Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2020 Filed Nov 20, 2020 22:54 UTC |
Gray David CChief Strategy & New Business
|
SaleCommon Stock | 1,516 | $69.62 | $105,543.92 |
DisclosureSEC source: 0001209191-20-059741 · doc4.xml · nonDerivative · entry 2 Gray David C · CIK 0001454514 · Chief Strategy & New Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,327 F3 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2020 of 3,962 restricted stock units from three grants held by the reporting person and previously reported on Form 4. F2 · price: Represents the weighted average price for shares sold between November 16, 2020 and November 18, 2020 at a range between $68.13 and $71.23. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 22:54 UTC |
Gray David CChief Strategy & New Business
|
SaleCommon Stock | 4,199 | $69.62 | $292,334.38 |
DisclosureSEC source: 0001209191-20-059741 · doc4.xml · nonDerivative · entry 1 Gray David C · CIK 0001454514 · Chief Strategy & New Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,843 F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2020 of 11,947 performance-based units held by the reporting person and previously reported on Form 4. F2 · price: Represents the weighted average price for shares sold between November 16, 2020 and November 18, 2020 at a range between $68.13 and $71.23. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 22:54 UTC |
WRIGHTON MARK SDirector
|
GiftCommon Stock | 1,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-059740 · doc4.xml · nonDerivative · entry 1 WRIGHTON MARK S · CIK 0001021584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,136 F1 · price: The reporting person gifted 1,450 shares of Brooks Automation, Inc. stock to a non-profit organization for no consideration. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 23:11 UTC |
Vacha RobinSVP, GM BLS-Products
|
GrantCommon Stock | 2,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058857 · doc4.xml · nonDerivative · entry 2 Vacha Robin · CIK 0001832620 · SVP, GM BLS-Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,065 F2 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2021. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 23:11 UTC |
Vacha RobinSVP, GM BLS-Products
|
GrantCommon Stock | 11,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058857 · doc4.xml · nonDerivative · entry 1 Vacha Robin · CIK 0001832620 · SVP, GM BLS-Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,328 F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 8, 2017, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2020. No amount was paid by the reporting person upon grant or vesting of the performance-based units. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:20 UTC |
Robertson Lindon GEVP & Chief Financial Officer
|
GrantCommon Stock | 4,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058722 · doc4.xml · nonDerivative · entry 2 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,249 F2 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2021. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:20 UTC |
Robertson Lindon GEVP & Chief Financial Officer
|
GrantCommon Stock | 23,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058722 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,052 F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 8, 2017, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2020. No amount was paid by the reporting person upon grant or vesting of the performance-based units. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:21 UTC |
SCHWARTZ STEPHEN SDirector · CEO
|
GrantCommon Stock | 10,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058725 · doc4.xml · nonDerivative · entry 2 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,533 F2 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2021. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:21 UTC |
SCHWARTZ STEPHEN SDirector · CEO
|
GrantCommon Stock | 48,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058725 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,583 F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 8, 2017, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2020. No amount was paid by the reporting person upon grant or vesting of the performance-based units. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:19 UTC |
Pietrantoni DavidPrincipal Accounting Officer
|
GrantCommon Stock | 1,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058716 · doc4.xml · nonDerivative · entry 2 Pietrantoni David · CIK 0001579290 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,020 F2 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2021. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:19 UTC |
Pietrantoni DavidPrincipal Accounting Officer
|
GrantCommon Stock | 6,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058716 · doc4.xml · nonDerivative · entry 1 Pietrantoni David · CIK 0001579290 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,743 F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 8, 2017, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2020. No amount was paid by the reporting person upon grant or vesting of the performance-based units. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:18 UTC |
Montone William T.SVP, Human Resources
|
GrantCommon Stock | 8,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058713 · doc4.xml · nonDerivative · entry 1 Montone William T. · CIK 0001542288 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,851 F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 100% on November 15, 2021. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:15 UTC |
Liao GuojuanPresident, GENEWIZ
|
GrantCommon Stock | 3,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058711 · doc4.xml · nonDerivative · entry 1 Liao Guojuan · CIK 0001759515 · President, GENEWIZ 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,181 F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2021. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:14 UTC |
Joseph JasonSVP, General Counsel, Secy.
|
GrantCommon Stock | 2,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058706 · doc4.xml · nonDerivative · entry 2 Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,780 F2 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2021. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:14 UTC |
Joseph JasonSVP, General Counsel, Secy.
|
GrantCommon Stock | 11,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058706 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,408 F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 8, 2017, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2020. No amount was paid by the reporting person upon grant or vesting of the performance-based units. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:13 UTC |
Jarzynka DavidPresident, Semi Solutions
|
GrantCommon Stock | 3,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058704 · doc4.xml · nonDerivative · entry 2 Jarzynka David · CIK 0001670527 · President, Semi Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,971 F2 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2021. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:13 UTC |
Jarzynka DavidPresident, Semi Solutions
|
GrantCommon Stock | 14,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058704 · doc4.xml · nonDerivative · entry 1 Jarzynka David · CIK 0001670527 · President, Semi Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,869 F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 8, 2017, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2020. No amount was paid by the reporting person upon grant or vesting of the performance-based units. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:11 UTC |
Gray David CChief Strategy & New Business
|
GrantCommon Stock | 1,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058702 · doc4.xml · nonDerivative · entry 2 Gray David C · CIK 0001454514 · Chief Strategy & New Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,042 F2 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2021. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:11 UTC |
Gray David CChief Strategy & New Business
|
GrantCommon Stock | 11,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058702 · doc4.xml · nonDerivative · entry 1 Gray David C · CIK 0001454514 · Chief Strategy & New Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,126 F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 8, 2017, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2020. No amount was paid by the reporting person upon grant or vesting of the performance-based units. Read SEC document |
| September 25, 2020 Filed Sep 25, 2020 20:45 UTC |
WOOLLACOTT ALFRED IIIDirector
|
GrantRestricted Stock Unit · Derivative | 6 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052100 · doc4.xml · derivative · entry 1 WOOLLACOTT ALFRED III · CIK 0001225004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,851 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 4, 2020. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 4, 2020. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. Read SEC document |
| September 25, 2020 Filed Sep 25, 2020 20:44 UTC |
Davis Robyn CDirector
|
GrantRestricted Stock Unit · Derivative | 46 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052099 · doc4.xml · derivative · entry 1 Davis Robyn C · CIK 0001580601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,882 Underlying: Common Stock · 46 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant. F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 4, 2020. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 4, 2020. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant. F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant. Read SEC document |
| September 25, 2020 Filed Sep 25, 2020 20:43 UTC |
ALLEN A CLINTONDirector
|
GrantRestricted Stock Unit · Derivative | 17 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052098 · doc4.xml · derivative · entry 1 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,099 Underlying: Common Stock · 17 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 4, 2020. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 4, 2020. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. Read SEC document |
| September 17, 2020 Filed Sep 17, 2020 22:04 UTC |
SCHWARTZ STEPHEN SDirector · CEO
|
SaleCommon Stock | 9,291 | $45.51 | $422,833.41 |
DisclosureSEC source: 0001209191-20-051000 · doc4.xml · nonDerivative · entry 3 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,043 F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2020. F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $45.06 to $45.93. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 22:04 UTC |
SCHWARTZ STEPHEN SDirector · CEO
|
SaleCommon Stock | 30,000 | $45.00 | $1,350,000.00 |
DisclosureSEC source: 0001209191-20-051000 · doc4.xml · nonDerivative · entry 2 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,334 F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2020. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 22:04 UTC |
SCHWARTZ STEPHEN SDirector · CEO
|
SaleCommon Stock | 30,000 | $45.00 | $1,350,000.00 |
DisclosureSEC source: 0001209191-20-051000 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,334 F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2020. Read SEC document |
| September 10, 2020 Filed Sep 12, 2020 00:33 UTC |
SCHWARTZ STEPHEN SDirector · CEO
|
SaleCommon Stock | 3,910 | $45.15 | $176,536.50 |
DisclosureSEC source: 0001209191-20-050223 · doc4.xml · nonDerivative · entry 2 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,334 F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2020. F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $45.00 to $45.95. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| September 09, 2020 Filed Sep 12, 2020 00:33 UTC |
SCHWARTZ STEPHEN SDirector · CEO
|
SaleCommon Stock | 30,000 | $45.00 | $1,350,000.00 |
DisclosureSEC source: 0001209191-20-050223 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,244 F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2020. Read SEC document |
| September 08, 2020 Filed Sep 8, 2020 23:30 UTC |
SCHWARTZ STEPHEN SDirector · CEO
|
SaleCommon Stock | 30,000 | $45.30 | $1,359,000.00 |
DisclosureSEC source: 0001209191-20-049794 · doc4.xml · nonDerivative · entry 3 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,244 F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2020. F4 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $45.00 to $45.66. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| September 04, 2020 Filed Sep 8, 2020 23:30 UTC |
SCHWARTZ STEPHEN SDirector · CEO
|
SaleCommon Stock | 30,000 | $46.99 | $1,409,700.00 |
DisclosureSEC source: 0001209191-20-049794 · doc4.xml · nonDerivative · entry 2 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,244 F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2020. F3 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $46.33 to $48.71. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 23:30 UTC |
SCHWARTZ STEPHEN SDirector · CEO
|
SaleCommon Stock | 30,000 | $48.87 | $1,466,100.00 |
DisclosureSEC source: 0001209191-20-049794 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,244 F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2020. F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $47.84 to $52.37. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 20:16 UTC |
Robertson Lindon GEVP & Chief Financial Officer
|
SaleCommon Stock | 13,000 | $55.32 | $719,160.00 |
DisclosureSEC source: 0001209191-20-047184 · doc4.xml · nonDerivative · entry 3 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,822 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020. F4 · price: Represents the weighted average price for the shares purchased. The shares were purchased at per-share prices ranging from $54.99 to $55.51. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 20:16 UTC |
Robertson Lindon GEVP & Chief Financial Officer
|
SaleCommon Stock | 12,207 | $55.34 | $675,535.38 |
DisclosureSEC source: 0001209191-20-047184 · doc4.xml · nonDerivative · entry 2 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,822 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020. F3 · price: Represents the weighted average price for the shares purchased. The shares were purchased at per-share prices ranging from $54.99 to $55.50. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 20:16 UTC |
Robertson Lindon GEVP & Chief Financial Officer
|
SaleCommon Stock | 14,031 | $55.26 | $775,353.06 |
DisclosureSEC source: 0001209191-20-047184 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,029 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020. F2 · price: Represents the weighted average price for the shares purchased. The shares were purchased at per-share prices ranging from $54.96 to $55.75. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| August 03, 2020 Filed Aug 3, 2020 22:16 UTC |
Joseph JasonSVP, General Counsel, Secy.
|
SaleCommon Stock | 4,343 | $54.55 | $236,910.65 |
DisclosureSEC source: 0001209191-20-044546 · doc4.xml · nonDerivative · entry 2 Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,461 F2 · price: This represents the weighted average price for shares sold. 3,943 shares were sold at a price of $54.55, and 400 shares were sold at a price of $54.54. Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 22:16 UTC |
Joseph JasonSVP, General Counsel, Secy.
|
OtherCommon Stock | 106 | $32.49 | $3,443.94 |
DisclosureSEC source: 0001209191-20-044546 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,804 F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act. Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 20:36 UTC |
Robertson Lindon GEVP & Chief Financial Officer
|
OtherCommon Stock | 385 | $32.49 | $12,508.65 |
DisclosureSEC source: 0001209191-20-044491 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,060 F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act. Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 20:34 UTC |
Pietrantoni DavidPrincipal Accounting Officer
|
SaleCommon Stock | 6,000 | $50.00 | $300,000.00 |
DisclosureSEC source: 0001209191-20-044490 · doc4.xml · nonDerivative · entry 2 Pietrantoni David · CIK 0001579290 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,438 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2020. Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 20:32 UTC |
Montone William T.SVP, Human Resources
|
SaleCommon Stock | 4,877 | $50.00 | $243,850.00 |
DisclosureSEC source: 0001209191-20-044489 · doc4.xml · nonDerivative · entry 1 Montone William T. · CIK 0001542288 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,871 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 5, 2019. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 20:34 UTC |
Pietrantoni DavidPrincipal Accounting Officer
|
SaleCommon Stock | 6,000 | $47.50 | $285,000.00 |
DisclosureSEC source: 0001209191-20-044490 · doc4.xml · nonDerivative · entry 1 Pietrantoni David · CIK 0001579290 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,438 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2020. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 20:06 UTC |
Montone William T.SVP, Human Resources
|
SaleCommon Stock | 1,612 | $45.00 | $72,540.00 |
DisclosureSEC source: 0001209191-20-041729 · doc4.xml · nonDerivative · entry 1 Montone William T. · CIK 0001542288 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,748 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 5, 2019. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 20:07 UTC |
SCHWARTZ STEPHEN SDirector · CEO
|
SaleCommon Stock | 20,000 | $45.00 | $900,000.00 |
DisclosureSEC source: 0001209191-20-041732 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,244 F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 20:05 UTC |
Joseph JasonSVP, General Counsel, Secy.
|
SaleCommon Stock | 6,000 | $45.00 | $270,000.00 |
DisclosureSEC source: 0001209191-20-041728 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,698 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2019. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 20:04 UTC |
Gray David CChief Strategy & New Business
|
SaleCommon Stock | 4,000 | $45.00 | $180,000.00 |
DisclosureSEC source: 0001209191-20-041727 · doc4.xml · nonDerivative · entry 1 Gray David C · CIK 0001454514 · Chief Strategy & New Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,179 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2020. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 20:52 UTC |
Pietrantoni DavidPrincipal Accounting Officer
|
SaleCommon Stock | 4,000 | $44.00 | $176,000.00 |
DisclosureSEC source: 0001209191-20-039775 · doc4.xml · nonDerivative · entry 1 Pietrantoni David · CIK 0001579290 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,438 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2020. Read SEC document |
| June 26, 2020 Filed Jun 26, 2020 20:20 UTC |
WOOLLACOTT ALFRED IIIDirector
|
GrantRestricted Stock Unit · Derivative | 6 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-039079 · doc4.xml · derivative · entry 1 WOOLLACOTT ALFRED III · CIK 0001225004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,845 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 5, 2020. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 5, 2020. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. Read SEC document |
| June 26, 2020 Filed Jun 26, 2020 20:19 UTC |
Davis Robyn CDirector
|
GrantRestricted Stock Unit · Derivative | 49 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-039078 · doc4.xml · derivative · entry 1 Davis Robyn C · CIK 0001580601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,836 Underlying: Common Stock · 49 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant. F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 5, 2020. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 5, 2020. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant. F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 20:18 UTC |
ALLEN A CLINTONDirector
|
GrantRestricted Stock Unit · Derivative | 18 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-039452 · doc4.xml · derivative · entry 1 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,082 Underlying: Common Stock · 18 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 5, 2020. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 5, 2020. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 20:18 UTC |
Gray David CChief Strategy & New Business
|
SaleCommon Stock | 3,196 | $43.65 | $139,505.40 |
DisclosureSEC source: 0001209191-20-035502 · doc4.xml · nonDerivative · entry 1 Gray David C · CIK 0001454514 · Chief Strategy & New Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,179 Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 20:56 UTC |
Robertson Lindon GEVP & Chief Financial Officer
|
SaleCommon Stock | 12,132 | $44.30 | $537,447.60 |
DisclosureSEC source: 0001209191-20-035004 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,675 F1 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $44.21 to $44.42. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 20:19 UTC |
Montone William T.SVP, Human Resources
|
SaleCommon Stock | 5,000 | $42.56 | $212,800.00 |
DisclosureSEC source: 0001209191-20-034426 · doc4.xml · nonDerivative · entry 1 Montone William T. · CIK 0001542288 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,360 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.