SCHWARTZ STEPHEN S

SEC source: 0001247436-26-000003 · edgardoc.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,536

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one (1) share of ONTO Common Stock. 100% of the shares of Common Stock subject to the RSU vest one (1) year from the grant date. The Reporting Person has elected to defer settlement of these RSUs pursuant to the Onto Innovation Nonqualified Deferred Compensation Plan. Once vested, the shares will be issued in accordance with the Reporting Person's deferral election.

SEC source: 0002022859-25-000061 · edgardoc.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,775

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one (1) share of ONTO Common Stock. 100% of the shares of Common Stock subject to the RSU vest one (1) year from the grant date.

SEC source: 0002022859-24-000030 · edgardoc.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 661

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one (1) share of ONTO Common Stock. 100% of the shares of Common Stock subject to the RSU vest one (1) year from the grant date.

SEC source: 0001209191-23-055722 · doc4.xml · nonDerivative · entry 3

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,536

F3 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2024.

SEC source: 0001209191-23-055722 · doc4.xml · nonDerivative · entry 2

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 424,088

F2 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2023 of 16,426 performance stock units and 12,495 of restricted stock units held by the reporting person.

SEC source: 0001209191-23-055722 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 436,953

F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 13, 2020, of which one-third was determined to be earned at 150% and converted into restricted stock units which vested on November 15, 2023. No amount was paid by the reporting person upon grant or vesting of the performance-based units.

SEC source: 0001562180-23-001049 · primarydocument.xml · derivative · entry 5

SCHWARTZ STEPHEN S · CIK 0001247436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,480

Underlying: Common Stock · 318 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2029.

F5 · shares: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2029.

F5 · derivative.exercise_date: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2029.

F5 · derivative.expiration_date: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2029.

SEC source: 0001562180-23-001049 · primarydocument.xml · derivative · entry 4

SCHWARTZ STEPHEN S · CIK 0001247436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,162

Underlying: Common Stock · 318 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2028.

F4 · shares: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2028.

F4 · derivative.exercise_date: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2028.

F4 · derivative.expiration_date: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2028.

SEC source: 0001562180-23-001049 · primarydocument.xml · derivative · entry 3

SCHWARTZ STEPHEN S · CIK 0001247436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,844

Underlying: Common Stock · 318 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2027.

F3 · shares: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2027.

F3 · derivative.exercise_date: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2027.

F3 · derivative.expiration_date: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2027.

SEC source: 0001562180-23-001049 · primarydocument.xml · derivative · entry 2

SCHWARTZ STEPHEN S · CIK 0001247436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,526

Underlying: Common Stock · 318 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2026.

F2 · shares: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2026.

F2 · derivative.exercise_date: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2026.

F2 · derivative.expiration_date: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2026.

SEC source: 0001562180-23-001049 · primarydocument.xml · derivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,208

Underlying: Common Stock · 318 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2025.

F1 · shares: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2025.

F1 · derivative.exercise_date: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2025.

F1 · derivative.expiration_date: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2025.

SEC source: 0001209191-22-058142 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,527

F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2023.

SEC source: 0001209191-22-057540 · doc4.xml · nonDerivative · entry 2

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,641

F2 · shares: The forfeiture of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2022 of 48,580 performance stock units and 10,632 of restricted stock units held by the reporting person.

SEC source: 0001209191-22-057540 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,934

F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 11, 2019, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2022. No amount was paid by the reporting person upon grant or vesting of the performance-based units.

SEC source: 0001562180-22-000889 · primarydocument.xml · derivative · entry 6

SCHWARTZ STEPHEN S · CIK 0001247436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,890

Underlying: Common Stock · 362 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2029.

F5 · shares: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2029.

F5 · derivative.exercise_date: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2029.

F5 · derivative.expiration_date: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2029.

SEC source: 0001562180-22-000889 · primarydocument.xml · derivative · entry 5

SCHWARTZ STEPHEN S · CIK 0001247436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,528

Underlying: Common Stock · 362 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2028.

F4 · shares: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2028.

F4 · derivative.exercise_date: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2028.

F4 · derivative.expiration_date: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2028.

SEC source: 0001562180-22-000889 · primarydocument.xml · derivative · entry 4

SCHWARTZ STEPHEN S · CIK 0001247436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,166

Underlying: Common Stock · 362 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2027.

F3 · shares: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2027.

F3 · derivative.exercise_date: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2027.

F3 · derivative.expiration_date: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2027.

SEC source: 0001562180-22-000889 · primarydocument.xml · derivative · entry 3

SCHWARTZ STEPHEN S · CIK 0001247436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,804

Underlying: Common Stock · 362 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2026.

F2 · shares: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2026.

F2 · derivative.exercise_date: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2026.

F2 · derivative.expiration_date: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2026.

SEC source: 0001562180-22-000889 · primarydocument.xml · derivative · entry 2

SCHWARTZ STEPHEN S · CIK 0001247436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,442

Underlying: Common Stock · 362 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2025.

F1 · shares: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2025.

F1 · derivative.exercise_date: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2025.

F1 · derivative.expiration_date: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2025.

SEC source: 0001209191-21-065791 · doc4.xml · nonDerivative · entry 2

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,354

F3 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2021 of 16,198 restricted stock units from three grants held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 16, 2021 and November 17, 2021 at a range between $114.73 and $121.43. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-21-065791 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,165

F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2021 of 80,346 performance-based units held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 16, 2021 and November 17, 2021 at a range between $114.73 and $121.43. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-21-065098 · doc4.xml · nonDerivative · entry 2

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,705

F2 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2022.

SEC source: 0001209191-21-065098 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,057

F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 29, 2018, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2021. No amount was paid by the reporting person upon grant or vesting of the performance-based units.

SEC source: 0001209191-21-043496 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,711

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021.

SEC source: 0001209191-21-042407 · doc4.xml · nonDerivative · entry 2

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,211

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021.

SEC source: 0001209191-21-042407 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,711

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021.

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $90.02 to $95.64. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001562180-21-000801 · primarydocument.xml · derivative · entry 5

SCHWARTZ STEPHEN S · CIK 0001247436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,080

Underlying: Common Stock · 352 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 352 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2021. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2029.

F5 · shares: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 352 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2021. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2029.

F5 · derivative.exercise_date: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 352 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2021. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2029.

F5 · derivative.expiration_date: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 352 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2021. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2029.

SEC source: 0001562180-21-000801 · primarydocument.xml · derivative · entry 4

SCHWARTZ STEPHEN S · CIK 0001247436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,728

Underlying: Common Stock · 352 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 352 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2021. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2028.

F4 · shares: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 352 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2021. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2028.

F4 · derivative.exercise_date: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 352 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2021. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2028.

F4 · derivative.expiration_date: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 352 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2021. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2028.

SEC source: 0001562180-21-000801 · primarydocument.xml · derivative · entry 3

SCHWARTZ STEPHEN S · CIK 0001247436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,376

Underlying: Common Stock · 352 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 352 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2021. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2027.

F3 · shares: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 352 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2021. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2027.

F3 · derivative.exercise_date: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 352 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2021. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2027.

F3 · derivative.expiration_date: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 352 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2021. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2027.

SEC source: 0001562180-21-000801 · primarydocument.xml · derivative · entry 2

SCHWARTZ STEPHEN S · CIK 0001247436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,024

Underlying: Common Stock · 352 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 352 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2021. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2026.

F2 · shares: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 352 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2021. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2026.

F2 · derivative.exercise_date: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 352 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2021. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2026.

F2 · derivative.expiration_date: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 352 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2021. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2026.

SEC source: 0001562180-21-000801 · primarydocument.xml · derivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,672

Underlying: Common Stock · 352 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 352 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2021. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2025.

F1 · shares: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 352 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2021. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2025.

F1 · derivative.exercise_date: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 352 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2021. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2025.

F1 · derivative.expiration_date: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 352 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2021. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2025.

SEC source: 0001209191-20-059750 · doc4.xml · nonDerivative · entry 2

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,711

F3 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2020 of 17,941 restricted stock units from three grants held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 16, 2020 and November 18, 2020 at a range between $68.13 and $71.23. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-059750 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,478

F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2020 of 48,540 performance-based units held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 16, 2020 and November 18, 2020 at a range between $68.13 and $71.23. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-058725 · doc4.xml · nonDerivative · entry 2

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,533

F2 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2021.

SEC source: 0001209191-20-058725 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,583

F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 8, 2017, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2020. No amount was paid by the reporting person upon grant or vesting of the performance-based units.

SEC source: 0001209191-20-051000 · doc4.xml · nonDerivative · entry 3

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,043

F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2020.

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $45.06 to $45.93. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-051000 · doc4.xml · nonDerivative · entry 2

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,334

F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2020.

SEC source: 0001209191-20-051000 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,334

F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2020.

SEC source: 0001209191-20-050223 · doc4.xml · nonDerivative · entry 2

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,334

F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2020.

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $45.00 to $45.95. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-050223 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,244

F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2020.

SEC source: 0001209191-20-049794 · doc4.xml · nonDerivative · entry 3

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,244

F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2020.

F4 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $45.00 to $45.66. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-049794 · doc4.xml · nonDerivative · entry 2

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,244

F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2020.

F3 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $46.33 to $48.71. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-049794 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,244

F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2020.

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $47.84 to $52.37. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-041732 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,244

F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019.

SEC source: 0001562180-20-000856 · primarydocument.xml · derivative · entry 5

SCHWARTZ STEPHEN S · CIK 0001247436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,320

Underlying: Common Stock · 264 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 264 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2020. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2029.

F5 · shares: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 264 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2020. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2029.

F5 · derivative.exercise_date: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 264 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2020. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2029.

F5 · derivative.expiration_date: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 264 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2020. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2029.

SEC source: 0001562180-20-000856 · primarydocument.xml · derivative · entry 4

SCHWARTZ STEPHEN S · CIK 0001247436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,056

Underlying: Common Stock · 264 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 264 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2020. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2028.

F4 · shares: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 264 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2020. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2028.

F4 · derivative.exercise_date: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 264 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2020. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2028.

F4 · derivative.expiration_date: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 264 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2020. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2028.

SEC source: 0001562180-20-000856 · primarydocument.xml · derivative · entry 3

SCHWARTZ STEPHEN S · CIK 0001247436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792

Underlying: Common Stock · 264 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 264 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2020. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2027.

F3 · shares: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 264 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2020. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2027.

F3 · derivative.exercise_date: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 264 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2020. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2027.

F3 · derivative.expiration_date: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 264 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2020. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2027.

SEC source: 0001562180-20-000856 · primarydocument.xml · derivative · entry 2

SCHWARTZ STEPHEN S · CIK 0001247436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528

Underlying: Common Stock · 264 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 264 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2020. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2026.

F2 · shares: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 264 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2020. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2026.

F2 · derivative.exercise_date: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 264 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2020. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2026.

F2 · derivative.expiration_date: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 264 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2020. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2026.

SEC source: 0001562180-20-000856 · primarydocument.xml · derivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264

Underlying: Common Stock · 264 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 264 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2020. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2025.

F1 · shares: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 264 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2020. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2025.

F1 · derivative.exercise_date: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 264 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2020. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2025.

F1 · derivative.expiration_date: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 264 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2020. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2025.

SEC source: 0001209191-20-003688 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,244

F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019.

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $42.32 to $43.00. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.