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Joseph Jason

Disclosed activity across 1 company

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85826
SEC CIK
0001485448

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Azenta, Inc.AZTA · Entity 4724SVP, General Counsel, Secy.November 19, 2024November 21, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Azenta, Inc.

Report date November 19, 2024 · Filed November 21, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
CommonSEC Table I · non-derivativeDirect112,564 Reported balance After 2024-11-19 transaction · row 1
1 source row

Row 1 · 2024-11-19 · Sale · Disposed 1,139 · Balance 112,564

F1: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2024 of 3,638 restricted stock units from three grants held by the reporting person and previously reported on Form 4.

F2: Represents the weighted average price for shares sold between November 18, 2024 and November 19, 2024 at a range between $38.83 and $41.48. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2024 of 3,638 restricted stock units from three grants held by the reporting person and previously reported on Form 4.

F2: Represents the weighted average price for shares sold between November 18, 2024 and November 19, 2024 at a range between $38.83 and $41.48. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 19, 2024 Filed Nov 21, 2024 21:10 UTC Azenta, Inc. AZTA · Entity 4724 SaleCommon 1,139 $40.07 $45,639.73
Disclosure

SEC source: 0000950170-24-129720 · ownership.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,564

F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2024 of 3,638 restricted stock units from three grants held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 18, 2024 and November 19, 2024 at a range between $38.83 and $41.48. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 21:10 UTC Azenta, Inc. AZTA · Entity 4724 GrantCommon 13,841 $41.51 $574,539.91
Disclosure

SEC source: 0000950170-24-128591 · ownership.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,703

F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Equity Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2025.

Read SEC document
August 09, 2024 Filed Aug 13, 2024 20:10 UTC Azenta, Inc. AZTA · Entity 4724 GrantCommon 10,856 $55.27 $600,011.12
Disclosure

SEC source: 0000950170-24-096203 · ownership.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,862

F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Equity Incentive Plan. No amount was paid upon grant of the units.The units will vest over two years, 50% on August 9, 2025 and 50% on August 9, 2026.

Read SEC document
August 01, 2024 Filed Aug 1, 2024 20:10 UTC Azenta, Inc. AZTA · Entity 4724 Disposition to issuerCommon 1,000 $62.05 $62,050.00
Disclosure

SEC source: 0000950170-24-089280 · ownership.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 89,006

F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2023.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 20:05 UTC Azenta, Inc. AZTA · Entity 4724 Disposition to issuerCommon 3,000 $60.00 $180,000.00
Disclosure

SEC source: 0000950170-24-087278 · ownership.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,006

F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2023.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 20:10 UTC Azenta, Inc. AZTA · Entity 4724 Disposition to issuerCommon 1,000 $60.15 $60,150.00
Disclosure

SEC source: 0000950170-24-040153 · ownership.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 93,006

F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2023.

Read SEC document
March 08, 2024 Filed Mar 11, 2024 20:10 UTC Azenta, Inc. AZTA · Entity 4724 Disposition to issuerCommon 4,000 $67.50 $270,000.00
Disclosure

SEC source: 0000950170-24-029238 · ownership.xml · nonDerivative · entry 4

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 94,006

F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2023.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 20:10 UTC Azenta, Inc. AZTA · Entity 4724 Disposition to issuerCommon 4,000 $65.00 $260,000.00
Disclosure

SEC source: 0000950170-24-029238 · ownership.xml · nonDerivative · entry 3

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,006

F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2023.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 20:10 UTC Azenta, Inc. AZTA · Entity 4724 Disposition to issuerCommon 4,000 $65.20 $260,800.00
Disclosure

SEC source: 0000950170-24-029238 · ownership.xml · nonDerivative · entry 2

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,006

F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2023.

F2 · price: Represents the weighted average price for the shares purchased. The shares were purchased at per-share prices ranging from $65.00 to $65.39. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 20:10 UTC Azenta, Inc. AZTA · Entity 4724 Disposition to issuerCommon 1,000 $65.21 $65,210.00
Disclosure

SEC source: 0000950170-24-029238 · ownership.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 106,006

F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2023.

F2 · price: Represents the weighted average price for the shares purchased. The shares were purchased at per-share prices ranging from $65.00 to $65.39. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 16, 2023 Filed Nov 17, 2023 21:08 UTC Azenta, Inc. AZTA · Entity 4724 GrantCommon Stock 5,498 $54.57 $300,025.86
Disclosure

SEC source: 0001209191-23-055714 · doc4.xml · nonDerivative · entry 3

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,006

F3 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2024.

Read SEC document
November 16, 2023 Filed Nov 17, 2023 21:08 UTC Azenta, Inc. AZTA · Entity 4724 Disposition to issuerCommon Stock 1,831 $53.81 $98,526.11
Disclosure

SEC source: 0001209191-23-055714 · doc4.xml · nonDerivative · entry 2

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,508

F2 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2023 of 3,559 performance stock units and 2,596 of restricted stock units held by the reporting person.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:08 UTC Azenta, Inc. AZTA · Entity 4724 GrantCommon Stock 3,559 $54.13 $192,648.67
Disclosure

SEC source: 0001209191-23-055714 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,339

F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 13, 2020, of which one-third was determined to be earned at 150% and converted into restricted stock units which vested on November 15, 2023. No amount was paid by the reporting person upon grant or vesting of the performance-based units.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:20 UTC Azenta, Inc. AZTA · Entity 4724 GrantCommon Stock 3,778 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-058134 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,780

F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2023.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:15 UTC Azenta, Inc. AZTA · Entity 4724 Tax withholdingCommon Stock 4,535 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057532 · doc4.xml · nonDerivative · entry 2

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,002

F2 · shares: The forfeiture of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2022 of 10,687 performance stock units and 2,667 of restricted stock units held by the reporting person.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:15 UTC Azenta, Inc. AZTA · Entity 4724 GrantCommon Stock 10,687 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057532 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,537

F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 11, 2019, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2022. No amount was paid by the reporting person upon grant or vesting of the performance-based units.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 21:16 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 1,561 $119.27 $186,180.47
Disclosure

SEC source: 0001209191-21-065798 · doc4.xml · nonDerivative · entry 2

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,850

F3 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2021 of 3,906 restricted stock units from grants held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 16, 2021 and November 17, 2021 at a range between $114.73 and $121.43. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 21:16 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 7,133 $119.27 $850,752.91
Disclosure

SEC source: 0001209191-21-065798 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,411

F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2021 of 17,676 performance-based units held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 16, 2021 and November 17, 2021 at a range between $114.73 and $121.43. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:21 UTC Azenta, Inc. BRKS · Entity 4724 GrantCommon Stock 1,639 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065089 · doc4.xml · nonDerivative · entry 2

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,183

F2 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2022.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:21 UTC Azenta, Inc. BRKS · Entity 4724 GrantCommon Stock 17,676 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065089 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,544

F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 29, 2018, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2021. No amount was paid by the reporting person upon grant or vesting of the performance-based units.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:20 UTC Azenta, Inc. BRKS · Entity 4724 GrantCommon Stock 1,092 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065087 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,155

F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2022.

Read SEC document
November 15, 2021 Filed Nov 19, 2021 21:06 UTC Amendment Azenta, Inc. BRKS · Entity 4724 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065780 · doc4a.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,183

F1 · shares: On November 17, 2021, Reporting Person mistakenly filed a Form 4 reporting the grant of 1,092 restricted stock units to the Reporting Person that were not actually granted to the Reporting Person. As of November 15, 2021, after the issuance of 17,676 shares issued to the Reporting Person and the grant of 1,639 restricted stock units to the Reporting Person on November 15, 2021 reported on a separate Form 4 filed by the Reporting Person on November 17, 2021, the Reporting Person owned 98,183 shares.

F1 · price: On November 17, 2021, Reporting Person mistakenly filed a Form 4 reporting the grant of 1,092 restricted stock units to the Reporting Person that were not actually granted to the Reporting Person. As of November 15, 2021, after the issuance of 17,676 shares issued to the Reporting Person and the grant of 1,639 restricted stock units to the Reporting Person on November 15, 2021 reported on a separate Form 4 filed by the Reporting Person on November 17, 2021, the Reporting Person owned 98,183 shares.

F1 · balance_after: On November 17, 2021, Reporting Person mistakenly filed a Form 4 reporting the grant of 1,092 restricted stock units to the Reporting Person that were not actually granted to the Reporting Person. As of November 15, 2021, after the issuance of 17,676 shares issued to the Reporting Person and the grant of 1,639 restricted stock units to the Reporting Person on November 15, 2021 reported on a separate Form 4 filed by the Reporting Person on November 17, 2021, the Reporting Person owned 98,183 shares.

Read SEC document
September 07, 2021 Filed Sep 8, 2021 20:14 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 1,071 $90.00 $96,390.00
Disclosure

SEC source: 0001209191-21-055135 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,868

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 20:05 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 1,071 $90.00 $96,390.00
Disclosure

SEC source: 0001209191-21-047968 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,939

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021.

Read SEC document
June 28, 2021 Filed Jun 30, 2021 20:57 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 1,071 $98.00 $104,958.00
Disclosure

SEC source: 0001209191-21-043990 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,010

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:48 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 1,071 $95.00 $101,745.00
Disclosure

SEC source: 0001209191-21-043491 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,081

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 20:26 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 1,071 $91.78 $98,296.38
Disclosure

SEC source: 0001209191-21-042397 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,152

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021.

Read SEC document
May 27, 2021 Filed May 28, 2021 20:21 UTC Azenta, Inc. BRKS · Entity 4724 GiftCommon Stock 1,632 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-036538 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,223

F1 · price: The reporting person gifted 1,632 shares of Brooks Automation, Inc. stock to a charitable organization for no consideration.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 22:56 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 1,726 $69.62 $120,164.12
Disclosure

SEC source: 0001209191-20-059743 · doc4.xml · nonDerivative · entry 2

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,855

F3 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2020 of 4,442 restricted stock units from three grants held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 16, 2020 and November 18, 2020 at a range between $68.13 and $71.23. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 22:56 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 4,199 $69.62 $292,334.38
Disclosure

SEC source: 0001209191-20-059743 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,581

F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2020 of 11,947 performance-based units held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 16, 2020 and November 18, 2020 at a range between $68.13 and $71.23. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:14 UTC Azenta, Inc. BRKS · Entity 4724 GrantCommon Stock 2,372 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058706 · doc4.xml · nonDerivative · entry 2

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,780

F2 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2021.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:14 UTC Azenta, Inc. BRKS · Entity 4724 GrantCommon Stock 11,947 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058706 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,408

F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 8, 2017, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2020. No amount was paid by the reporting person upon grant or vesting of the performance-based units.

Read SEC document
August 03, 2020 Filed Aug 3, 2020 22:16 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 4,343 $54.55 $236,910.65
Disclosure

SEC source: 0001209191-20-044546 · doc4.xml · nonDerivative · entry 2

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,461

F2 · price: This represents the weighted average price for shares sold. 3,943 shares were sold at a price of $54.55, and 400 shares were sold at a price of $54.54.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 22:16 UTC Azenta, Inc. BRKS · Entity 4724 OtherCommon Stock 106 $32.49 $3,443.94
Disclosure

SEC source: 0001209191-20-044546 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,804

F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 20:05 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 6,000 $45.00 $270,000.00
Disclosure

SEC source: 0001209191-20-041728 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,698

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2019.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 20:18 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 6,000 $40.51 $243,060.00
Disclosure

SEC source: 0001209191-20-026293 · doc4.xml · nonDerivative · entry 2

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,698

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2019.

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $40.50 to $40.56. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 20:18 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 6,000 $37.50 $225,000.00
Disclosure

SEC source: 0001209191-20-026293 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,698

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2019.

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January 31, 2020 Filed Feb 4, 2020 21:03 UTC Azenta, Inc. BRKS · Entity 4724 OtherCommon Stock 540 $32.49 $17,544.60
Disclosure

SEC source: 0001209191-20-006270 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,698

F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act.

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January 02, 2020 Filed Jan 3, 2020 21:11 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 6,000 $42.63 $255,780.00
Disclosure

SEC source: 0001209191-20-000830 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,158

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2019.

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $42.30 to $42.86. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

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November 21, 2019 Filed Nov 22, 2019 22:28 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 2,752 $43.22 $118,941.44
Disclosure

SEC source: 0001209191-19-057849 · doc4.xml · nonDerivative · entry 4

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,158

F5 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 5,682 restricted stock units from two grants held by the reporting person and previously reported on Form 4.

F6 · price: Represents the weighted average price for shares sold at a range between $43.10 and $43.69. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

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November 20, 2019 Filed Nov 22, 2019 22:28 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 1,774 $45.25 $80,273.50
Disclosure

SEC source: 0001209191-19-057849 · doc4.xml · nonDerivative · entry 3

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,910

F4 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 4,244 restricted stock units from two grants held by the reporting person and previously reported on Form 4.

F3 · price: Represents the weighted average price for shares sold between November 18, 2019 and November 20, 2019 at a range between $44.34 and $46.58. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

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November 20, 2019 Filed Nov 22, 2019 22:28 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 22,424 $45.25 $1,014,686.00
Disclosure

SEC source: 0001209191-19-057849 · doc4.xml · nonDerivative · entry 2

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,684

F2 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 50,767 performance-based units held by the reporting person.

F3 · price: Represents the weighted average price for shares sold between November 18, 2019 and November 20, 2019 at a range between $44.34 and $46.58. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

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November 15, 2019 Filed Nov 22, 2019 22:28 UTC Azenta, Inc. BRKS · Entity 4724 GrantCommon Stock 50,767 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057849 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,108

F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 9, 2016, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2019. No amount was paid by the reporting person upon grant or vesting of the performance-based units.

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November 11, 2019 Filed Nov 13, 2019 22:07 UTC Azenta, Inc. BRKS · Entity 4724 GrantCommon Stock 3,989 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056415 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,341

F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2020.

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October 24, 2019 Filed Oct 25, 2019 20:12 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 5,478 $42.50 $232,815.00
Disclosure

SEC source: 0001209191-19-054098 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,352

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018.

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July 31, 2019 Filed Aug 2, 2019 20:13 UTC Azenta, Inc. BRKS · Entity 4724 OtherCommon Stock 169 $26.22 $4,431.18
Disclosure

SEC source: 0001209191-19-044232 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,830

F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act.

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May 06, 2019 Filed May 7, 2019 20:11 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 3,000 $39.50 $118,500.00
Disclosure

SEC source: 0001209191-19-027962 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,661

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018.

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April 01, 2019 Filed Apr 3, 2019 20:19 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 6,000 $29.81 $178,860.00
Disclosure

SEC source: 0001209191-19-023103 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,661

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018.

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $29.42 to $30.03. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

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February 19, 2019 Filed Feb 20, 2019 21:08 UTC Azenta, Inc. BRKS · Entity 4724 SaleCommon Stock 3,000 $33.50 $100,500.00
Disclosure

SEC source: 0001209191-19-011501 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,014

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018.

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January 31, 2019 Filed Feb 21, 2019 21:37 UTC Azenta, Inc. BRKS · Entity 4724 OtherCommon Stock 647 $25.99 $16,815.53
Disclosure

SEC source: 0001209191-19-012043 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,661

F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.