AZTA

SEC source: 0001209191-17-031264 · doc4.xml · nonDerivative · entry 2

Pietrantoni David · CIK 0001579290 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,169

F2 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on May 4, 2017 of 3,333 restricted stock units held by the reporting person.

SEC source: 0001209191-17-023167 · doc4.xml · derivative · entry 1

MCGILLICUDDY JOHN K · CIK 0001235639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,587

Underlying: Common Stock · 329 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 4, 2017. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 4, 2017. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-17-023168 · doc4.xml · derivative · entry 1

ALLEN A CLINTON · CIK 0001041888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,765

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 4, 2017. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 4, 2017. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-17-023170 · doc4.xml · derivative · entry 1

Davis Robyn C · CIK 0001580601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,255

Underlying: Common Stock · 85 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant (see Footnote 2 below).

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 4, 2017. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 4, 2017. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant (see Footnote 2 below).

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant (see Footnote 2 below).

SEC source: 0001209191-17-023172 · doc4.xml · derivative · entry 1

POND KIRK P · CIK 0001195847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,166

Underlying: Common Stock · 165 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 4, 2017. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 4, 2017. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-17-009954 · doc4.xml · nonDerivative · entry 1

Pietrantoni David · CIK 0001579290 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,336

F1 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $20.94 to $21.00. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-17-009606 · doc4.xml · nonDerivative · entry 1

Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,929

SEC source: 0001209191-17-009579 · doc4.xml · nonDerivative · entry 1

Zane Ellen M · CIK 0001369850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,185

F1 · price: Grant of restricted shares under the company's 2015 Equity Incentive Plan. All shares vest in one year on the date one day before the Company's 2018 Annual Meeting of Stockholders.

SEC source: 0001209191-17-009570 · doc4.xml · nonDerivative · entry 1

WRIGHTON MARK S · CIK 0001021584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,157

F1 · price: Grant of restricted shares under the company's 2015 Equity Incentive Plan. All shares vest in one year on the date one day before the Company's 2018 Annual Meeting of Stockholders.

SEC source: 0001209191-17-009565 · doc4.xml · nonDerivative · entry 1

WOOLLACOTT ALFRED III · CIK 0001225004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,493

F1 · price: Grant of restricted shares under the company's 2015 Equity Incentive Plan. All shares vest in one year on the date one day before the Company's 2018 Annual Meeting of Stockholders.

SEC source: 0001209191-17-009564 · doc4.xml · derivative · entry 1

POND KIRK P · CIK 0001195847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,001

Underlying: Common Stock · 4,355 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units will fully vest in one year on the date one day before the Company's 2018 Annual Meeting of Stockholders but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · price: Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units will fully vest in one year on the date one day before the Company's 2018 Annual Meeting of Stockholders but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units will fully vest in one year on the date one day before the Company's 2018 Annual Meeting of Stockholders but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-17-009561 · doc4.xml · nonDerivative · entry 1

Palepu Krishna G. · CIK 0001345098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,678

F1 · price: Grant of restricted shares under the company's 2015 Equity Incentive Plan. All shares vest in one year on the date one day before the Company's 2018 Annual Meeting of Stockholders.

SEC source: 0001209191-17-009550 · doc4.xml · derivative · entry 1

MCGILLICUDDY JOHN K · CIK 0001235639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,258

Underlying: Common Stock · 4,355 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units will fully vest in one year on the date one day before the Company's 2018 Annual Meeting of Stockholders but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · price: Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units will fully vest in one year on the date one day before the Company's 2018 Annual Meeting of Stockholders but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units will fully vest in one year on the date one day before the Company's 2018 Annual Meeting of Stockholders but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-17-009548 · doc4.xml · derivative · entry 1

MCGILLICUDDY JOHN K · CIK 0001235639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,258

Underlying: Common Stock · 4,355 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units will fully vest in one year on the date one day before the Company's 2018 Annual Meeting of Stockholders but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · price: Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units will fully vest in one year on the date one day before the Company's 2018 Annual Meeting of Stockholders but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units will fully vest in one year on the date one day before the Company's 2018 Annual Meeting of Stockholders but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-17-009546 · doc4.xml · nonDerivative · entry 1

MARTIN JOSEPH R · CIK 0001195846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,319

F1 · price: Grant of restricted shares under the company's 2015 Equity Incentive Plan. All shares vest in one year on the date one day before the Company's 2018 Annual Meeting of Stockholders.

SEC source: 0001209191-17-009545 · doc4.xml · derivative · entry 1

Davis Robyn C · CIK 0001580601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,170

Underlying: Common Stock · 4,355 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units will fully vest in one year on the date one day before the Company's 2018 Annual Meeting of Stockholders but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or her separation from service from the company.

F2 · price: Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units will fully vest in one year on the date one day before the Company's 2018 Annual Meeting of Stockholders but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or her separation from service from the company.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units will fully vest in one year on the date one day before the Company's 2018 Annual Meeting of Stockholders but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or her separation from service from the company.

SEC source: 0001209191-17-009542 · doc4.xml · nonDerivative · entry 1

ALLEN A CLINTON · CIK 0001041888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,348

F1 · price: Grant of restricted shares under the company's 2015 Equity Incentive Plan. All shares vest in one year on the date one day before the Company's 2018 Annual Meeting of Stockholders.

SEC source: 0001209191-17-007596 · doc4.xml · nonDerivative · entry 1

Montone William T. · CIK 0001542288 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,756

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2016.

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at $18.00 (5,000 shares) and $20.00 (10,000 shares).

SEC source: 0001209191-17-007591 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,031

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2016.

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at $18.50 (2,334 shares) and $20.00 (6,016 shares).

SEC source: 0001209191-17-007124 · doc4.xml · nonDerivative · entry 1

Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,946

F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 1995 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act.

SEC source: 0001209191-17-007121 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,381

F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 1995 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act.

SEC source: 0001209191-17-003865 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,918

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2016.

SEC source: 0001209191-17-003641 · doc4.xml · nonDerivative · entry 1

Montone William T. · CIK 0001542288 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,756

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2016.

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $16.91 to $17.40. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-17-001977 · doc4.xml · nonDerivative · entry 1

ALLEN A CLINTON · CIK 0001041888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,993

F1 · price: The reporting person gifted 100 shares of Brooks Automation, Inc. stock each to two family members not residing with the reporting person for no consideration. The reporting person disclaims beneficial ownership of and pecuniary interest in such shares.

SEC source: 0001209191-17-001969 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,802

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2016.

F2 · price: This represents the weighted average price for shares sold at a range between $16.65 (low) and $16.85 (high). The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-16-156618 · doc4.xml · derivative · entry 1

MCGILLICUDDY JOHN K · CIK 0001235639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,903

Underlying: Common Stock · 436 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 2, 2016. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 2, 2016. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-16-156619 · doc4.xml · derivative · entry 1

POND KIRK P · CIK 0001195847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,646

Underlying: Common Stock · 219 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 2, 2016. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 2, 2016. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-16-156617 · doc4.xml · derivative · entry 1

Davis Robyn C · CIK 0001580601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,815

Underlying: Common Stock · 112 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant (see Footnote 2 below).

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 2, 2016. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 2, 2016. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant (see Footnote 2 below).

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant (see Footnote 2 below).

SEC source: 0001209191-16-156616 · doc4.xml · derivative · entry 2

ALLEN A CLINTON · CIK 0001041888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,729

Underlying: Common Stock · 48 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F3 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 2, 2016. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F3 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 2, 2016. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-16-156616 · doc4.xml · nonDerivative · entry 1

ALLEN A CLINTON · CIK 0001041888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,193

F1 · price: The reporting person gifted 100 shares of Brooks Automation, Inc. stock each to six family members not residing with the reporting person for no consideration. The reporting person disclaims beneficial ownership of and pecuniary interest in such shares.

SEC source: 0001209191-16-154151 · doc4.xml · nonDerivative · entry 1

Tenney Maurice H. · CIK 0001539741 · President-Brooks Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,795

F1 · price: Represents the weighted average price for the shares sold. Shares in the amount of 2,500 were sold at $16.50 and another 2,500 shares were sold at $16.55

SEC source: 0001209191-16-154150 · doc4.xml · nonDerivative · entry 1

Pietrantoni David · CIK 0001579290 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,336

F1 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $16.58 to $16.61. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-16-153880 · doc4.xml · nonDerivative · entry 1

Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,943

F1 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $16.17 to $16.24. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-16-152324 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,339

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2015.

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $16.44 to $16.76. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-16-152184 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,111

F1 · price: Represents the weighted average price for the shares purchased. The shares were purchased at per-share prices ranging from $16.44 to $16.50. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-16-151758 · doc4.xml · nonDerivative · entry 1

WOOLLACOTT ALFRED III · CIK 0001225004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,138

F1 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $16.40 to $16.43. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-16-151755 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664,339

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2015.

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $15.60 to $16.08. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

F3 · balance_after: The amount of securities beneficially owned has been corrected to rectify a mathematical error on Form 4 filed on November 21, 2016.

SEC source: 0001209191-16-151333 · doc4.xml · nonDerivative · entry 1

Tenney Maurice H. · CIK 0001539741 · President-Brooks Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,795

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2016 of 37,915 restricted stock units held by the reporting person.

SEC source: 0001209191-16-151332 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,286

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2016 of 132,402 restricted stock units held by the reporting person.

SEC source: 0001209191-16-151331 · doc4.xml · nonDerivative · entry 1

Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,848

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2016 of 61,841 restricted stock units held by the reporting person.

SEC source: 0001209191-16-151330 · doc4.xml · nonDerivative · entry 1

Pietrantoni David · CIK 0001579290 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,336

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2016 of 20,544 restricted stock units held by the reporting person.

SEC source: 0001209191-16-151329 · doc4.xml · nonDerivative · entry 1

Montone William T. · CIK 0001542288 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,256

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2016 of 36,688 restricted stock units held by the reporting person.

SEC source: 0001209191-16-151327 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,058

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2016 of 36,688 restricted stock units held by the reporting person.

SEC source: 0001209191-16-151326 · doc4.xml · nonDerivative · entry 1

Jarzynka David · CIK 0001670527 · Sr. VP, General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,129

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2016 of 37,355 restricted stock units held by the reporting person.

SEC source: 0001209191-16-151325 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,111

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2016 of 43,257 restricted stock units held by the reporting person.

SEC source: 0001209191-16-150554 · doc4.xml · nonDerivative · entry 1

Davis Robyn C · CIK 0001580601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,569

F1 · price: Represents the weighted average price for the shares purchased. The shares were purchased at per-share prices ranging from $15.50 to $15.54. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-16-150556 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,688

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2015.

SEC source: 0001209191-16-149969 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 747,688

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2015.

SEC source: 0001209191-16-149965 · doc4.xml · nonDerivative · entry 1

Montone William T. · CIK 0001542288 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,382

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2014 (10,000 shares) and June 6, 2016 (5,000 shares).

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $14.14 to $14.93. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-16-149970 · doc4.xml · nonDerivative · entry 1

Tenney Maurice H. · CIK 0001539741 · President-Brooks Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,912

F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2017.

F2 · balance_after: The amount of securities beneficially owned reflects the forfeiture of 33,750 performance-based units that were subject to performance-based vesting requirements based on achievement of performance criteria measured for the one-year period ended September 30, 2015, which resulted in no vesting of such performance based RSUs.