AZTA

SEC source: 0001209191-21-057039 · doc4.xml · nonDerivative · entry 1

Montone William T. · CIK 0001542288 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,076

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021.

SEC source: 0001209191-21-057417 · doc4a.xml · nonDerivative · entry 1

Pietrantoni David · CIK 0001579290 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,063

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021.

F2 · shares: On September 21, 2021, the reporting person filed a Form 4 which overstated the number of shares sold by the reporting person on September 20, 2021 by 10,000 shares. The correct number of shares sold by the reporting person was 2,500.

SEC source: 0001209191-21-055135 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,868

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021.

SEC source: 0001209191-21-065102 · doc4.xml · nonDerivative · entry 4

Vacha Robin · CIK 0001832620 · SVP, GM BLS-Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,300

F3 · shares: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act

SEC source: 0001209191-21-065095 · doc4.xml · nonDerivative · entry 4

Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,265

F3 · shares: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act

SEC source: 0001209191-21-065076 · doc4.xml · nonDerivative · entry 2

De Jesus Linda · CIK 0001878072 · Chief Commercial Officer, LS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,912

F2 · shares: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act

SEC source: 0001209191-21-047968 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,939

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021.

SEC source: 0001209191-21-043991 · doc4.xml · nonDerivative · entry 1

Montone William T. · CIK 0001542288 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,216

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021.

SEC source: 0001209191-21-043990 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,010

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021.

SEC source: 0001209191-21-043497 · doc4.xml · derivative · entry 1

WOOLLACOTT ALFRED III · CIK 0001225004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,623

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 4, 2021. Grant of Restricted Stock Units under the Company's 2020 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 4, 2021. Grant of Restricted Stock Units under the Company's 2020 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-21-043474 · doc4.xml · derivative · entry 1

Davis Robyn C · CIK 0001580601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,961

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 4, 2021. Grant of Restricted Stock Units under the company's 2020 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 4, 2021. Grant of Restricted Stock Units under the company's 2020 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

SEC source: 0001209191-21-043496 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,711

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021.

SEC source: 0001209191-21-043492 · doc4.xml · nonDerivative · entry 1

Pietrantoni David · CIK 0001579290 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,563

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021.

SEC source: 0001209191-21-043491 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,081

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021.

SEC source: 0001209191-21-042397 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,152

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021.

SEC source: 0001209191-21-042407 · doc4.xml · nonDerivative · entry 2

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,211

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021.

SEC source: 0001209191-21-042407 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,711

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021.

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $90.02 to $95.64. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-21-036538 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,223

F1 · price: The reporting person gifted 1,632 shares of Brooks Automation, Inc. stock to a charitable organization for no consideration.

SEC source: 0001209191-21-032704 · doc4.xml · nonDerivative · entry 1

Rosenblatt Michael · CIK 0001478797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,882

F1 · price: This represents the weighted average price for shares sold on May 13, 2021 at a range between $90.00 and $90.03 the reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-023203 · doc4.xml · derivative · entry 1

WOOLLACOTT ALFRED III · CIK 0001225004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,619

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 5, 2021. Grant of Restricted Stock Units under the Company's 2020 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 5, 2021. Grant of Restricted Stock Units under the Company's 2020 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-21-023202 · doc4.xml · derivative · entry 1

Davis Robyn C · CIK 0001580601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,939

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 5, 2021. Grant of Restricted Stock Units under the company's 2020 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 5, 2021. Grant of Restricted Stock Units under the company's 2020 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

SEC source: 0001209191-21-008466 · doc4.xml · nonDerivative · entry 1

WRIGHTON MARK S · CIK 0001021584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,896

F1 · price: Grant of unrestricted shares under the company's 2020 Equity Incentive Plan. No amount was paid upon grant of the shares.

SEC source: 0001209191-21-008465 · doc4.xml · derivative · entry 1

WOOLLACOTT ALFRED III · CIK 0001225004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,614

Underlying: Common Stock · 1,760 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the earlier of his attainment of age 65 or his separation from service from the company.

F2 · price: Grant of Restricted Stock Units under the company's 2020 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the earlier of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the earlier of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-21-008464 · doc4.xml · nonDerivative · entry 1

Rosenblatt Michael · CIK 0001478797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,642

F1 · price: Grant of unrestricted shares under the company's 2020 Equity Incentive Plan. No amount was paid upon grant of the shares.

SEC source: 0001209191-21-008463 · doc4.xml · nonDerivative · entry 1

Palepu Krishna G. · CIK 0001345098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,867

F1 · price: Grant of unrestricted shares under the company's 2020 Equity Incentive Plan. No amount was paid upon grant of the shares.

SEC source: 0001209191-21-008460 · doc4.xml · nonDerivative · entry 1

McLaughlin Erica · CIK 0001740348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,827

F1 · price: Grant of unrestricted shares under the company's 2020 Equity Incentive Plan. No amount was paid upon grant of the shares.

SEC source: 0001209191-21-008456 · doc4.xml · nonDerivative · entry 1

Davis Robyn C · CIK 0001580601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,596

F1 · price: Grant of unrestricted shares under the company's 2020 Equity Incentive Plan. No amount was paid upon grant of the shares.

SEC source: 0001209191-21-008771 · doc4.xml · nonDerivative · entry 1

Zane Ellen M · CIK 0001369850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,374

F1 · price: Grant of unrestricted shares under the company's 2020 Equity Incentive Plan. No amount was paid upon grant of the shares.

SEC source: 0001209191-21-008769 · doc4.xml · nonDerivative · entry 1

MARTIN JOSEPH R · CIK 0001195846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,881

F1 · price: Grant of unrestricted shares under the company's 2020 Equity Incentive Plan. No amount was paid upon grant of the shares.

SEC source: 0001209191-21-065102 · doc4.xml · nonDerivative · entry 3

Vacha Robin · CIK 0001832620 · SVP, GM BLS-Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,079

F3 · shares: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act

SEC source: 0001209191-21-065095 · doc4.xml · nonDerivative · entry 3

Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,136

F3 · shares: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act

SEC source: 0001209191-21-065076 · doc4.xml · nonDerivative · entry 1

De Jesus Linda · CIK 0001878072 · Chief Commercial Officer, LS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,631

F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2022.

SEC source: 0001209191-20-064494 · doc4.xml · derivative · entry 1

WOOLLACOTT ALFRED III · CIK 0001225004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,854

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 4, 2020. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 4, 2020. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-20-064491 · doc4.xml · derivative · entry 1

Davis Robyn C · CIK 0001580601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,911

Underlying: Common Stock · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 4, 2020. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 4, 2020. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

SEC source: 0001209191-20-059752 · doc4.xml · nonDerivative · entry 2

Vacha Robin · CIK 0001832620 · SVP, GM BLS-Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,575

F3 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2020 of 4,091 restricted stock units from three grants held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 16, 2020 and November 18, 2020 at a range between $68.13 and $71.23. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-059752 · doc4.xml · nonDerivative · entry 1

Vacha Robin · CIK 0001832620 · SVP, GM BLS-Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,308

F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2020 of 11,947 performance-based units held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 16, 2020 and November 18, 2020 at a range between $68.13 and $71.23. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-059750 · doc4.xml · nonDerivative · entry 2

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,711

F3 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2020 of 17,941 restricted stock units from three grants held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 16, 2020 and November 18, 2020 at a range between $68.13 and $71.23. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-059750 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,478

F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2020 of 48,540 performance-based units held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 16, 2020 and November 18, 2020 at a range between $68.13 and $71.23. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-059749 · doc4.xml · nonDerivative · entry 2

Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,266

F3 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2020 of 10,448 restricted stock units from three grants held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 16, 2020 and November 18, 2020 at a range between $68.13 and $71.23. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-059749 · doc4.xml · nonDerivative · entry 1

Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,801

F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2020 of 23,230 performance-based units held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 16, 2020 and November 18, 2020 at a range between $68.13 and $71.23. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-059748 · doc4.xml · nonDerivative · entry 2

Pietrantoni David · CIK 0001579290 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,563

F3 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2020 of 2,250 restricted stock units from three grants held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 16, 2020 and November 18, 2020 at a range between $68.13 and $71.23. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-059748 · doc4.xml · nonDerivative · entry 1

Pietrantoni David · CIK 0001579290 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,508

F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2020 of 6,305 performance-based units held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 16, 2020 and November 18, 2020 at a range between $68.13 and $71.23. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-059745 · doc4.xml · nonDerivative · entry 1

Liao Guojuan · CIK 0001759515 · President, GENEWIZ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,827

F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2020 of 4,015 restricted stock units from two grants held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 16, 2020 and November 18, 2020 at a range between $68.13 and $71.23. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-059746 · doc4.xml · nonDerivative · entry 1

Montone William T. · CIK 0001542288 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,355

F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2020 of 13,110 restricted stock units from two grants held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 16, 2020 and November 18, 2020 at a range between $68.13 and $71.23. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-059743 · doc4.xml · nonDerivative · entry 2

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,855

F3 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2020 of 4,442 restricted stock units from three grants held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 16, 2020 and November 18, 2020 at a range between $68.13 and $71.23. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-059743 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,581

F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2020 of 11,947 performance-based units held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 16, 2020 and November 18, 2020 at a range between $68.13 and $71.23. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-059742 · doc4.xml · nonDerivative · entry 3

Jarzynka David · CIK 0001670527 · President, Semi Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,921

F4 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2020.

F5 · price: Represents the weighted average price for shares sold at a range between $68.04 and $70.75. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-059742 · doc4.xml · nonDerivative · entry 2

Jarzynka David · CIK 0001670527 · President, Semi Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,512

F3 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2020 of 5,726 restricted stock units from three grants held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 16, 2020 and November 18, 2020 at a range between $68.13 and $71.23. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-059742 · doc4.xml · nonDerivative · entry 1

Jarzynka David · CIK 0001670527 · President, Semi Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,994

F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2020 of 14,602 performance-based units held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold between November 16, 2020 and November 18, 2020 at a range between $68.13 and $71.23. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-059741 · doc4.xml · nonDerivative · entry 3

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,265

F4 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2020.

F5 · price: Represents the weighted average price for shares sold at a range between $67.22 and $68.88. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.