Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2018 Filed Feb 8, 2018 00:40 UTC |
Finn Michael F.SVP & General Counsel
|
SaleCommon Shares | 1,080 | $30.69 | $33,145.20 |
DisclosureSEC source: 0001209191-18-008256 · doc4.xml · nonDerivative · entry 1 Finn Michael F. · CIK 0001620391 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,788 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. Read SEC document |
| February 05, 2018 Filed Feb 8, 2018 00:34 UTC |
Bryant Robert W.EVP & CFO
|
GrantEmployee Stock Option · Derivative | 47,827 | $0.00 Strike: $29.81 | $0.00 |
DisclosureSEC source: 0001209191-18-008252 · doc4.xml · derivative · entry 5 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,827 Underlying: Common Shares · 47,827 shares Expires 2028-02-04 F4 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 05, 2018 Filed Feb 8, 2018 00:34 UTC |
Bryant Robert W.EVP & CFO
|
GrantCommon Shares | 12,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008252 · doc4.xml · nonDerivative · entry 3 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,689 F3 · shares: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 05, 2018 Filed Feb 8, 2018 00:34 UTC |
Bryant Robert W.EVP & CFO
|
GrantCommon Shares | 25,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008252 · doc4.xml · nonDerivative · entry 2 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,110 F2 · shares: The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2020. Read SEC document |
| February 05, 2018 Filed Feb 8, 2018 00:34 UTC |
Bryant Robert W.EVP & CFO
|
SaleCommon Shares | 1,783 | $30.63 | $54,613.29 |
DisclosureSEC source: 0001209191-18-008252 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,951 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. Read SEC document |
| February 05, 2018 Filed Feb 8, 2018 00:30 UTC |
McDougall Joseph F.EVP & Pres., Global Refinish
|
GrantEmployee Stock Option · Derivative | 41,450 | $0.00 Strike: $29.81 | $0.00 |
DisclosureSEC source: 0001209191-18-008248 · doc4.xml · derivative · entry 5 McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,450 Underlying: Common Shares · 41,450 shares Expires 2028-02-04 F5 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 05, 2018 Filed Feb 8, 2018 00:30 UTC |
McDougall Joseph F.EVP & Pres., Global Refinish
|
GrantCommon Shares | 10,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008248 · doc4.xml · nonDerivative · entry 3 McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,729 F4 · shares: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 05, 2018 Filed Feb 8, 2018 00:30 UTC |
McDougall Joseph F.EVP & Pres., Global Refinish
|
GrantCommon Shares | 21,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008248 · doc4.xml · nonDerivative · entry 2 McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,827 F3 · shares: The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2020. Read SEC document |
| February 05, 2018 Filed Feb 8, 2018 00:30 UTC |
McDougall Joseph F.EVP & Pres., Global Refinish
|
SaleCommon Shares | 1,528 | $30.69 | $46,894.32 |
DisclosureSEC source: 0001209191-18-008248 · doc4.xml · nonDerivative · entry 1 McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,023 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.68 to $30.70. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 05, 2018 Filed Feb 8, 2018 00:26 UTC |
Markevich Steven R.EVP & Pres., Trans. Coatings
|
GrantEmployee Stock Option · Derivative | 54,205 | $0.00 Strike: $29.81 | $0.00 |
DisclosureSEC source: 0001209191-18-008245 · doc4.xml · derivative · entry 5 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,205 Underlying: Common Shares · 54,205 shares Expires 2028-02-04 F5 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 05, 2018 Filed Feb 8, 2018 00:26 UTC |
Markevich Steven R.EVP & Pres., Trans. Coatings
|
GrantCommon Shares | 14,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008245 · doc4.xml · nonDerivative · entry 3 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,397 F4 · shares: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 05, 2018 Filed Feb 8, 2018 00:26 UTC |
Markevich Steven R.EVP & Pres., Trans. Coatings
|
GrantCommon Shares | 28,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008245 · doc4.xml · nonDerivative · entry 2 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,141 F3 · shares: The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2020. Read SEC document |
| February 05, 2018 Filed Feb 8, 2018 00:26 UTC |
Markevich Steven R.EVP & Pres., Trans. Coatings
|
SaleCommon Shares | 1,765 | $30.65 | $54,097.25 |
DisclosureSEC source: 0001209191-18-008245 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,628 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.64 to $30.65. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 21:21 UTC |
Ryerkerk LoriDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007466 · doc4.xml · derivative · entry 2 Ryerkerk Lori · CIK 0001449522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,869 Underlying: Common Shares · 2,868 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On February 2, 2016, the reporting person was granted 8,605 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017. F2 · derivative.expiration_date: On February 2, 2016, the reporting person was granted 8,605 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 21:21 UTC |
Ryerkerk LoriDirector
|
Exercise / conversionCommon Shares | 2,868 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-007466 · doc4.xml · nonDerivative · entry 1 Ryerkerk Lori · CIK 0001449522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 16:20 UTC |
Kramvis AndreasDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007457 · doc4.xml · derivative · entry 2 Kramvis Andreas · CIK 0001430870 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,869 Underlying: Common Shares · 2,868 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On February 2, 2016, the reporting person was granted 8,605 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017. F2 · derivative.expiration_date: On February 2, 2016, the reporting person was granted 8,605 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 16:20 UTC |
Kramvis AndreasDirector
|
Exercise / conversionCommon Shares | 2,868 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-007457 · doc4.xml · nonDerivative · entry 1 Kramvis Andreas · CIK 0001430870 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 16:13 UTC |
MCLAUGHLIN ROBERT MDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007440 · doc4.xml · derivative · entry 2 MCLAUGHLIN ROBERT M · CIK 0001237784 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,869 Underlying: Common Shares · 2,868 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On February 2, 2016, the reporting person was granted 8,605 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017. F2 · derivative.expiration_date: On February 2, 2016, the reporting person was granted 8,605 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 16:13 UTC |
MCLAUGHLIN ROBERT MDirector
|
Exercise / conversionCommon Shares | 2,868 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-007440 · doc4.xml · nonDerivative · entry 1 MCLAUGHLIN ROBERT M · CIK 0001237784 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 21:12 UTC |
Lannon Sean M.VP Corp Fin & Controller, PAO
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007831 · doc4.xml · derivative · entry 3 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,960 Underlying: Common Shares · 2,957 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F4 · derivative.exercise_date: On February 2, 2016, the reporting person was granted 8,874 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017. F4 · derivative.expiration_date: On February 2, 2016, the reporting person was granted 8,874 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 21:12 UTC |
Lannon Sean M.VP Corp Fin & Controller, PAO
|
Exercise / conversionCommon Shares | 2,957 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-007831 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| January 11, 2018 Filed Feb 7, 2018 20:11 UTC |
SHAVER CHARLES WDirector · CEO
|
GiftCommon Shares | 6,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008276 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,752 Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 00:51 UTC |
Finn Michael F.SVP & General Counsel
|
Exercise / conversionEmployee Stock Option · Derivative | 3,950 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-17-065516 · doc4.xml · derivative · entry 3 Finn Michael F. · CIK 0001620391 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,960 Underlying: Common Shares · 3,950 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 00:51 UTC |
Finn Michael F.SVP & General Counsel
|
SaleCommon Shares | 3,950 | $32.66 | $129,007.00 |
DisclosureSEC source: 0001209191-17-065516 · doc4.xml · nonDerivative · entry 2 Finn Michael F. · CIK 0001620391 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,868 Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 00:51 UTC |
Finn Michael F.SVP & General Counsel
|
Exercise / conversionCommon Shares | 3,950 | $8.88 | $35,076.00 |
DisclosureSEC source: 0001209191-17-065516 · doc4.xml · nonDerivative · entry 1 Finn Michael F. · CIK 0001620391 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2017 Filed Oct 31, 2017 00:18 UTC |
Ryerkerk LoriDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 410 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-058376 · doc4.xml · derivative · entry 2 Ryerkerk Lori · CIK 0001449522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410 Underlying: Common Shares · 410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On October 30, 2015, the reporting person was granted 1,230 restricted stock units, vesting in three equal annual installments beginning on October 30, 2016. F2 · derivative.expiration_date: On October 30, 2015, the reporting person was granted 1,230 restricted stock units, vesting in three equal annual installments beginning on October 30, 2016. Read SEC document |
| October 30, 2017 Filed Oct 31, 2017 00:18 UTC |
Ryerkerk LoriDirector
|
Exercise / conversionCommon Shares | 410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-058376 · doc4.xml · nonDerivative · entry 1 Ryerkerk Lori · CIK 0001449522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 01:22 UTC |
Cash Michael A.SVP & Pres., Indus. Coatings
|
Exercise / conversionEmployee Stock Option · Derivative | 34,874 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-17-056251 · doc4.xml · derivative · entry 3 Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 34,874 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 01:22 UTC |
Cash Michael A.SVP & Pres., Indus. Coatings
|
SaleCommon Shares | 34,874 | $30.00 | $1,046,220.00 |
DisclosureSEC source: 0001209191-17-056251 · doc4.xml · nonDerivative · entry 2 Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,417 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 01:22 UTC |
Cash Michael A.SVP & Pres., Indus. Coatings
|
Exercise / conversionCommon Shares | 34,874 | $8.88 | $309,681.12 |
DisclosureSEC source: 0001209191-17-056251 · doc4.xml · nonDerivative · entry 1 Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2017 Filed Oct 4, 2017 00:05 UTC |
Markevich Steven R.EVP & Pres., Trans. Coatings
|
SaleCommon Shares | 900 | $29.42 | $26,478.00 |
DisclosureSEC source: 0001209191-17-055510 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,393 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. Read SEC document |
| September 08, 2017 Filed Sep 8, 2017 16:20 UTC |
Smolik Samuel L.Director
|
Exercise / conversionRestricted Stock Unit · Derivative | 733 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-052042 · doc4.xml · derivative · entry 2 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,467 Underlying: Common Shares · 733 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On September 8, 2016, the reporting person was granted 2,200 restricted stock units, vesting in three equal annual installments beginning on September 8, 2017. F2 · derivative.expiration_date: On September 8, 2016, the reporting person was granted 2,200 restricted stock units, vesting in three equal annual installments beginning on September 8, 2017. Read SEC document |
| September 08, 2017 Filed Sep 8, 2017 16:20 UTC |
Smolik Samuel L.Director
|
Exercise / conversionCommon Shares | 733 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-052042 · doc4.xml · nonDerivative · entry 1 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:04 UTC |
Markevich Steven R.EVP & Pres., Trans. Coatings
|
Exercise / conversionEmployee Stock Option · Derivative | 81,916 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-17-051399 · doc4.xml · derivative · entry 5 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,676 Underlying: Common Shares · 81,916 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:04 UTC |
Markevich Steven R.EVP & Pres., Trans. Coatings
|
Exercise / conversionEmployee Stock Option · Derivative | 78,084 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-17-051399 · doc4.xml · derivative · entry 4 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 78,084 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:04 UTC |
Markevich Steven R.EVP & Pres., Trans. Coatings
|
SaleCommon Shares | 160,000 | $29.37 | $4,699,200.00 |
DisclosureSEC source: 0001209191-17-051399 · doc4.xml · nonDerivative · entry 3 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,293 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.26 to $29.60. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:04 UTC |
Markevich Steven R.EVP & Pres., Trans. Coatings
|
Exercise / conversionCommon Shares | 81,916 | $11.84 | $969,885.44 |
DisclosureSEC source: 0001209191-17-051399 · doc4.xml · nonDerivative · entry 2 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:04 UTC |
Markevich Steven R.EVP & Pres., Trans. Coatings
|
Exercise / conversionCommon Shares | 78,084 | $8.88 | $693,385.92 |
DisclosureSEC source: 0001209191-17-051399 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2017 Filed Aug 7, 2017 20:16 UTC |
Smolik Samuel L.Director
|
PurchaseCommon Shares | 4,000 | $28.16 | $112,640.00 |
DisclosureSEC source: 0001209191-17-048008 · doc4.xml · nonDerivative · entry 1 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| August 07, 2017 Filed Aug 7, 2017 20:15 UTC |
Smolik Samuel L.Director
|
PurchaseCommon Shares | 4,000 | $28.16 | $112,640.00 |
DisclosureSEC source: 0001209191-17-048007 · doc4.xml · nonDerivative · entry 1 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 20:23 UTC |
Lannon Sean M.VP Corp Fin & Controller, PAO
|
Exercise / conversionEmployee Stock Option · Derivative | 5,000 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-17-045204 · doc4.xml · derivative · entry 3 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,892 Underlying: Common Shares · 5,000 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 20:23 UTC |
Lannon Sean M.VP Corp Fin & Controller, PAO
|
SaleCommon Shares | 5,000 | $33.00 | $165,000.00 |
DisclosureSEC source: 0001209191-17-045204 · doc4.xml · nonDerivative · entry 2 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,286 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 20:23 UTC |
Lannon Sean M.VP Corp Fin & Controller, PAO
|
Exercise / conversionCommon Shares | 5,000 | $11.84 | $59,200.00 |
DisclosureSEC source: 0001209191-17-045204 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 21:54 UTC |
McDougall Joseph F.SVP&Chief Human Resources Off.
|
Exercise / conversionEmployee Stock Option · Derivative | 40,000 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-17-043471 · doc4.xml · derivative · entry 3 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,508 Underlying: Common Shares · 40,000 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 21:54 UTC |
McDougall Joseph F.SVP&Chief Human Resources Off.
|
SaleCommon Shares | 40,000 | $32.13 | $1,285,200.00 |
DisclosureSEC source: 0001209191-17-043471 · doc4.xml · nonDerivative · entry 2 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,551 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.87 to $32.29. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 21:54 UTC |
McDougall Joseph F.SVP&Chief Human Resources Off.
|
Exercise / conversionCommon Shares | 40,000 | $11.84 | $473,600.00 |
DisclosureSEC source: 0001209191-17-043471 · doc4.xml · nonDerivative · entry 1 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 20:37 UTC |
Finn Michael F.SVP & General Counsel
|
Exercise / conversionEmployee Stock Option · Derivative | 36,244 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-17-043397 · doc4.xml · derivative · entry 5 Finn Michael F. · CIK 0001620391 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,910 Underlying: Common Shares · 36,244 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 20:37 UTC |
Finn Michael F.SVP & General Counsel
|
Exercise / conversionEmployee Stock Option · Derivative | 956 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-17-043397 · doc4.xml · derivative · entry 4 Finn Michael F. · CIK 0001620391 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 956 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 20:37 UTC |
Finn Michael F.SVP & General Counsel
|
SaleCommon Shares | 37,200 | $32.13 | $1,195,236.00 |
DisclosureSEC source: 0001209191-17-043397 · doc4.xml · nonDerivative · entry 3 Finn Michael F. · CIK 0001620391 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,868 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.87 to $32.29. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 20:37 UTC |
Finn Michael F.SVP & General Counsel
|
Exercise / conversionCommon Shares | 36,244 | $8.88 | $321,846.72 |
DisclosureSEC source: 0001209191-17-043397 · doc4.xml · nonDerivative · entry 2 Finn Michael F. · CIK 0001620391 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.