 · doc4.xml · nonDerivative · entry 2

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,756

F2 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2023 of 2,875 performance stock units and 2,161 of restricted stock units held by the reporting person.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:06 UTC Azenta, Inc. AZTA · Entity 4724 GrantCommon Stock 2,875 $54.13 $155,623.75
Disclosure

SEC source: 0001209191-23-055709 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,917

F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 13, 2020, of which one-third was determined to be earned at 150% and converted into restricted stock units which vested on November 15, 2023. No amount was paid by the reporting person upon grant or vesting of the performance-based units.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 20:08 UTC Azenta, Inc. AZTA · Entity 4724 SaleCommon Stock 10,877 $56.03 $609,438.31
Disclosure

SEC source: 0001209191-23-045613 · doc4.xml · nonDerivative · entry 2

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,042

F2 · price: Represents the weighted average price for shares sold on August 11, 2023 at a range between $55.92 to $56.20. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 20:07 UTC Amendment Azenta, Inc. AZTA · Entity 4724 SaleCommon Stock 10,877 $56.03 $609,438.31
Disclosure

SEC source: 0001209191-23-045827 · doc4a.xml · nonDerivative · entry 2

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,610

F3 · price: Represents the weighted average price for shares sold on August 11, 2023 at a range between $55.92 to $56.20. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
August 10, 2023 Filed Aug 14, 2023 20:08 UTC Azenta, Inc. AZTA · Entity 4724 SaleCommon Stock 4,311 $57.24 $246,761.64
Disclosure

SEC source: 0001209191-23-045613 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,919

F1 · price: Represents the weighted average price for shares sold on August 10, 2023 at a range between $55.20 to $57.66. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
August 10, 2023 Filed Aug 15, 2023 20:07 UTC Amendment Azenta, Inc. AZTA · Entity 4724 SaleCommon Stock 10,732 $57.24 $614,299.68
Disclosure

SEC source: 0001209191-23-045827 · doc4a.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,487

F1 · shares: On August 14, 2023, the reporting person filed a Form 4 which understated the number of shares sold by the reporting person on August 10, 2023 by 6,421 shares. The correct number of shares sold by the reporting person was 10,732.

F2 · price: Represents the weighted average price for shares sold on August 10, 2023 at a range between $55.20 to $57.66. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:18 UTC Azenta, Inc. AZTA · Entity 4724 GrantCommon Stock 3,148 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-058126 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,219

F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2023.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:14 UTC Azenta, Inc. AZTA · Entity 4724 Tax withholdingCommon Stock 5,235 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057527 · doc4.xml · nonDerivative · entry 2

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,071

F2 · shares: The forfeiture of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2022 of 10,200 performance stock units and 2,043 of restricted stock units held by the reporting person.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:14 UTC Azenta, Inc. AZTA · Entity 4724 GrantCommon Stock 10,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057527 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,306

F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 11, 2019, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2022. No amount was paid by the reporting person upon grant or vesting of the performance-based units.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 21:07 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 4,049 $118.48 $479,725.52
Disclosure

SEC source: 0001209191-21-065783 · doc4.xml · nonDerivative · entry 3

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,106

F4 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2021.

F5 · price: Represents the weighted average price for shares sold at a range between $117.08 and $120.00. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 21:07 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 1,163 $119.27 $138,711.01
Disclosure

SEC source: 0001209191-21-065783 · doc4.xml · nonDerivative · entry 2

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,151

F3 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2021 of 3,274 restricted stock units from three grants held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 16, 2021 and November 17, 2021 at a range between $114.73 and $121.43. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 21:07 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 6,239 $119.27 $744,125.53
Disclosure

SEC source: 0001209191-21-065783 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,318

F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2021 of 16,872 performance-based units held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 16, 2021 and November 17, 2021 at a range between $114.73 and $121.43. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:18 UTC Azenta, Inc. BRKS · Entity 4724 GrantCommon Stock 1,420 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065080 · doc4.xml · nonDerivative · entry 2

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,557

F2 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2021.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:18 UTC Azenta, Inc. BRKS · Entity 4724 GrantCommon Stock 16,872 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065080 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,137

F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 29, 2018, which were subject to performance based vesting requirements measured at the three-year period ended September 30, 2021. No amount was paid by the reporting person upon grant or vesting of the performance-based units.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 22:54 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 3,062 $68.19 $208,797.78
Disclosure

SEC source: 0001209191-20-059741 · doc4.xml · nonDerivative · entry 3

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,265

F4 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2020.

F5 · price: Represents the weighted average price for shares sold at a range between $67.22 and $68.88. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 22:54 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 1,516 $69.62 $105,543.92
Disclosure

SEC source: 0001209191-20-059741 · doc4.xml · nonDerivative · entry 2

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,327

F3 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2020 of 3,962 restricted stock units from three grants held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 16, 2020 and November 18, 2020 at a range between $68.13 and $71.23. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 22:54 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 4,199 $69.62 $292,334.38
Disclosure

SEC source: 0001209191-20-059741 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,843

F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2020 of 11,947 performance-based units held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 16, 2020 and November 18, 2020 at a range between $68.13 and $71.23. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:11 UTC Azenta, Inc. BRKS · Entity 4724 GrantCommon Stock 1,916 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058702 · doc4.xml · nonDerivative · entry 2

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,042

F2 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2021.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:11 UTC Azenta, Inc. BRKS · Entity 4724 GrantCommon Stock 11,947 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058702 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,126

F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 8, 2017, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2020. No amount was paid by the reporting person upon grant or vesting of the performance-based units.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 20:04 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 4,000 $45.00 $180,000.00
Disclosure

SEC source: 0001209191-20-041727 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,179

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2020.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 20:18 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 3,196 $43.65 $139,505.40
Disclosure

SEC source: 0001209191-20-035502 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,179

Read SEC document
April 29, 2020 Filed Apr 30, 2020 20:16 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 4,000 $42.50 $170,000.00
Disclosure

SEC source: 0001209191-20-026289 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,375

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2020.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 22:06 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 500 $43.00 $21,500.00
Disclosure

SEC source: 0001209191-20-009315 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,375

Read SEC document
November 21, 2019 Filed Nov 22, 2019 22:26 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 826 $43.22 $35,699.72
Disclosure

SEC source: 0001209191-19-057847 · doc4.xml · nonDerivative · entry 4

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,875

F5 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 1,705 restricted stock units held by the reporting person and previously reported on Form 4.

F6 · price: Represents the weighted average price for shares sold at a range between $43.10 and $43.69. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 22:26 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 1,927 $45.25 $87,196.75
Disclosure

SEC source: 0001209191-19-057847 · doc4.xml · nonDerivative · entry 3

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,701

F4 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 4,244 restricted stock units from two grants held by the reporting person and previously reported on Form 4.

F3 · price: Represents the weighted average price for shares sold between November 18, 2019 and November 20, 2019 at a range between $44.34 and $46.58. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 22:26 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 23,390 $45.25 $1,058,397.50
Disclosure

SEC source: 0001209191-19-057847 · doc4.xml · nonDerivative · entry 2

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,628

F2 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 50,767 performance-based units held by the reporting person.

F3 · price: Represents the weighted average price for shares sold between November 18, 2019 and November 20, 2019 at a range between $44.34 and $46.58. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 15, 2019 Filed Nov 22, 2019 22:26 UTC Azenta, Inc. BRKS · Entity 4724 GrantCommon Stock 50,767 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057847 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,018

F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 9, 2016, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2019. No amount was paid by the reporting person upon grant or vesting of the performance-based units.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 22:05 UTC Azenta, Inc. BRKS · Entity 4724 GrantCommon Stock 2,792 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056411 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,251

F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2020.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:27 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 7,500 $46.76 $350,700.00
Disclosure

SEC source: 0001209191-19-056010 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,459

F1 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $46.46 to $47.00. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 29, 2018 Filed Dec 3, 2018 22:14 UTC Azenta, Inc. BRKS · Entity 4724 GrantCommon Stock 5,113 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060598 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,959

F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2019.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 21:39 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 690 $27.51 $18,981.90
Disclosure

SEC source: 0001209191-18-059444 · doc4.xml · nonDerivative · entry 2

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,846

F3 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2018.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 21:39 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 1,946 $28.59 $55,636.14
Disclosure

SEC source: 0001209191-18-059444 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,536

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2018 of 4,244 restricted stock units from two grants (1,328 and 2,916, respectively) held by the reporting person.

F2 · price: This represents the weighted average price for shares sold at a range between $28.58 and $28.94. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 13, 2018 Filed Nov 14, 2018 21:39 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 10,227 $29.04 $296,992.08
Disclosure

SEC source: 0001209191-18-058546 · doc4.xml · nonDerivative · entry 2

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,482

F3 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2018.

F4 · price: This represents the weighted average price for shares sold at a range between $28.42 and $29.48. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:39 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 23,926 $30.93 $740,031.18
Disclosure

SEC source: 0001209191-18-058546 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,709

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 6, 2018 of 58,015 restricted stock units held by the reporting person.

F2 · price: This represents the weighted average price for shares sold between November 7, 2018 and November 12, 2018 at a range between $28.00 and $32.35. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 06, 2018 Filed Nov 7, 2018 22:22 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 779 $31.79 $24,764.41
Disclosure

SEC source: 0001209191-18-057651 · doc4.xml · nonDerivative · entry 3

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,635

F3 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2018.

F4 · balance_after: Amount of securities beneficially owned reflects a transaction that occurred since the last filing involving 18,503 shares that would not otherwise be reportable on Form 4.

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November 06, 2018 Filed Nov 7, 2018 22:22 UTC Azenta, Inc. BRKS · Entity 4724 GrantCommon Stock 24,265 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-057651 · doc4.xml · nonDerivative · entry 2

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,917

F2 · shares: An initial grant of 45,000 restricted stock units (RSUs) was received on November 4, 2015 and reported on Form 4 dated November 6, 2015. The grant contained 33,750 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2018, resulting in the achievement of 171.9%, or 58,015 of the performance-based units. This transaction represents a grant of an additional 24,265 RSUs. No amount was paid upon grant of RSUs.

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November 05, 2018 Filed Nov 7, 2018 22:22 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 1,154 $31.76 $36,651.04
Disclosure

SEC source: 0001209191-18-057651 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,652

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2018 of 3,750 restricted stock units held by the reporting person.

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March 09, 2018 Filed Mar 12, 2018 20:40 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 7,000 $28.88 $202,160.00
Disclosure

SEC source: 0001209191-18-018876 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,806

F1 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $28.69 to $29.04. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

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November 16, 2017 Filed Nov 20, 2017 21:28 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 1,317 $27.13 $35,730.21
Disclosure

SEC source: 0001209191-17-061779 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,806

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2017 of 2,917 restricted stock units held by the reporting person.

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November 09, 2017 Filed Nov 13, 2017 23:01 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 5,159 $28.55 $147,289.45
Disclosure

SEC source: 0001209191-17-060419 · doc4.xml · nonDerivative · entry 3

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,123

F3 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 8, 2017 of 13,183 restricted stock units held by the reporting person.

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November 08, 2017 Filed Nov 13, 2017 23:01 UTC Azenta, Inc. BRKS · Entity 4724 GrantCommon Stock 583 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060419 · doc4.xml · nonDerivative · entry 2

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,282

F2 · shares: An initial grant of 42,000 restricted stock units (RSUs) was received on November 5, 2014 and reported on Form 4 dated November 6, 2014. The grant contained 12,600 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2017, resulting in the achievement of 104.63%, or 13,183 of the performance-based units. This transaction represents a grant of an additional 583 RSUs. No amount was paid upon grant of RSUs.

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November 08, 2017 Filed Nov 13, 2017 23:01 UTC Azenta, Inc. BRKS · Entity 4724 GrantCommon Stock 3,982 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060419 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,699

F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2018.

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November 06, 2017 Filed Nov 8, 2017 21:11 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 2,394 $33.80 $80,917.20
Disclosure

SEC source: 0001209191-17-059735 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,717

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2017 of 3,750 restricted stock units and with the vesting on November 5, 2017 of 3,500 restricted stock units held by the reporting person.

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November 23, 2016 Filed Nov 28, 2016 21:22 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 10,000 $16.45 $164,500.00
Disclosure

SEC source: 0001209191-16-152184 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,111

F1 · price: Represents the weighted average price for the shares purchased. The shares were purchased at per-share prices ranging from $16.44 to $16.50. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

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November 16, 2016 Filed Nov 21, 2016 13:29 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 15,573 $15.35 $239,045.55
Disclosure

SEC source: 0001209191-16-151325 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,111

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2016 of 43,257 restricted stock units held by the reporting person.

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November 09, 2016 Filed Nov 15, 2016 00:26 UTC Azenta, Inc. BRKS · Entity 4724 GrantCommon Stock 8,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-149961 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,684

F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2017.

F2 · balance_after: The amount of securities beneficially owned reflects the forfeiture of 18,900 performance-based units that were subject to performance-based vesting requirements based on achievement of performance criteria measured for the one-year period ended September 30, 2015, which resulted in no vesting of such performance based RSUs.

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September 16, 2016 Filed Sep 20, 2016 20:33 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 6,441 $12.74 $82,058.34
Disclosure

SEC source: 0001209191-16-142161 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,834

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2015.

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $12.58 to $12.85. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.