Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 12, 2017 Filed Jan 13, 2017 21:20 UTC |
Bryant Robert W.EVP & CFO
|
SaleCommon Shares | 48,882 | $28.00 | $1,368,696.00 |
DisclosureSEC source: 0001209191-17-003668 · doc4.xml · nonDerivative · entry 2 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,256 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $28.00 to $28.04. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 21:20 UTC |
Bryant Robert W.EVP & CFO
|
Exercise / conversionCommon Shares | 48,882 | $8.88 | $434,072.16 |
DisclosureSEC source: 0001209191-17-003668 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 21:22 UTC |
Bryant Robert W.EVP & CFO
|
Exercise / conversionEmployee Stock Option · Derivative | 47,236 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-17-002648 · doc4.xml · derivative · entry 3 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,882 Underlying: Common Shares · 47,236 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 21:22 UTC |
Bryant Robert W.EVP & CFO
|
SaleCommon Shares | 47,236 | $28.00 | $1,322,608.00 |
DisclosureSEC source: 0001209191-17-002648 · doc4.xml · nonDerivative · entry 2 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,256 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $28.00 to $28.03. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 21:22 UTC |
Bryant Robert W.EVP & CFO
|
Exercise / conversionCommon Shares | 47,236 | $8.88 | $419,455.68 |
DisclosureSEC source: 0001209191-17-002648 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:39 UTC |
McDougall Joseph F.SVP&Chief Human Resources Off.
|
Exercise / conversionEmployee Stock Option · Derivative | 50,000 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-17-002131 · doc4.xml · derivative · entry 3 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,571 Underlying: Common Shares · 50,000 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:39 UTC |
McDougall Joseph F.SVP&Chief Human Resources Off.
|
SaleCommon Shares | 50,000 | $27.34 | $1,367,000.00 |
DisclosureSEC source: 0001209191-17-002131 · doc4.xml · nonDerivative · entry 2 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,820 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $27.20 to $27.51. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:39 UTC |
McDougall Joseph F.SVP&Chief Human Resources Off.
|
Exercise / conversionCommon Shares | 50,000 | $8.88 | $444,000.00 |
DisclosureSEC source: 0001209191-17-002131 · doc4.xml · nonDerivative · entry 1 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 02:19 UTC |
Finn Michael F.SVP & General Counsel
|
Exercise / conversionEmployee Stock Option · Derivative | 4,000 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-16-156032 · doc4.xml · derivative · entry 3 Finn Michael F. · CIK 0001620391 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,356 Underlying: Common Shares · 4,000 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 02:19 UTC |
Finn Michael F.SVP & General Counsel
|
SaleCommon Shares | 4,000 | $27.00 | $108,000.00 |
DisclosureSEC source: 0001209191-16-156032 · doc4.xml · nonDerivative · entry 2 Finn Michael F. · CIK 0001620391 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,384 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 02:19 UTC |
Finn Michael F.SVP & General Counsel
|
Exercise / conversionCommon Shares | 4,000 | $11.84 | $47,360.00 |
DisclosureSEC source: 0001209191-16-156032 · doc4.xml · nonDerivative · entry 1 Finn Michael F. · CIK 0001620391 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2016 Filed Nov 1, 2016 21:57 UTC |
Ryerkerk LoriDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 410 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147702 · doc4.xml · derivative · entry 2 Ryerkerk Lori · CIK 0001449522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 820 Underlying: Common Shares · 410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On October 30, 2015, the reporting person was granted 1,230 restricted stock units, vesting in three equal annual installments beginning on October 30, 2016. F2 · derivative.expiration_date: On October 30, 2015, the reporting person was granted 1,230 restricted stock units, vesting in three equal annual installments beginning on October 30, 2016. Read SEC document |
| October 30, 2016 Filed Nov 1, 2016 21:57 UTC |
Ryerkerk LoriDirector
|
Exercise / conversionCommon Shares | 410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-147702 · doc4.xml · nonDerivative · entry 1 Ryerkerk Lori · CIK 0001449522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 19:48 UTC |
SHAVER CHARLES WDirector · CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 10,045 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-16-145164 · doc4.xml · derivative · entry 10 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,552,287 Underlying: Common Shares · 10,045 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 19:48 UTC |
SHAVER CHARLES WDirector · CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 14,192 | $0.00 Strike: $7.21 | $0.00 |
DisclosureSEC source: 0001209191-16-145164 · doc4.xml · derivative · entry 9 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 14,192 shares Expires 2024-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested in five equal annual installments beginning on May 21, 2015. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 19:48 UTC |
SHAVER CHARLES WDirector · CEO
|
SaleCommon Shares | 24,237 | $28.05 | $679,847.85 |
DisclosureSEC source: 0001209191-16-145164 · doc4.xml · nonDerivative · entry 6 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,110 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $27.96 to $28.26. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 19:48 UTC |
SHAVER CHARLES WDirector · CEO
|
Exercise / conversionCommon Shares | 10,045 | $8.88 | $89,199.60 |
DisclosureSEC source: 0001209191-16-145164 · doc4.xml · nonDerivative · entry 5 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 19:48 UTC |
SHAVER CHARLES WDirector · CEO
|
Exercise / conversionCommon Shares | 14,192 | $7.21 | $102,324.32 |
DisclosureSEC source: 0001209191-16-145164 · doc4.xml · nonDerivative · entry 4 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 21:45 UTC |
Finn Michael F.SVP & General Counsel
|
Exercise / conversionEmployee Stock Option · Derivative | 32,000 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-16-144547 · doc4.xml · derivative · entry 5 Finn Michael F. · CIK 0001620391 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,154 Underlying: Common Shares · 32,000 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 21:45 UTC |
Finn Michael F.SVP & General Counsel
|
Exercise / conversionEmployee Stock Option · Derivative | 4,398 | $0.00 Strike: $5.92 | $0.00 |
DisclosureSEC source: 0001209191-16-144547 · doc4.xml · derivative · entry 4 Finn Michael F. · CIK 0001620391 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 4,398 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 21:45 UTC |
Finn Michael F.SVP & General Counsel
|
SaleCommon Shares | 36,398 | $28.09 | $1,022,419.82 |
DisclosureSEC source: 0001209191-16-144547 · doc4.xml · nonDerivative · entry 3 Finn Michael F. · CIK 0001620391 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,384 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $28.00 to $28.34. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 21:45 UTC |
Finn Michael F.SVP & General Counsel
|
Exercise / conversionCommon Shares | 32,000 | $8.88 | $284,160.00 |
DisclosureSEC source: 0001209191-16-144547 · doc4.xml · nonDerivative · entry 2 Finn Michael F. · CIK 0001620391 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 21:45 UTC |
Finn Michael F.SVP & General Counsel
|
Exercise / conversionCommon Shares | 4,398 | $5.92 | $26,036.16 |
DisclosureSEC source: 0001209191-16-144547 · doc4.xml · nonDerivative · entry 1 Finn Michael F. · CIK 0001620391 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 21:43 UTC |
Lannon Sean M.VP Corp Fin & Controller, PAO
|
Exercise / conversionEmployee Stock Option · Derivative | 6,563 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-16-144540 · doc4.xml · derivative · entry 5 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,892 Underlying: Common Shares · 6,563 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 21:43 UTC |
Lannon Sean M.VP Corp Fin & Controller, PAO
|
Exercise / conversionEmployee Stock Option · Derivative | 2,773 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-16-144540 · doc4.xml · derivative · entry 4 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Shares · 2,773 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 21:43 UTC |
Lannon Sean M.VP Corp Fin & Controller, PAO
|
SaleCommon Shares | 9,336 | $28.07 | $262,061.52 |
DisclosureSEC source: 0001209191-16-144540 · doc4.xml · nonDerivative · entry 3 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 842 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $27.93 to $28.34. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 21:43 UTC |
Lannon Sean M.VP Corp Fin & Controller, PAO
|
Exercise / conversionCommon Shares | 6,563 | $11.84 | $77,705.92 |
DisclosureSEC source: 0001209191-16-144540 · doc4.xml · nonDerivative · entry 2 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 21:43 UTC |
Lannon Sean M.VP Corp Fin & Controller, PAO
|
Exercise / conversionCommon Shares | 2,773 | $8.88 | $24,624.24 |
DisclosureSEC source: 0001209191-16-144540 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 21:41 UTC |
Markevich Steven R.EVP & Pres., Trans. Coatings
|
SaleCommon Shares | 921 | $28.05 | $25,834.05 |
DisclosureSEC source: 0001209191-16-144534 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,609 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 19:48 UTC |
SHAVER CHARLES WDirector · CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 109,812 | $0.00 Strike: $7.21 | $0.00 |
DisclosureSEC source: 0001209191-16-145164 · doc4.xml · derivative · entry 8 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,192 Underlying: Common Shares · 109,812 shares Expires 2024-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested in five equal annual installments beginning on May 21, 2015. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 19:48 UTC |
SHAVER CHARLES WDirector · CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 165,951 | $0.00 Strike: $5.92 | $0.00 |
DisclosureSEC source: 0001209191-16-145164 · doc4.xml · derivative · entry 7 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 165,951 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 19:48 UTC |
SHAVER CHARLES WDirector · CEO
|
SaleCommon Shares | 275,763 | $28.06 | $7,737,909.78 |
DisclosureSEC source: 0001209191-16-145164 · doc4.xml · nonDerivative · entry 3 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,110 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $27.91 to $28.34. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 19:48 UTC |
SHAVER CHARLES WDirector · CEO
|
Exercise / conversionCommon Shares | 109,812 | $7.21 | $791,744.52 |
DisclosureSEC source: 0001209191-16-145164 · doc4.xml · nonDerivative · entry 2 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 19:48 UTC |
SHAVER CHARLES WDirector · CEO
|
Exercise / conversionCommon Shares | 165,951 | $5.92 | $982,429.92 |
DisclosureSEC source: 0001209191-16-145164 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 17:53 UTC |
Smolik Samuel L.Director
|
GrantRestricted Stock Unit · Derivative | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-140822 · doc4.xml · derivative · entry 1 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200 Underlying: Common Shares · 2,200 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 11, 2016 Filed Mar 10, 2017 22:32 UTC |
Cash Michael A.SVP & Pres., Indus. Coatings
|
GiftCommon Shares | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-019930 · doc5.xml · nonDerivative · entry 2 Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,268 F1 · balance_after: Reflects the number of common shares held by the reporting person as of March 10, 2017. Read SEC document |
| August 28, 2015 Filed Mar 10, 2017 22:32 UTC |
Cash Michael A.SVP & Pres., Indus. Coatings
|
GiftCommon Shares | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-019930 · doc5.xml · nonDerivative · entry 1 Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,268 F1 · balance_after: Reflects the number of common shares held by the reporting person as of March 10, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.