Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2022 Filed Jun 9, 2022 21:05 UTC |
McLaughlin EricaDirector
|
GrantCommon Stock | 1,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035447 · doc4.xml · nonDerivative · entry 1 McLaughlin Erica · CIK 0001740348 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,749 F1 · price: Grant of unrestricted shares under the company's 2020 Equity Incentive Plan. No amount was paid upon grant of the shares. Read SEC document |
| February 11, 2022 Filed Jun 9, 2022 21:04 UTC |
MARTIN JOSEPH RDirector
|
GrantCommon Stock | 2,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035445 · doc4.xml · nonDerivative · entry 1 MARTIN JOSEPH R · CIK 0001195846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,689 F1 · price: Grant of unrestricted shares under the company's 2020 Equity Incentive Plan. No amount was paid upon grant of the shares. Read SEC document |
| February 11, 2022 Filed Jun 9, 2022 20:59 UTC |
Davis Robyn CDirector
|
GrantCommon Stock | 1,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035432 · doc4.xml · nonDerivative · entry 1 Davis Robyn C · CIK 0001580601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,518 F1 · price: Grant of unrestricted shares under the company's 2020 Equity Incentive Plan. No amount was paid upon grant of the shares. Read SEC document |
| February 11, 2022 Filed Jun 9, 2022 20:58 UTC |
Casal FrankDirector
|
GrantCommon Stock | 1,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035431 · doc4.xml · nonDerivative · entry 1 Casal Frank · CIK 0001891819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,185 F1 · price: Grant of unrestricted shares under the Company's 2020 Equity Incentive Plan. No amount was paid upon grant of the shares. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:29 UTC |
Vacha RobinSVP, GM Life Science Products
|
GrantCommon Stock | 285 | $69.29 | $19,747.65 |
DisclosureSEC source: 0001209191-22-006463 · doc4.xml · nonDerivative · entry 1 Vacha Robin · CIK 0001832620 · SVP, GM Life Science Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,217 F1 · shares: Purchase by Reporting Person under the Azenta, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:26 UTC |
Robertson Lindon GEVP & Chief Financial Officer
|
OtherCommon Stock | 189 | $69.29 | $13,095.81 |
DisclosureSEC source: 0001209191-22-006456 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,123 F1 · kind: Purchase by Reporting Person under the Azenta, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act. F1 · shares: Purchase by Reporting Person under the Azenta, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:22 UTC |
Crowley KimberlySVP, Chief HR Officer
|
GrantCommon Stock | 110 | $69.29 | $7,621.90 |
DisclosureSEC source: 0001209191-22-006442 · doc4.xml · nonDerivative · entry 1 Crowley Kimberly · CIK 0001878164 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,265 F1 · shares: Purchase by Reporting Person under the Azenta, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act Read SEC document |
| January 06, 2022 Filed Jan 10, 2022 21:17 UTC |
MARTIN JOSEPH RDirector
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-002689 · doc4.xml · nonDerivative · entry 1 MARTIN JOSEPH R · CIK 0001195846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,881 F1 · price: The reporting person gifted 1,000 shares of Azenta, Inc. stock to a family member not residing with the reporting person for no consideration. The reporting person disclaims beneficial ownership of and pecuniary interest in such shares. Read SEC document |
| January 04, 2022 Filed Feb 3, 2022 21:19 UTC |
De Jesus LindaChief Commercial Officer, LS
|
SaleCommon | 191 | $102.59 | $19,594.69 |
DisclosureSEC source: 0001209191-22-006778 · doc4.xml · nonDerivative · entry 1 De Jesus Linda · CIK 0001878072 · Chief Commercial Officer, LS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,721 F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on January 4, 2022 of 440 restricted stock units held by the reporting person and previously reported on Form 3. Read SEC document |
| December 23, 2021 Filed Jun 9, 2022 20:59 UTC |
Davis Robyn CDirector
|
GrantRestricted Stock Unit · Derivative | 20 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035432 · doc4.xml · derivative · entry 2 Davis Robyn C · CIK 0001580601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,006 Underlying: Common Stock · 20 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Azenta's common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant. F3 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 3, 2021. Grant of Restricted Stock Units under the company's 2020 Equity Incentive Plan. No amount was paid upon grant of the units. F3 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 3, 2021. Grant of Restricted Stock Units under the company's 2020 Equity Incentive Plan. No amount was paid upon grant of the units. F2 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Azenta's common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant. F2 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Azenta's common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant. Read SEC document |
| December 21, 2021 Filed Jun 9, 2022 21:09 UTC |
WOOLLACOTT ALFRED IIIDirector
|
GrantRestricted Stock Unit · Derivative | 4 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035454 · doc4.xml · derivative · entry 1 WOOLLACOTT ALFRED III · CIK 0001225004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,632 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Azenta's common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 3, 2021. Grant of Restricted Stock Units under the Company's 2020 Equity Incentive Plan. No amount was paid upon grant of the units. F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 3, 2021. Grant of Restricted Stock Units under the Company's 2020 Equity Incentive Plan. No amount was paid upon grant of the units. F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Azenta's common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Azenta's common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 21:16 UTC |
Jarzynka DavidPresident, Semi Solutions
|
SaleCommon Stock | 10,216 | $120.29 | $1,228,882.64 |
DisclosureSEC source: 0001209191-21-066093 · doc4.xml · nonDerivative · entry 1 Jarzynka David · CIK 0001670527 · President, Semi Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,315 F1 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $120.00 to $120.47. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 21:15 UTC |
Vacha RobinSVP, GM BLS-Products
|
SaleCommon Stock | 6,490 | $119.03 | $772,504.70 |
DisclosureSEC source: 0001209191-21-065795 · doc4.xml · nonDerivative · entry 3 Vacha Robin · CIK 0001832620 · SVP, GM BLS-Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,932 F4 · price: Represents the weighted average price for shares sold at a range between $119.00 and $119.04. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 21:07 UTC |
Gray David CChief Strategy & New Business
|
SaleCommon Stock | 4,049 | $118.48 | $479,725.52 |
DisclosureSEC source: 0001209191-21-065783 · doc4.xml · nonDerivative · entry 3 Gray David C · CIK 0001454514 · Chief Strategy & New Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,106 F4 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2021. F5 · price: Represents the weighted average price for shares sold at a range between $117.08 and $120.00. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:12 UTC |
Robertson Lindon GEVP & Chief Financial Officer
|
SaleCommon Stock | 3,871 | $119.27 | $461,694.17 |
DisclosureSEC source: 0001209191-21-065788 · doc4.xml · nonDerivative · entry 2 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,934 F3 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2021 of 9,267 restricted stock units from three grants held by the reporting person and previously reported on Form 4. F2 · price: Represents the weighted average price for shares sold between November 16, 2021 and November 17, 2021 at a range between $114.73 and $121.43. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:12 UTC |
Robertson Lindon GEVP & Chief Financial Officer
|
SaleCommon Stock | 14,460 | $119.27 | $1,724,644.20 |
DisclosureSEC source: 0001209191-21-065788 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,805 F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2021 of 33,745 performance-based units held by the reporting person and previously reported on Form 4. F2 · price: Represents the weighted average price for shares sold between November 16, 2021 and November 17, 2021 at a range between $114.73 and $121.43. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:16 UTC |
Joseph JasonSVP, General Counsel, Secy.
|
SaleCommon Stock | 1,561 | $119.27 | $186,180.47 |
DisclosureSEC source: 0001209191-21-065798 · doc4.xml · nonDerivative · entry 2 Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,850 F3 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2021 of 3,906 restricted stock units from grants held by the reporting person and previously reported on Form 4. F2 · price: Represents the weighted average price for shares sold between November 16, 2021 and November 17, 2021 at a range between $114.73 and $121.43. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:16 UTC |
Joseph JasonSVP, General Counsel, Secy.
|
SaleCommon Stock | 7,133 | $119.27 | $850,752.91 |
DisclosureSEC source: 0001209191-21-065798 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,411 F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2021 of 17,676 performance-based units held by the reporting person and previously reported on Form 4. F2 · price: Represents the weighted average price for shares sold between November 16, 2021 and November 17, 2021 at a range between $114.73 and $121.43. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:15 UTC |
Vacha RobinSVP, GM BLS-Products
|
SaleCommon Stock | 1,549 | $119.27 | $184,749.23 |
DisclosureSEC source: 0001209191-21-065795 · doc4.xml · nonDerivative · entry 2 Vacha Robin · CIK 0001832620 · SVP, GM BLS-Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,422 F3 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2021 of 3,676 restricted stock units from three grants held by the reporting person and previously reported on Form 4. F2 · price: Represents the weighted average price for shares sold between November 16, 2021 and November 17, 2021 at a range between $114.73 and $121.43. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:15 UTC |
Vacha RobinSVP, GM BLS-Products
|
SaleCommon Stock | 7,329 | $119.27 | $874,129.83 |
DisclosureSEC source: 0001209191-21-065795 · doc4.xml · nonDerivative · entry 1 Vacha Robin · CIK 0001832620 · SVP, GM BLS-Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,971 F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2021 of 17,354 performance-based units held by the reporting person and previously reported on Form 4. F2 · price: Represents the weighted average price for shares sold between November 16, 2021 and November 17, 2021 at a range between $114.73 and $121.43. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:14 UTC |
SCHWARTZ STEPHEN SDirector · CEO
|
SaleCommon Stock | 6,811 | $119.27 | $812,347.97 |
DisclosureSEC source: 0001209191-21-065791 · doc4.xml · nonDerivative · entry 2 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,354 F3 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2021 of 16,198 restricted stock units from three grants held by the reporting person and previously reported on Form 4. F2 · price: Represents the weighted average price for shares sold between November 16, 2021 and November 17, 2021 at a range between $114.73 and $121.43. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:14 UTC |
SCHWARTZ STEPHEN SDirector · CEO
|
SaleCommon Stock | 34,540 | $119.27 | $4,119,585.80 |
DisclosureSEC source: 0001209191-21-065791 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,165 F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2021 of 80,346 performance-based units held by the reporting person and previously reported on Form 4. F2 · price: Represents the weighted average price for shares sold between November 16, 2021 and November 17, 2021 at a range between $114.73 and $121.43. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:10 UTC |
Pietrantoni DavidPrincipal Accounting Officer
|
SaleCommon Stock | 832 | $119.27 | $99,232.64 |
DisclosureSEC source: 0001209191-21-065787 · doc4.xml · nonDerivative · entry 2 Pietrantoni David · CIK 0001579290 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,375 F3 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2021 of 1,975 restricted stock units from three grants held by the reporting person and previously reported on Form 4. F2 · price: Represents the weighted average price for shares sold between November 16, 2021 and November 17, 2021 at a range between $114.73 and $121.43. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:10 UTC |
Pietrantoni DavidPrincipal Accounting Officer
|
SaleCommon Stock | 3,998 | $119.27 | $476,841.46 |
DisclosureSEC source: 0001209191-21-065787 · doc4.xml · nonDerivative · entry 1 Pietrantoni David · CIK 0001579290 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,207 F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2021 of 9,642 performance-based units held by the reporting person and previously reported on Form 4. F2 · price: Represents the weighted average price for shares sold between November 16, 2021 and November 17, 2021 at a range between $114.73 and $121.43. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:09 UTC |
Jarzynka DavidPresident, Semi Solutions
|
SaleCommon Stock | 2,161 | $119.27 | $257,742.47 |
DisclosureSEC source: 0001209191-21-065786 · doc4.xml · nonDerivative · entry 2 Jarzynka David · CIK 0001670527 · President, Semi Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,531 F3 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2021 of 5,138 restricted stock units from three grants held by the reporting person and previously reported on Form 4. F2 · price: Represents the weighted average price for shares sold between November 16, 2021 and November 17, 2021 at a range between $114.73 and $121.43. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:09 UTC |
Jarzynka DavidPresident, Semi Solutions
|
SaleCommon Stock | 10,939 | $119.27 | $1,304,694.53 |
DisclosureSEC source: 0001209191-21-065786 · doc4.xml · nonDerivative · entry 1 Jarzynka David · CIK 0001670527 · President, Semi Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,692 F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2021 of 25,710 performance-based units held by the reporting person and previously reported on Form 4. F2 · price: Represents the weighted average price for shares sold between November 16, 2021 and November 17, 2021 at a range between $114.73 and $121.43. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:07 UTC |
Gray David CChief Strategy & New Business
|
SaleCommon Stock | 1,163 | $119.27 | $138,711.01 |
DisclosureSEC source: 0001209191-21-065783 · doc4.xml · nonDerivative · entry 2 Gray David C · CIK 0001454514 · Chief Strategy & New Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,151 F3 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2021 of 3,274 restricted stock units from three grants held by the reporting person and previously reported on Form 4. F2 · price: Represents the weighted average price for shares sold between November 16, 2021 and November 17, 2021 at a range between $114.73 and $121.43. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:07 UTC |
Gray David CChief Strategy & New Business
|
SaleCommon Stock | 6,239 | $119.27 | $744,125.53 |
DisclosureSEC source: 0001209191-21-065783 · doc4.xml · nonDerivative · entry 1 Gray David C · CIK 0001454514 · Chief Strategy & New Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,318 F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2021 of 16,872 performance-based units held by the reporting person and previously reported on Form 4. F2 · price: Represents the weighted average price for shares sold between November 16, 2021 and November 17, 2021 at a range between $114.73 and $121.43. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:25 UTC |
Vacha RobinSVP, GM BLS-Products
|
GrantCommon Stock | 1,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065102 · doc4.xml · nonDerivative · entry 2 Vacha Robin · CIK 0001832620 · SVP, GM BLS-Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,677 F2 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2022. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:25 UTC |
Vacha RobinSVP, GM BLS-Products
|
GrantCommon Stock | 17,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065102 · doc4.xml · nonDerivative · entry 1 Vacha Robin · CIK 0001832620 · SVP, GM BLS-Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,929 F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 29, 2018, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2021. No amount was paid by the reporting person upon grant or vesting of the performance-based units. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:24 UTC |
SCHWARTZ STEPHEN SDirector · CEO
|
GrantCommon Stock | 7,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065098 · doc4.xml · nonDerivative · entry 2 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,705 F2 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2022. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:24 UTC |
SCHWARTZ STEPHEN SDirector · CEO
|
GrantCommon Stock | 80,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065098 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,057 F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 29, 2018, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2021. No amount was paid by the reporting person upon grant or vesting of the performance-based units. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:23 UTC |
Robertson Lindon GEVP & Chief Financial Officer
|
GrantCommon Stock | 2,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065095 · doc4.xml · nonDerivative · entry 2 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,851 F2 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2022. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:23 UTC |
Robertson Lindon GEVP & Chief Financial Officer
|
GrantCommon Stock | 33,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065095 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,011 F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 29, 2018, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2021. No amount was paid by the reporting person upon grant or vesting of the performance-based units. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:22 UTC |
Pietrantoni DavidPrincipal Accounting Officer
|
GrantCommon Stock | 9,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065093 · doc4.xml · nonDerivative · entry 1 Pietrantoni David · CIK 0001579290 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,205 F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 29, 2018, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2021. No amount was paid by the reporting person upon grant or vesting of the performance-based units. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:21 UTC |
Joseph JasonSVP, General Counsel, Secy.
|
GrantCommon Stock | 1,639 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065089 · doc4.xml · nonDerivative · entry 2 Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,183 F2 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2022. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:21 UTC |
Joseph JasonSVP, General Counsel, Secy.
|
GrantCommon Stock | 17,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065089 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,544 F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 29, 2018, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2021. No amount was paid by the reporting person upon grant or vesting of the performance-based units. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:20 UTC |
Joseph JasonSVP, General Counsel, Secy.
|
GrantCommon Stock | 1,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065087 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,155 F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2022. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:19 UTC |
Jarzynka DavidPresident, Semi Solutions
|
GrantCommon Stock | 25,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065083 · doc4.xml · nonDerivative · entry 1 Jarzynka David · CIK 0001670527 · President, Semi Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,631 F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 29, 2018, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2021. No amount was paid by the reporting person upon grant or vesting of the performance-based units. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:18 UTC |
Gray David CChief Strategy & New Business
|
GrantCommon Stock | 1,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065080 · doc4.xml · nonDerivative · entry 2 Gray David C · CIK 0001454514 · Chief Strategy & New Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,557 F2 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2021. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:18 UTC |
Gray David CChief Strategy & New Business
|
GrantCommon Stock | 16,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065080 · doc4.xml · nonDerivative · entry 1 Gray David C · CIK 0001454514 · Chief Strategy & New Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,137 F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 29, 2018, which were subject to performance based vesting requirements measured at the three-year period ended September 30, 2021. No amount was paid by the reporting person upon grant or vesting of the performance-based units. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 21:14 UTC |
Crowley KimberlyChief Human Resources Officer
|
GrantCommon Stock | 1,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065453 · doc4.xml · nonDerivative · entry 1 Crowley Kimberly · CIK 0001878164 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,155 F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2022. Read SEC document |
| November 15, 2021 Filed Nov 19, 2021 21:06 UTC Amendment |
Joseph JasonSVP, General Counsel, Secy.
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065780 · doc4a.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,183 F1 · shares: On November 17, 2021, Reporting Person mistakenly filed a Form 4 reporting the grant of 1,092 restricted stock units to the Reporting Person that were not actually granted to the Reporting Person. As of November 15, 2021, after the issuance of 17,676 shares issued to the Reporting Person and the grant of 1,639 restricted stock units to the Reporting Person on November 15, 2021 reported on a separate Form 4 filed by the Reporting Person on November 17, 2021, the Reporting Person owned 98,183 shares. F1 · price: On November 17, 2021, Reporting Person mistakenly filed a Form 4 reporting the grant of 1,092 restricted stock units to the Reporting Person that were not actually granted to the Reporting Person. As of November 15, 2021, after the issuance of 17,676 shares issued to the Reporting Person and the grant of 1,639 restricted stock units to the Reporting Person on November 15, 2021 reported on a separate Form 4 filed by the Reporting Person on November 17, 2021, the Reporting Person owned 98,183 shares. F1 · balance_after: On November 17, 2021, Reporting Person mistakenly filed a Form 4 reporting the grant of 1,092 restricted stock units to the Reporting Person that were not actually granted to the Reporting Person. As of November 15, 2021, after the issuance of 17,676 shares issued to the Reporting Person and the grant of 1,639 restricted stock units to the Reporting Person on November 15, 2021 reported on a separate Form 4 filed by the Reporting Person on November 17, 2021, the Reporting Person owned 98,183 shares. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 21:12 UTC |
Rosenblatt MichaelDirector
|
SaleCommon Stock | 2,831 | $114.13 | $323,102.03 |
DisclosureSEC source: 0001209191-21-064446 · doc4.xml · nonDerivative · entry 1 Rosenblatt Michael · CIK 0001478797 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,051 Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 21:15 UTC |
Casal FrankDirector
|
GrantCommon Stock | 263 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-063373 · doc4.xml · nonDerivative · entry 1 Casal Frank · CIK 0001891819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263 F1 · price: Grant of unrestricted shares to the reporting person in connection with the reporting person's appointment to the Board of Directors. No amount was paid upon grant of the shares. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 21:00 UTC |
Montone William T.SVP, Human Resources
|
SaleCommon Stock | 4,140 | $110.00 | $455,400.00 |
DisclosureSEC source: 0001209191-21-058072 · doc4.xml · nonDerivative · entry 1 Montone William T. · CIK 0001542288 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,936 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021. Read SEC document |
| September 24, 2021 Filed Sep 27, 2021 22:24 UTC |
WOOLLACOTT ALFRED IIIDirector
|
GrantRestricted Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057835 · doc4.xml · derivative · entry 1 WOOLLACOTT ALFRED III · CIK 0001225004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,628 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 3, 2021. Grant of Restricted Stock Units under the Company's 2020 Equity Incentive Plan. No amount was paid upon grant of the units. F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 3, 2021. Grant of Restricted Stock Units under the Company's 2020 Equity Incentive Plan. No amount was paid upon grant of the units. F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. Read SEC document |
| September 24, 2021 Filed Sep 27, 2021 22:21 UTC |
Davis Robyn CDirector
|
GrantRestricted Stock Unit · Derivative | 25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057833 · doc4.xml · derivative · entry 1 Davis Robyn C · CIK 0001580601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,986 Underlying: Common Stock · 25 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant. F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 3, 2021. Grant of Restricted Stock Units under the company's 2020 Equity Incentive Plan. No amount was paid upon grant of the units. F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 3, 2021. Grant of Restricted Stock Units under the company's 2020 Equity Incentive Plan. No amount was paid upon grant of the units. F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant. F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 21:26 UTC |
Pietrantoni DavidPrincipal Accounting Officer
|
SaleCommon Stock | 2,500 | $105.00 | $262,500.00 |
DisclosureSEC source: 0001209191-21-057681 · doc4.xml · nonDerivative · entry 1 Pietrantoni David · CIK 0001579290 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,563 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021. Read SEC document |
| September 20, 2021 Filed Sep 21, 2021 20:34 UTC |
Pietrantoni DavidPrincipal Accounting Officer
|
SaleCommon Stock | 12,500 | $100.00 | $1,250,000.00 |
DisclosureSEC source: 0001209191-21-057040 · doc4.xml · nonDerivative · entry 1 Pietrantoni David · CIK 0001579290 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,063 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.