Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2017 Filed Nov 20, 2017 21:33 UTC |
Pietrantoni DavidPrincipal Accounting Officer
|
SaleCommon Stock | 523 | $27.13 | $14,188.99 |
DisclosureSEC source: 0001209191-17-061785 · doc4.xml · nonDerivative · entry 1 Pietrantoni David · CIK 0001579290 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,717 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2017 of 1,584 restricted stock units held by the reporting person. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 21:30 UTC |
Montone William T.SVP, Human Resources
|
SaleCommon Stock | 963 | $27.13 | $26,126.19 |
DisclosureSEC source: 0001209191-17-061783 · doc4.xml · nonDerivative · entry 1 Montone William T. · CIK 0001542288 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,349 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2017 of 2,917 restricted stock units held by the reporting person. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 21:30 UTC |
Joseph JasonVP, General Counsel, Secretary
|
SaleCommon Stock | 1,083 | $27.13 | $29,381.79 |
DisclosureSEC source: 0001209191-17-061782 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,480 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2017 of 2,917 restricted stock units held by the reporting person. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 21:29 UTC |
Jarzynka DavidSr. VP, General Manager
|
SaleCommon Stock | 2,188 | $27.13 | $59,360.44 |
DisclosureSEC source: 0001209191-17-061780 · doc4.xml · nonDerivative · entry 1 Jarzynka David · CIK 0001670527 · Sr. VP, General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,638 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2017 of 3,750 restricted stock units held by the reporting person. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 21:28 UTC |
Gray David CChief Strategy & New Business
|
SaleCommon Stock | 1,317 | $27.13 | $35,730.21 |
DisclosureSEC source: 0001209191-17-061779 · doc4.xml · nonDerivative · entry 1 Gray David C · CIK 0001454514 · Chief Strategy & New Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,806 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2017 of 2,917 restricted stock units held by the reporting person. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 23:06 UTC |
Tenney Maurice H.President-Brooks Life Sciences
|
SaleCommon Stock | 13,337 | $28.55 | $380,771.35 |
DisclosureSEC source: 0001209191-17-060432 · doc4.xml · nonDerivative · entry 3 Tenney Maurice H. · CIK 0001539741 · President-Brooks Life Sciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,348 F3 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 8, 2017 of 23,541 restricted stock units held by the reporting person. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 23:05 UTC |
SCHWARTZ STEPHEN SDirector · CEO
|
SaleCommon Stock | 27,915 | $28.55 | $796,973.25 |
DisclosureSEC source: 0001209191-17-060429 · doc4.xml · nonDerivative · entry 3 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,159 F3 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 8, 2017 of 50,222 restricted stock units held by the reporting person. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 23:04 UTC |
Robertson Lindon GEVP & Chief Financial Officer
|
SaleCommon Stock | 10,329 | $28.55 | $294,892.95 |
DisclosureSEC source: 0001209191-17-060427 · doc4.xml · nonDerivative · entry 3 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,129 F3 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 8, 2017 of 23,541 restricted stock units held by the reporting person. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 23:04 UTC |
Pietrantoni DavidPrincipal Accounting Officer
|
SaleCommon Stock | 3,071 | $28.55 | $87,677.05 |
DisclosureSEC source: 0001209191-17-060426 · doc4.xml · nonDerivative · entry 3 Pietrantoni David · CIK 0001579290 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,240 F3 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 8, 2017 of 7,847 restricted stock units held by the reporting person. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 23:03 UTC |
Montone William T.SVP, Human Resources
|
SaleCommon Stock | 5,159 | $28.55 | $147,289.45 |
DisclosureSEC source: 0001209191-17-060424 · doc4.xml · nonDerivative · entry 3 Montone William T. · CIK 0001542288 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,312 F3 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 8, 2017 of 13,183 restricted stock units held by the reporting person. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 23:02 UTC |
Joseph JasonVP, General Counsel, Secretary
|
SaleCommon Stock | 5,159 | $28.55 | $147,289.45 |
DisclosureSEC source: 0001209191-17-060422 · doc4.xml · nonDerivative · entry 3 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,563 F3 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 8, 2017 of 13,183 restricted stock units held by the reporting person. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 23:02 UTC |
Jarzynka DavidSr. VP, General Manager
|
SaleCommon Stock | 2,506 | $28.55 | $71,546.30 |
DisclosureSEC source: 0001209191-17-060421 · doc4.xml · nonDerivative · entry 5 Jarzynka David · CIK 0001670527 · Sr. VP, General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,826 F5 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 8, 2017 of 5,346 restricted stock units held by the reporting person. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 23:02 UTC |
Jarzynka DavidSr. VP, General Manager
|
SaleCommon Stock | 5,528 | $28.55 | $157,824.40 |
DisclosureSEC source: 0001209191-17-060421 · doc4.xml · nonDerivative · entry 4 Jarzynka David · CIK 0001670527 · Sr. VP, General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,332 F4 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 8, 2017 of 14,125 restricted stock units held by the reporting person. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 23:01 UTC |
Gray David CChief Strategy & New Business
|
SaleCommon Stock | 5,159 | $28.55 | $147,289.45 |
DisclosureSEC source: 0001209191-17-060419 · doc4.xml · nonDerivative · entry 3 Gray David C · CIK 0001454514 · Chief Strategy & New Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,123 F3 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 8, 2017 of 13,183 restricted stock units held by the reporting person. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 23:06 UTC |
Tenney Maurice H.President-Brooks Life Sciences
|
GrantCommon Stock | 1,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060432 · doc4.xml · nonDerivative · entry 2 Tenney Maurice H. · CIK 0001539741 · President-Brooks Life Sciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,685 F2 · shares: An initial grant of 75,000 restricted stock units (RSUs) was received on November 5, 2014 and reported on Form 4 dated November 6, 2014. The grant contained 22,500 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2017, resulting in the achievement of 104.63%, or 23,541 of the performance-based units. This transaction represents a grant of an additional 1,041 RSUs. No amount was paid upon grant of RSUs. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 23:06 UTC |
Tenney Maurice H.President-Brooks Life Sciences
|
GrantCommon Stock | 6,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060432 · doc4.xml · nonDerivative · entry 1 Tenney Maurice H. · CIK 0001539741 · President-Brooks Life Sciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,664 F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2018. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 23:05 UTC |
SCHWARTZ STEPHEN SDirector · CEO
|
GrantCommon Stock | 2,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060429 · doc4.xml · nonDerivative · entry 2 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 664,074 F2 · shares: An initial grant of 160,000 restricted stock units (RSUs) was received on November 5, 2014 and reported on Form 4 dated November 6, 2014. The grant contained 48,000 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2017, resulting in the achievement of 104.63%, or 50,222 of the performance-based units. This transaction represents a grant of an additional 2,222 RSUs. No amount was paid upon grant of RSUs. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 23:05 UTC |
SCHWARTZ STEPHEN SDirector · CEO
|
GrantCommon Stock | 16,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060429 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 661,852 F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2018. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 23:04 UTC |
Robertson Lindon GEVP & Chief Financial Officer
|
GrantCommon Stock | 1,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060427 · doc4.xml · nonDerivative · entry 2 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,458 F2 · shares: An initial grant of 75,000 restricted stock units (RSUs) was received on November 5, 2014 and reported on Form 4 dated November 6, 2014. The grant contained 22,500 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2017, resulting in the achievement of 104.63%, or 23,541 of the performance-based units. This transaction represents a grant of an additional 1,041 RSUs. No amount was paid upon grant of RSUs. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 23:04 UTC |
Robertson Lindon GEVP & Chief Financial Officer
|
GrantCommon Stock | 7,743 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060427 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,417 F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2018. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 23:04 UTC |
Pietrantoni DavidPrincipal Accounting Officer
|
GrantCommon Stock | 347 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060426 · doc4.xml · nonDerivative · entry 2 Pietrantoni David · CIK 0001579290 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,311 F2 · shares: An initial grant of 25,000 restricted stock units (RSUs) was received on November 5, 2014 and reported on Form 4 dated November 6, 2014. The grant contained 7,500 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2017, resulting in the achievement of 104.63%, or 7,847 of the performance-based units. This transaction represents a grant of an additional 347 RSUs. No amount was paid upon grant of RSUs. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 23:04 UTC |
Pietrantoni DavidPrincipal Accounting Officer
|
GrantCommon Stock | 2,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060426 · doc4.xml · nonDerivative · entry 1 Pietrantoni David · CIK 0001579290 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,964 F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2018. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 23:03 UTC |
Montone William T.SVP, Human Resources
|
GrantCommon Stock | 583 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060424 · doc4.xml · nonDerivative · entry 2 Montone William T. · CIK 0001542288 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,471 F2 · shares: An initial grant of 42,000 restricted stock units (RSUs) was received on November 5, 2014 and reported on Form 4 dated November 6, 2014. The grant contained 12,600 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2017, resulting in the achievement of 104.63%, or 13,183 of the performance-based units. This transaction represents a grant of an additional 583 RSUs. No amount was paid upon grant of RSUs. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 23:03 UTC |
Montone William T.SVP, Human Resources
|
GrantCommon Stock | 12,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060424 · doc4.xml · nonDerivative · entry 1 Montone William T. · CIK 0001542288 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,888 F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 100% on the second anniversary of the grant. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 23:02 UTC |
Joseph JasonVP, General Counsel, Secretary
|
GrantCommon Stock | 583 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060422 · doc4.xml · nonDerivative · entry 2 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,722 F2 · shares: An initial grant of 42,000 restricted stock units (RSUs) was received on November 5, 2014 and reported on Form 4 dated November 6, 2014. The grant contained 12,600 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2017, resulting in the achievement of 104.63%, or 13,183 of the performance-based units. This transaction represents a grant of an additional 583 RSUs. No amount was paid upon grant of RSUs. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 23:02 UTC |
Joseph JasonVP, General Counsel, Secretary
|
GrantCommon Stock | 3,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060422 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,139 F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2018. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 23:02 UTC |
Jarzynka DavidSr. VP, General Manager
|
GrantCommon Stock | 10,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060421 · doc4.xml · nonDerivative · entry 3 Jarzynka David · CIK 0001670527 · Sr. VP, General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,860 F3 · shares: An initial grant of 12,000 performance-based RSUs was received on April 26, 2016 subject to performance-based vesting requirements, measured at September 30, 2017, resulting in the achievement of 89.1%, or 10,692 of the performance-based units. 50% of the RSUs vested on November 8, 2017 and 50% will vest on November 8, 2018. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 23:02 UTC |
Jarzynka DavidSr. VP, General Manager
|
GrantCommon Stock | 625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060421 · doc4.xml · nonDerivative · entry 2 Jarzynka David · CIK 0001670527 · Sr. VP, General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,168 F2 · shares: An initial grant of 45,000 restricted stock units (RSUs) was received on November 5, 2014. The grant contained 13,500 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2017, resulting in the achievement of 104.63%, or 14,125 of the performance-based units. This transaction represents a grant of an additional 625 RSUs. No amount was paid upon grant of RSUs. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 23:02 UTC |
Jarzynka DavidSr. VP, General Manager
|
GrantCommon Stock | 4,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060421 · doc4.xml · nonDerivative · entry 1 Jarzynka David · CIK 0001670527 · Sr. VP, General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,543 F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2018. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 23:01 UTC |
Gray David CChief Strategy & New Business
|
GrantCommon Stock | 583 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060419 · doc4.xml · nonDerivative · entry 2 Gray David C · CIK 0001454514 · Chief Strategy & New Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,282 F2 · shares: An initial grant of 42,000 restricted stock units (RSUs) was received on November 5, 2014 and reported on Form 4 dated November 6, 2014. The grant contained 12,600 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2017, resulting in the achievement of 104.63%, or 13,183 of the performance-based units. This transaction represents a grant of an additional 583 RSUs. No amount was paid upon grant of RSUs. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 23:01 UTC |
Gray David CChief Strategy & New Business
|
GrantCommon Stock | 3,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060419 · doc4.xml · nonDerivative · entry 1 Gray David C · CIK 0001454514 · Chief Strategy & New Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,699 F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2018. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 21:21 UTC |
Tenney Maurice H.President-Brooks Life Sciences
|
SaleCommon Stock | 13,788 | $33.80 | $466,034.40 |
DisclosureSEC source: 0001209191-17-059749 · doc4.xml · nonDerivative · entry 1 Tenney Maurice H. · CIK 0001539741 · President-Brooks Life Sciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,007 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2017 of 31,666 restricted stock units and with the vesting on November 5, 2017 of 6,251 restricted stock units held by the reporting person. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 21:17 UTC |
SCHWARTZ STEPHEN SDirector · CEO
|
SaleCommon Stock | 8,667 | $33.80 | $292,944.60 |
DisclosureSEC source: 0001209191-17-059746 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,672 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2017 of 12,915 restricted stock units and with the vesting on November 5, 2017 of 13,336 restricted stock units held by the reporting person. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 21:16 UTC |
Robertson Lindon GEVP & Chief Financial Officer
|
SaleCommon Stock | 3,990 | $33.80 | $134,862.00 |
DisclosureSEC source: 0001209191-17-059743 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,674 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2017 of 5,833 restricted stock units and with the vesting on November 5, 2017 of 6,251 restricted stock units held by the reporting person. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 21:15 UTC |
Pietrantoni DavidPrincipal Accounting Officer
|
SaleCommon Stock | 1,307 | $33.80 | $44,176.60 |
DisclosureSEC source: 0001209191-17-059741 · doc4.xml · nonDerivative · entry 1 Pietrantoni David · CIK 0001579290 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,862 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2017 of 1,875 restricted stock units and with the vesting on November 5, 2017 of 2,083 restricted stock units held by the reporting person. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 21:14 UTC |
Montone William T.SVP, Human Resources
|
SaleCommon Stock | 2,257 | $33.80 | $76,286.60 |
DisclosureSEC source: 0001209191-17-059739 · doc4.xml · nonDerivative · entry 1 Montone William T. · CIK 0001542288 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,499 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2017 of 3,333 restricted stock units and with the vesting on November 5, 2017 of 3,500 restricted stock units held by the reporting person. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 21:13 UTC |
Joseph JasonVP, General Counsel, Secretary
|
SaleCommon Stock | 2,257 | $33.80 | $76,286.60 |
DisclosureSEC source: 0001209191-17-059738 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,157 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2017 of 3,333 restricted stock units and with the vesting on November 5, 2017 of 3,500 restricted stock units held by the reporting person. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 21:12 UTC |
Jarzynka DavidSr. VP, General Manager
|
SaleCommon Stock | 2,476 | $33.80 | $83,688.80 |
DisclosureSEC source: 0001209191-17-059736 · doc4.xml · nonDerivative · entry 1 Jarzynka David · CIK 0001670527 · Sr. VP, General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,676 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2017 of 3,750 restricted stock units and with the vesting on November 5, 2017 of 3,750 restricted stock units held by the reporting person. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 21:11 UTC |
Gray David CChief Strategy & New Business
|
SaleCommon Stock | 2,394 | $33.80 | $80,917.20 |
DisclosureSEC source: 0001209191-17-059735 · doc4.xml · nonDerivative · entry 1 Gray David C · CIK 0001454514 · Chief Strategy & New Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,717 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2017 of 3,750 restricted stock units and with the vesting on November 5, 2017 of 3,500 restricted stock units held by the reporting person. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 20:11 UTC |
MCGILLICUDDY JOHN KDirector
|
GrantRestricted Stock Unit · Derivative | 267 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-054588 · doc4.xml · derivative · entry 1 MCGILLICUDDY JOHN K · CIK 0001235639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,100 Underlying: Common Stock · 267 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 8, 2017. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 8, 2017. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 20:12 UTC |
POND KIRK PDirector
|
GrantRestricted Stock Unit · Derivative | 134 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-054591 · doc4.xml · derivative · entry 1 POND KIRK P · CIK 0001195847 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,423 Underlying: Common Stock · 134 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 8, 2017. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 8, 2017. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 20:10 UTC |
Davis Robyn CDirector
|
GrantRestricted Stock Unit · Derivative | 69 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-054585 · doc4.xml · derivative · entry 1 Davis Robyn C · CIK 0001580601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,387 Underlying: Common Stock · 69 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant. F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 8, 2017. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 8, 2017. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant. F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 20:09 UTC |
ALLEN A CLINTONDirector
|
GrantRestricted Stock Unit · Derivative | 30 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-054582 · doc4.xml · derivative · entry 1 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,822 Underlying: Common Stock · 30 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 8, 2017. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 8, 2017. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 21:26 UTC |
Robertson Lindon GEVP & Chief Financial Officer
|
OtherCommon Stock | 735 | $15.02 | $11,039.70 |
DisclosureSEC source: 0001209191-17-047160 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,664 F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 1995 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 21:25 UTC |
Joseph JasonVP, General Counsel, Secretary
|
OtherCommon Stock | 383 | $15.02 | $5,752.66 |
DisclosureSEC source: 0001209191-17-047158 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,414 F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 1995 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act. Read SEC document |
| June 23, 2017 Filed Jun 26, 2017 20:38 UTC |
POND KIRK PDirector
|
GrantRestricted Stock Unit · Derivative | 123 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041844 · doc4.xml · derivative · entry 1 POND KIRK P · CIK 0001195847 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,289 Underlying: Common Stock · 123 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 2, 2017. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 2, 2017. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. Read SEC document |
| June 23, 2017 Filed Jun 26, 2017 20:37 UTC |
MCGILLICUDDY JOHN KDirector
|
GrantRestricted Stock Unit · Derivative | 246 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041843 · doc4.xml · derivative · entry 1 MCGILLICUDDY JOHN K · CIK 0001235639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,833 Underlying: Common Stock · 246 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 2, 2017. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 2, 2017. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. Read SEC document |
| June 23, 2017 Filed Jun 26, 2017 20:36 UTC |
Davis Robyn CDirector
|
GrantRestricted Stock Unit · Derivative | 63 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041842 · doc4.xml · derivative · entry 1 Davis Robyn C · CIK 0001580601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,318 Underlying: Common Stock · 63 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant. F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 2, 2017. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 2, 2017. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant. F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant. Read SEC document |
| June 23, 2017 Filed Jun 26, 2017 20:35 UTC |
ALLEN A CLINTONDirector
|
GrantRestricted Stock Unit · Derivative | 27 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041841 · doc4.xml · derivative · entry 1 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,792 Underlying: Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 2, 2017. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 2, 2017. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. Read SEC document |
| May 05, 2017 Filed May 10, 2017 20:27 UTC |
Jarzynka DavidSr. VP, General Manager
|
SaleCommon Stock | 1,977 | $26.12 | $51,639.24 |
DisclosureSEC source: 0001209191-17-031270 · doc4.xml · nonDerivative · entry 1 Jarzynka David · CIK 0001670527 · Sr. VP, General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,152 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on May 4, 2017 of 6,000 restricted stock units held by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.