AZTA

SEC source: 0001209191-18-058548 · doc4.xml · nonDerivative · entry 1

Montone William T. · CIK 0001542288 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,398

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 6, 2018 of 51,570 restricted stock units held by the reporting person.

F2 · price: This represents the weighted average price for shares sold between November 7, 2018 and November 12, 2018 at a range between $28.00 and $32.35. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-18-058547 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,708

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 6, 2018 of 51,570 restricted stock units held by the reporting person.

F2 · price: This represents the weighted average price for shares sold between November 7, 2018 and November 12, 2018 at a range between $28.00 and $32.35. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-18-057653 · doc4.xml · nonDerivative · entry 2

Pietrantoni David · CIK 0001579290 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,231

F2 · shares: An initial grant of 22,500 restricted stock units (RSUs) was received on November 4, 2015 and reported on Form 4 dated November 6, 2015. The grant contained 16,875 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2018, resulting in the achievement of 171.9%, or 29,007 of the performance-based units. This transaction represents a grant of an additional 12,132 RSUs. No amount was paid upon grant of RSUs.

SEC source: 0001209191-18-057651 · doc4.xml · nonDerivative · entry 3

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,635

F3 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2018.

F4 · balance_after: Amount of securities beneficially owned reflects a transaction that occurred since the last filing involving 18,503 shares that would not otherwise be reportable on Form 4.

SEC source: 0001209191-18-057651 · doc4.xml · nonDerivative · entry 2

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,917

F2 · shares: An initial grant of 45,000 restricted stock units (RSUs) was received on November 4, 2015 and reported on Form 4 dated November 6, 2015. The grant contained 33,750 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2018, resulting in the achievement of 171.9%, or 58,015 of the performance-based units. This transaction represents a grant of an additional 24,265 RSUs. No amount was paid upon grant of RSUs.

SEC source: 0001209191-18-057647 · doc4.xml · nonDerivative · entry 2

Jarzynka David · CIK 0001670527 · Sr. VP, General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,656

F2 · shares: An initial grant of 45,000 restricted stock units (RSUs) was received on November 4, 2015 and reported on Form 4 dated November 6, 2015. The grant contained 33,750 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2018, resulting in the achievement of 171.9%, or 58,015 of the performance-based units. This transaction represents a grant of an additional 24,265 RSUs. No amount was paid upon grant of RSUs.

SEC source: 0001209191-18-057649 · doc4.xml · nonDerivative · entry 2

Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,412

F2 · shares: An initial grant of 40,000 restricted stock units (RSUs) was received on November 4, 2015 and reported on Form 4 dated November 6, 2015. The grant contained 30,000 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2018, resulting in the achievement of 171.9%, or 51,570 of the performance-based units. This transaction represents a grant of an additional 21,570 RSUs. No amount was paid upon grant of RSUs.

SEC source: 0001209191-18-057644 · doc4.xml · nonDerivative · entry 2

Montone William T. · CIK 0001542288 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,102

F2 · shares: An initial grant of 40,000 restricted stock units (RSUs) was received on November 4, 2015 and reported on Form 4 dated November 6, 2015. The grant contained 30,000 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2018, resulting in the achievement of 171.9%, or 51,570 of the performance-based units. This transaction represents a grant of an additional 21,570 RSUs. No amount was paid upon grant of RSUs.

SEC source: 0001209191-18-057640 · doc4.xml · nonDerivative · entry 2

Tenney Maurice H. · CIK 0001539741 · President-Brooks Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,917

F2 · shares: An initial grant of 80,000 restricted stock units (RSUs) was received on November 4, 2015 and reported on Form 4 dated November 6, 2015. The grant contained 60,000 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2018, resulting in the achievement of 171.9%, or 103,140 of the performance-based units. This transaction represents a grant of an additional 43,140 RSUs. No amount was paid upon grant of RSUs.

SEC source: 0001209191-18-057637 · doc4.xml · nonDerivative · entry 2

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,037

F2 · shares: An initial grant of 155,000 restricted stock units (RSUs) was received on November 4, 2015 and reported on Form 4 dated November 6, 2015. The grant contained 116,250 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2018, resulting in the achievement of 171.9%, or 199,832 of the performance-based units. This transaction represents a grant of an additional 83,582 RSUs. No amount was paid upon grant of RSUs.

SEC source: 0001209191-18-057639 · doc4.xml · nonDerivative · entry 2

Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,593

F2 · shares: An initial grant of 70,000 restricted stock units (RSUs) was received on November 4, 2015 and reported on Form 4 dated November 6, 2015. The grant contained 52,500 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2018, resulting in the achievement of 171.9%, or 90,247 of the performance-based units. This transaction represents a grant of an additional 37,747 RSUs. No amount was paid upon grant of RSUs.

SEC source: 0001209191-18-057653 · doc4.xml · nonDerivative · entry 1

Pietrantoni David · CIK 0001579290 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,099

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2018 of 1,875 restricted stock units held by the reporting person.

SEC source: 0001209191-18-057651 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,652

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2018 of 3,750 restricted stock units held by the reporting person.

SEC source: 0001209191-18-057647 · doc4.xml · nonDerivative · entry 1

Jarzynka David · CIK 0001670527 · Sr. VP, General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,391

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2018 of 3,750 restricted stock units held by the reporting person.

SEC source: 0001209191-18-057649 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,842

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2018 of 3,334 restricted stock units held by the reporting person.

SEC source: 0001209191-18-057644 · doc4.xml · nonDerivative · entry 1

Montone William T. · CIK 0001542288 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,532

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2018 of 3,334 restricted stock units held by the reporting person.

SEC source: 0001209191-18-057640 · doc4.xml · nonDerivative · entry 1

Tenney Maurice H. · CIK 0001539741 · President-Brooks Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,777

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2018 of 6,668 restricted stock units held by the reporting person.

SEC source: 0001209191-18-057637 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,455

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2018 of 12,919 restricted stock units held by the reporting person.

SEC source: 0001209191-18-057639 · doc4.xml · nonDerivative · entry 1

Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,846

F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2018 of 5,834 restricted stock units held by the reporting person.

SEC source: 0001209191-18-052555 · doc4.xml · derivative · entry 1

POND KIRK P · CIK 0001195847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,569

Underlying: Common Stock · 110 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 7, 2018. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 7, 2018. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-18-052553 · doc4.xml · derivative · entry 1

MCGILLICUDDY JOHN K · CIK 0001235639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,720

Underlying: Common Stock · 207 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 7, 2018. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 7, 2018. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-18-052552 · doc4.xml · derivative · entry 1

Davis Robyn C · CIK 0001580601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,734

Underlying: Common Stock · 62 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 7, 2018. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 7, 2018. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

SEC source: 0001209191-18-052551 · doc4.xml · derivative · entry 1

ALLEN A CLINTON · CIK 0001041888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,926

Underlying: Common Stock · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 7, 2018. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 7, 2018. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-18-050509 · doc4.xml · nonDerivative · entry 1

Rosenblatt Michael · CIK 0001478797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,018

F1 · price: Grant of restricted shares under the company's 2015 Equity Incentive Plan. All shares vest on the date one day before the Company's 2019 Annual Meeting of Stockholders.

SEC source: 0001209191-18-048797 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,868

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2017.

SEC source: 0001209191-18-048796 · doc4.xml · nonDerivative · entry 1

Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,642

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017.

SEC source: 0001209191-18-044703 · doc4.xml · nonDerivative · entry 1

Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,684

F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act.

SEC source: 0001209191-18-044701 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,833

F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act.

SEC source: 0001209191-18-039259 · doc4.xml · derivative · entry 1

POND KIRK P · CIK 0001195847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,459

Underlying: Common Stock · 118 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 1, 2018. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 1, 2018. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-18-039258 · doc4.xml · derivative · entry 1

MCGILLICUDDY JOHN K · CIK 0001235639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,513

Underlying: Common Stock · 222 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 1, 2018. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 1, 2018. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-18-039256 · doc4.xml · derivative · entry 1

Davis Robyn C · CIK 0001580601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,672

Underlying: Common Stock · 67 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 1, 2018. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 1, 2018. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

SEC source: 0001209191-18-039253 · doc4.xml · derivative · entry 1

ALLEN A CLINTON · CIK 0001041888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,905

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 1, 2018. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 1, 2018. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-18-038365 · doc4.xml · nonDerivative · entry 1

Montone William T. · CIK 0001542288 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,558

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017.

SEC source: 0001209191-18-038364 · doc4.xml · nonDerivative · entry 3

Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,617

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2017.

SEC source: 0001209191-18-038364 · doc4.xml · nonDerivative · entry 2

Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,211

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2017.

SEC source: 0001209191-18-038367 · doc4.xml · nonDerivative · entry 1

Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,177

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017.

SEC source: 0001209191-18-038366 · doc4.xml · nonDerivative · entry 1

Pietrantoni David · CIK 0001579290 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,676

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2017 and amended on March 1, 2018.

SEC source: 0001209191-18-038364 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,226

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2017.

SEC source: 0001209191-18-034206 · doc4.xml · nonDerivative · entry 3

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,431

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2017.

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $32.31 to $32.90. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-18-034162 · doc4.xml · nonDerivative · entry 2

Montone William T. · CIK 0001542288 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,558

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017.

SEC source: 0001209191-18-034206 · doc4.xml · nonDerivative · entry 2

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,264

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2017.

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $32.31 to $32.90. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-18-034206 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,264

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2017.

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $32.31 to $32.90. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-18-034162 · doc4.xml · nonDerivative · entry 1

Montone William T. · CIK 0001542288 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,512

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017.

SEC source: 0001209191-18-034163 · doc4.xml · nonDerivative · entry 1

Pietrantoni David · CIK 0001579290 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,676

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2017 and amended on March 1, 2018.

SEC source: 0001209191-18-034161 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,226

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2017.

SEC source: 0001209191-18-032971 · doc4.xml · nonDerivative · entry 3

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,264

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2017.

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $30.51 to $30.86. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-18-032971 · doc4.xml · nonDerivative · entry 2

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,264

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2017.

SEC source: 0001209191-18-032971 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,264

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2017.

SEC source: 0001209191-18-031833 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,264

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2017.

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $30.00 to $30.02. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-18-031396 · doc4.xml · nonDerivative · entry 1

Tenney Maurice H. · CIK 0001539741 · President-Brooks Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,829

F1 · price: Represents the weighted average price for the shares purchased. The shares were purchased at per-share prices ranging from $29.75 to $29.85. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.