AZTA

SEC source: 0001209191-18-029892 · doc4.xml · nonDerivative · entry 3

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,264

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2017.

SEC source: 0001209191-18-029892 · doc4.xml · nonDerivative · entry 2

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,264

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2017.

SEC source: 0001209191-18-029892 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,264

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2017.

SEC source: 0001209191-18-029890 · doc4.xml · nonDerivative · entry 1

Pietrantoni David · CIK 0001579290 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,676

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2017 and amended on March 1, 2018.

SEC source: 0001209191-18-028571 · doc4.xml · nonDerivative · entry 1

Pietrantoni David · CIK 0001579290 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,676

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on May 4, 2018 of 3,333 restricted stock units held by the reporting person.

SEC source: 0001209191-18-028560 · doc4.xml · nonDerivative · entry 1

Montone William T. · CIK 0001542288 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,744

SEC source: 0001209191-18-028547 · doc4.xml · nonDerivative · entry 1

Jarzynka David · CIK 0001670527 · Sr. VP, General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,052

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on May 4, 2018 of 5,999 restricted stock units held by the reporting person.

SEC source: 0001209191-18-028554 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,226

F1 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $27.79 to $27.90. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-18-025604 · doc4.xml · nonDerivative · entry 1

Pietrantoni David · CIK 0001579290 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,714

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2017 and amended on March 1, 2018.

SEC source: 0001209191-18-024999 · doc4.xml · nonDerivative · entry 1

Pietrantoni David · CIK 0001579290 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,714

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2017 and amended on March 1, 2018.

SEC source: 0001209191-18-021638 · doc4.xml · derivative · entry 1

POND KIRK P · CIK 0001195847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,341

Underlying: Common Stock · 145 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 2, 2018. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 2, 2018. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-18-021637 · doc4.xml · derivative · entry 1

MCGILLICUDDY JOHN K · CIK 0001235639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,291

Underlying: Common Stock · 273 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 2, 2018. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 2, 2018. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-18-021636 · doc4.xml · derivative · entry 1

Davis Robyn C · CIK 0001580601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,605

Underlying: Common Stock · 82 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 2, 2018. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 2, 2018. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

SEC source: 0001209191-18-021635 · doc4.xml · derivative · entry 1

ALLEN A CLINTON · CIK 0001041888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,882

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 2, 2018. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 2, 2018. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-18-021384 · doc4.xml · nonDerivative · entry 2

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,264

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2017.

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $30.00 to $30.10. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-18-021254 · doc4.xml · nonDerivative · entry 1

Tenney Maurice H. · CIK 0001539741 · President-Brooks Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,798

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017.

SEC source: 0001209191-18-021252 · doc4.xml · nonDerivative · entry 1

Montone William T. · CIK 0001542288 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,847

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017.

SEC source: 0001209191-18-021248 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,250

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2017.

SEC source: 0001209191-18-021384 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,264

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2017.

SEC source: 0001209191-18-018876 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,806

F1 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $28.69 to $29.04. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-18-011887 · doc4.xml · nonDerivative · entry 1

Pietrantoni David · CIK 0001579290 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,142

F1 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $26.75 to $27.06. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-18-010818 · doc4.xml · nonDerivative · entry 1

Jarzynka David · CIK 0001670527 · Sr. VP, General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,618

F1 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $25.26 to $25.27. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-18-008436 · doc4.xml · nonDerivative · entry 1

Zane Ellen M · CIK 0001369850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,750

F1 · price: Grant of restricted shares under the company's 2015 Equity Incentive Plan. All shares vest in one year on the date one day before the Company's 2019 Annual Meeting of Stockholders.

SEC source: 0001209191-18-008435 · doc4.xml · nonDerivative · entry 1

WRIGHTON MARK S · CIK 0001021584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,722

F1 · price: Grant of restricted shares under the company's 2015 Equity Incentive Plan. All shares vest in one year on the date one day before the Company's 2019 Annual Meeting of Stockholders.

SEC source: 0001209191-18-008433 · doc4.xml · nonDerivative · entry 1

WOOLLACOTT ALFRED III · CIK 0001225004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,058

F1 · price: Grant of restricted shares under the company's 2015 Equity Incentive Plan. All shares vest in one year on the date one day before the Company's 2019 Annual Meeting of Stockholders.

SEC source: 0001209191-18-008430 · doc4.xml · derivative · entry 1

POND KIRK P · CIK 0001195847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,196

Underlying: Common Stock · 3,565 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units will fully vest in one year on the date one day before the Company's 2019 Annual Meeting of Stockholders but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · price: Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units will fully vest in one year on the date one day before the Company's 2019 Annual Meeting of Stockholders but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units will fully vest in one year on the date one day before the Company's 2019 Annual Meeting of Stockholders but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-18-008429 · doc4.xml · nonDerivative · entry 1

Palepu Krishna G. · CIK 0001345098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,243

F1 · price: Grant of restricted shares under the company's 2015 Equity Incentive Plan. All shares vest in one year on the date one day before the Company's 2019 Annual Meeting of Stockholders.

SEC source: 0001209191-18-008428 · doc4.xml · derivative · entry 1

MCGILLICUDDY JOHN K · CIK 0001235639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,018

Underlying: Common Stock · 3,565 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units will fully vest in one year on the date one day before the Company's 2019 Annual Meeting of Stockholders but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · price: Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units will fully vest in one year on the date one day before the Company's 2019 Annual Meeting of Stockholders but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units will fully vest in one year on the date one day before the Company's 2019 Annual Meeting of Stockholders but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-18-008424 · doc4.xml · nonDerivative · entry 1

MARTIN JOSEPH R · CIK 0001195846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,468

F1 · price: Grant of restricted shares under the company's 2015 Equity Incentive Plan. All shares vest in one year on the date one day before the Company's 2019 Annual Meeting of Stockholders.

SEC source: 0001209191-18-008423 · doc4.xml · nonDerivative · entry 1

Davis Robyn C · CIK 0001580601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,134

F1 · price: Grant of restricted shares under the company's 2015 Equity Incentive Plan. All shares vest in one year on the date one day before the Company's 2019 Annual Meeting of Stockholders.

SEC source: 0001209191-18-008421 · doc4.xml · nonDerivative · entry 1

ALLEN A CLINTON · CIK 0001041888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,563

F1 · price: Grant of restricted shares under the company's 2015 Equity Incentive Plan. All shares vest in one year on the date one day before the Company's 2019 Annual Meeting of Stockholders.

SEC source: 0001209191-18-006510 · doc4.xml · nonDerivative · entry 1

Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,853

F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act.

SEC source: 0001209191-18-006505 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,250

F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act.

SEC source: 0001209191-18-006509 · doc4.xml · derivative · entry 1

POND KIRK P · CIK 0001195847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,631

Underlying: Common Stock · 61 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs that vested on January 30, 2018 determined using the closing price of the Company's common stock on the vesting date. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs that vested on January 30, 2018 determined using the closing price of the Company's common stock on the vesting date. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-18-006508 · doc4.xml · derivative · entry 1

MCGILLICUDDY JOHN K · CIK 0001235639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,453

Underlying: Common Stock · 61 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs that vested on January 30, 2018 determined using the closing price of the Company's common stock on the vesting date. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs that vested on January 30, 2018 determined using the closing price of the Company's common stock on the vesting date. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-18-006503 · doc4.xml · derivative · entry 1

Davis Robyn C · CIK 0001580601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,523

Underlying: Common Stock · 61 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs that vested on January 30, 2018 determined using the closing price of the Company's common stock on the vesting date. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs that vested on January 30, 2018 determined using the closing price of the Company's common stock on the vesting date. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

SEC source: 0001209191-19-006193 · doc4.xml · derivative · entry 1

MCGILLICUDDY JOHN K · CIK 0001235639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,053

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs that vested on January 29, 2019 determined using the closing price of the Company's common stock on the vesting date. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs that vested on January 29, 2019 determined using the closing price of the Company's common stock on the vesting date. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-18-004868 · doc4.xml · nonDerivative · entry 1

Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,320

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017.

SEC source: 0001209191-18-004734 · doc4.xml · nonDerivative · entry 1

Tenney Maurice H. · CIK 0001539741 · President-Brooks Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,798

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017.

SEC source: 0001209191-18-004733 · doc4.xml · nonDerivative · entry 1

Montone William T. · CIK 0001542288 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,325

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017.

SEC source: 0001209191-18-003250 · doc4.xml · nonDerivative · entry 1

ALLEN A CLINTON · CIK 0001041888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,998

F1 · price: The reporting person gifted 50 shares of Brooks Automation, Inc. stock to a family members not residing with the reporting person for no consideration. The reporting person disclaims beneficial ownership of and pecuniary interest in such shares.

SEC source: 0001209191-17-066909 · doc4.xml · derivative · entry 1

POND KIRK P · CIK 0001195847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,570

Underlying: Common Stock · 147 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 1, 2017. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 1, 2017. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-17-066908 · doc4.xml · derivative · entry 1

MCGILLICUDDY JOHN K · CIK 0001235639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,392

Underlying: Common Stock · 292 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 1, 2017. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 1, 2017. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-17-066907 · doc4.xml · derivative · entry 1

Davis Robyn C · CIK 0001580601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,462

Underlying: Common Stock · 75 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 1, 2017. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 1, 2017. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

SEC source: 0001209191-17-066906 · doc4.xml · derivative · entry 1

ALLEN A CLINTON · CIK 0001041888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,854

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 1, 2017. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 1, 2017. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-17-065684 · doc4.xml · nonDerivative · entry 1

ALLEN A CLINTON · CIK 0001041888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,048

F1 · price: The reporting person gifted 50 shares of Brooks Automation, Inc. stock each to six family members not residing with the reporting person for no consideration. The reporting person disclaims beneficial ownership of and pecuniary interest in such shares.

SEC source: 0001209191-17-064413 · doc4.xml · nonDerivative · entry 1

Jarzynka David · CIK 0001670527 · Sr. VP, General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,638

F1 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $23.11 to $23.16. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-17-061790 · doc4.xml · nonDerivative · entry 1

Tenney Maurice H. · CIK 0001539741 · President-Brooks Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,798

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2017 of 5,333 restricted stock units held by the reporting person.

SEC source: 0001209191-17-061789 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,264

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2017 of 12,333 restricted stock units held by the reporting person.

SEC source: 0001209191-17-061786 · doc4.xml · nonDerivative · entry 1

Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,532

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2017 of 5,433 restricted stock units held by the reporting person.