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AXTA

Axalta Coating Systems Ltd.

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3667
SEC CIK
0001616862
Parsed reports
531

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2018 Filed May 22, 2018 22:53 UTC
McDougall Joseph F.EVP & Pres., Global Refinish
SaleCommon Shares 34,008 $32.30 $1,098,458.40
Disclosure

SEC source: 0001209191-18-032430 · doc4.xml · nonDerivative · entry 2

McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,048

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.18 to $32.43. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 21, 2018 Filed May 22, 2018 22:53 UTC
McDougall Joseph F.EVP & Pres., Global Refinish
Exercise / conversionCommon Shares 25,508 $11.84 $302,014.72
Disclosure

SEC source: 0001209191-18-032430 · doc4.xml · nonDerivative · entry 1

McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2018 Filed May 16, 2018 01:06 UTC
Lannon Sean M.VP Corp Fin & Controller, PAO
Exercise / conversionEmployee Stock Option · Derivative 3,892 $0.00 Strike: $11.84 $0.00
Disclosure

SEC source: 0001209191-18-030364 · doc4.xml · derivative · entry 9

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,892 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan

Read SEC document
May 15, 2018 Filed May 16, 2018 01:06 UTC
Lannon Sean M.VP Corp Fin & Controller, PAO
SaleCommon Shares 3,892 $31.12 $121,119.04
Disclosure

SEC source: 0001209191-18-030364 · doc4.xml · nonDerivative · entry 6

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,356

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.78 to $31.27. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 15, 2018 Filed May 16, 2018 01:06 UTC
Lannon Sean M.VP Corp Fin & Controller, PAO
Exercise / conversionCommon Shares 3,892 $11.84 $46,081.28
Disclosure

SEC source: 0001209191-18-030364 · doc4.xml · nonDerivative · entry 5

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2018 Filed May 16, 2018 01:06 UTC
Lannon Sean M.VP Corp Fin & Controller, PAO
Tax withholdingCommon Shares 621 $31.30 $19,437.30
Disclosure

SEC source: 0001209191-18-030364 · doc4.xml · nonDerivative · entry 4

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,356

Read SEC document
May 15, 2018 Filed May 16, 2018 01:06 UTC
Lannon Sean M.VP Corp Fin & Controller, PAO
Tax withholdingCommon Shares 5,579 $31.30 $174,622.70
Disclosure

SEC source: 0001209191-18-030364 · doc4.xml · nonDerivative · entry 3

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,977

Read SEC document
May 15, 2018 Filed May 16, 2018 17:12 UTC
SHAVER CHARLES WDirector · CEO
SaleCommon Shares 89,745 $31.12 $2,792,864.40
Disclosure

SEC source: 0001209191-18-030598 · doc4.xml · nonDerivative · entry 5

SHAVER CHARLES W · CIK 0001269429 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,828

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.77 to $31.30. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 15, 2018 Filed May 16, 2018 17:12 UTC
SHAVER CHARLES WDirector · CEO
SaleCommon Shares 89,745 $31.12 $2,792,864.40
Disclosure

SEC source: 0001209191-18-030598 · doc4.xml · nonDerivative · entry 4

SHAVER CHARLES W · CIK 0001269429 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,573

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy tax obligation on vesting.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.77 to $31.30. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 15, 2018 Filed May 16, 2018 21:05 UTC Exercise / conversionEmployee Stock Option · Derivative 36,591 $0.00 Strike: $11.84 $0.00
Disclosure

SEC source: 0001209191-18-030586 · doc4.xml · derivative · entry 5

Bryant Robert W. · CIK 0001620475 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 36,591 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Read SEC document
May 15, 2018 Filed May 16, 2018 21:05 UTC Tax withholdingCommon Shares 35,640 $31.30 $1,115,532.00
Disclosure

SEC source: 0001209191-18-030586 · doc4.xml · nonDerivative · entry 4

Bryant Robert W. · CIK 0001620475 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,100

Read SEC document
May 15, 2018 Filed May 16, 2018 21:05 UTC Tax withholdingCommon Shares 2,971 $31.30 $92,992.30
Disclosure

SEC source: 0001209191-18-030586 · doc4.xml · nonDerivative · entry 3

Bryant Robert W. · CIK 0001620475 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,740

Read SEC document
May 15, 2018 Filed May 16, 2018 21:05 UTC SaleCommon Shares 73,277 $31.12 $2,280,380.24
Disclosure

SEC source: 0001209191-18-030586 · doc4.xml · nonDerivative · entry 2

Bryant Robert W. · CIK 0001620475 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,711

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.76 to $31.30. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 15, 2018 Filed May 16, 2018 21:05 UTC Exercise / conversionCommon Shares 36,591 $11.84 $433,237.44
Disclosure

SEC source: 0001209191-18-030586 · doc4.xml · nonDerivative · entry 1

Bryant Robert W. · CIK 0001620475 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:55 UTC
McDougall Joseph F.EVP & Pres., Global Refinish
Tax withholdingCommon Shares 14,256 $31.30 $446,212.80
Disclosure

SEC source: 0001209191-18-030573 · doc4.xml · nonDerivative · entry 2

McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,548

Read SEC document
May 15, 2018 Filed May 16, 2018 20:55 UTC
McDougall Joseph F.EVP & Pres., Global Refinish
Tax withholdingCommon Shares 1,783 $31.30 $55,807.90
Disclosure

SEC source: 0001209191-18-030573 · doc4.xml · nonDerivative · entry 1

McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,804

Read SEC document
May 15, 2018 Filed May 16, 2018 20:53 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
Tax withholdingCommon Shares 27,054 $31.30 $846,790.20
Disclosure

SEC source: 0001209191-18-030568 · doc4.xml · nonDerivative · entry 4

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,861

Read SEC document
May 15, 2018 Filed May 16, 2018 20:53 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
Tax withholdingCommon Shares 2,481 $31.30 $77,655.30
Disclosure

SEC source: 0001209191-18-030568 · doc4.xml · nonDerivative · entry 3

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,915

Read SEC document
May 15, 2018 Filed May 16, 2018 20:50 UTC
Finn Michael F.SVP & General Counsel
Tax withholdingCommon Shares 14,256 $31.30 $446,212.80
Disclosure

SEC source: 0001209191-18-030559 · doc4.xml · nonDerivative · entry 4

Finn Michael F. · CIK 0001620391 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,399

Read SEC document
May 15, 2018 Filed May 16, 2018 20:50 UTC
Finn Michael F.SVP & General Counsel
Tax withholdingCommon Shares 1,783 $31.30 $55,807.90
Disclosure

SEC source: 0001209191-18-030559 · doc4.xml · nonDerivative · entry 3

Finn Michael F. · CIK 0001620391 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,655

Read SEC document
May 15, 2018 Filed May 16, 2018 20:48 UTC
Cash Michael A.SVP & Pres., Indus. Coatings
Tax withholdingCommon Shares 1,902 $31.30 $59,532.60
Disclosure

SEC source: 0001209191-18-030547 · doc4.xml · nonDerivative · entry 2

Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,218

Read SEC document
May 15, 2018 Filed May 16, 2018 20:48 UTC
Cash Michael A.SVP & Pres., Indus. Coatings
Tax withholdingCommon Shares 16,038 $31.30 $501,989.40
Disclosure

SEC source: 0001209191-18-030547 · doc4.xml · nonDerivative · entry 1

Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,120

Read SEC document
May 14, 2018 Filed May 16, 2018 17:12 UTC
SHAVER CHARLES WDirector · CEO
Exercise / conversionEmployee Stock Option · Derivative 200,000 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001209191-18-030598 · doc4.xml · derivative · entry 6

SHAVER CHARLES W · CIK 0001269429 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,152,287

Underlying: Common Shares · 200,000 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Read SEC document
May 14, 2018 Filed May 16, 2018 17:12 UTC
SHAVER CHARLES WDirector · CEO
SaleCommon Shares 200,000 $31.30 $6,260,000.00
Disclosure

SEC source: 0001209191-18-030598 · doc4.xml · nonDerivative · entry 3

SHAVER CHARLES W · CIK 0001269429 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,318

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.11 to $31.65. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 14, 2018 Filed May 16, 2018 17:12 UTC
SHAVER CHARLES WDirector · CEO
Exercise / conversionCommon Shares 200,000 $8.88 $1,776,000.00
Disclosure

SEC source: 0001209191-18-030598 · doc4.xml · nonDerivative · entry 2

SHAVER CHARLES W · CIK 0001269429 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2018 Filed May 16, 2018 20:53 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
Exercise / conversionEmployee Stock Option · Derivative 82,838 $0.00 Strike: $11.84 $0.00
Disclosure

SEC source: 0001209191-18-030568 · doc4.xml · derivative · entry 5

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 82,838 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Read SEC document
May 14, 2018 Filed May 16, 2018 20:53 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
SaleCommon Shares 88,479 $31.32 $2,771,162.28
Disclosure

SEC source: 0001209191-18-030568 · doc4.xml · nonDerivative · entry 2

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,396

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.11 to $31.59. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 14, 2018 Filed May 16, 2018 20:53 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
Exercise / conversionCommon Shares 82,838 $11.84 $980,801.92
Disclosure

SEC source: 0001209191-18-030568 · doc4.xml · nonDerivative · entry 1

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2018 Filed May 16, 2018 20:50 UTC
Finn Michael F.SVP & General Counsel
SaleCommon Shares 12,275 $31.31 $384,330.25
Disclosure

SEC source: 0001209191-18-030559 · doc4.xml · nonDerivative · entry 2

Finn Michael F. · CIK 0001620391 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,438

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.11 to $31.59. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 14, 2018 Filed May 16, 2018 20:50 UTC
Finn Michael F.SVP & General Counsel
SaleCommon Shares 8,167 $31.37 $256,198.79
Disclosure

SEC source: 0001209191-18-030559 · doc4.xml · nonDerivative · entry 1

Finn Michael F. · CIK 0001620391 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,713

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.29 to $31.51. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 12, 2018 Filed May 15, 2018 17:59 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030276 · doc4.xml · derivative · entry 2

Kramvis Andreas · CIK 0001430870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,052 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_price: On May 12, 2015, the reporting person was granted 6,153 restricted stock units, vesting in three equal annual installments beginning on May 12, 2016.

F2 · derivative.exercise_date: On May 12, 2015, the reporting person was granted 6,153 restricted stock units, vesting in three equal annual installments beginning on May 12, 2016.

F2 · derivative.expiration_date: On May 12, 2015, the reporting person was granted 6,153 restricted stock units, vesting in three equal annual installments beginning on May 12, 2016.

Read SEC document
May 12, 2018 Filed May 15, 2018 17:59 UTC Exercise / conversionCommon Shares 2,052 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-030276 · doc4.xml · nonDerivative · entry 1

Kramvis Andreas · CIK 0001430870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
May 12, 2018 Filed May 15, 2018 18:04 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030286 · doc4.xml · derivative · entry 2

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,052 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_price: On May 12, 2015, the reporting person was granted 6,153 restricted stock units, vesting in three equal annual installments beginning on May 12, 2016.

F2 · derivative.exercise_date: On May 12, 2015, the reporting person was granted 6,153 restricted stock units, vesting in three equal annual installments beginning on May 12, 2016.

F2 · derivative.expiration_date: On May 12, 2015, the reporting person was granted 6,153 restricted stock units, vesting in three equal annual installments beginning on May 12, 2016.

Read SEC document
May 12, 2018 Filed May 15, 2018 18:04 UTC Exercise / conversionCommon Shares 2,052 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-030286 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
May 12, 2018 Filed May 16, 2018 01:06 UTC
Lannon Sean M.VP Corp Fin & Controller, PAO
Exercise / conversionRestricted Stock Unit · Derivative 1,283 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030364 · doc4.xml · derivative · entry 8

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F5 · derivative.exercise_date: On May 12, 2015, the reporting person was granted 3,846 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date.

F5 · derivative.expiration_date: On May 12, 2015, the reporting person was granted 3,846 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date.

Read SEC document
May 12, 2018 Filed May 16, 2018 01:06 UTC
Lannon Sean M.VP Corp Fin & Controller, PAO
Exercise / conversionRestricted Stock Unit · Derivative 11,538 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030364 · doc4.xml · derivative · entry 7

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 11,538 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F4 · derivative.exercise_date: On May 12, 2015, the reporting person was granted 23,076 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.

F4 · derivative.expiration_date: On May 12, 2015, the reporting person was granted 23,076 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.

Read SEC document
May 12, 2018 Filed May 16, 2018 01:06 UTC
Lannon Sean M.VP Corp Fin & Controller, PAO
Exercise / conversionCommon Shares 1,283 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-030364 · doc4.xml · nonDerivative · entry 2

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
May 12, 2018 Filed May 16, 2018 01:06 UTC
Lannon Sean M.VP Corp Fin & Controller, PAO
Exercise / conversionCommon Shares 11,538 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-030364 · doc4.xml · nonDerivative · entry 1

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
May 08, 2018 Filed May 16, 2018 17:12 UTC
SHAVER CHARLES WDirector · CEO
GiftCommon Shares 11,290 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030598 · doc4.xml · nonDerivative · entry 1

SHAVER CHARLES W · CIK 0001269429 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,318

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:35 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,283 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026598 · doc4.xml · derivative · entry 2

Ryerkerk Lori · CIK 0001449522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On April 26, 2017, the reporting person was granted 6,283 restricted stock units, vesting in full on April 26, 2018.

F2 · derivative.expiration_date: On April 26, 2017, the reporting person was granted 6,283 restricted stock units, vesting in full on April 26, 2018.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:35 UTC Exercise / conversionCommon Shares 6,283 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-026598 · doc4.xml · nonDerivative · entry 1

Ryerkerk Lori · CIK 0001449522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 16:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,283 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026584 · doc4.xml · derivative · entry 2

Kramvis Andreas · CIK 0001430870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On April 26, 2017, the reporting person was granted 6,283 restricted stock units, vesting in full on April 26, 2018.

F2 · derivative.expiration_date: On April 26, 2017, the reporting person was granted 6,283 restricted stock units, vesting in full on April 26, 2018.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 16:30 UTC Exercise / conversionCommon Shares 6,283 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-026584 · doc4.xml · nonDerivative · entry 1

Kramvis Andreas · CIK 0001430870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 16:33 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,283 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026592 · doc4.xml · derivative · entry 2

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On April 26, 2017, the reporting person was granted 6,283 restricted stock units, vesting in full on April 26, 2018.

F2 · derivative.expiration_date: On April 26, 2017, the reporting person was granted 6,283 restricted stock units, vesting in full on April 26, 2018.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 16:33 UTC Exercise / conversionCommon Shares 6,283 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-026592 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 16:36 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,283 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026602 · doc4.xml · derivative · entry 2

Smolik Samuel L. · CIK 0001500482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On April 26, 2017, the reporting person was granted 6,283 restricted stock units, vesting in full on April 26, 2018.

F2 · derivative.expiration_date: On April 26, 2017, the reporting person was granted 6,283 restricted stock units, vesting in full on April 26, 2018.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 16:36 UTC Exercise / conversionCommon Shares 6,283 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-026602 · doc4.xml · nonDerivative · entry 1

Smolik Samuel L. · CIK 0001500482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:31 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,283 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026587 · doc4.xml · derivative · entry 2

Lempres Elizabeth Cahill · CIK 0001702602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On April 26, 2017, the reporting person was granted 6,283 restricted stock units, vesting in full on April 26, 2018.

F2 · derivative.expiration_date: On April 26, 2017, the reporting person was granted 6,283 restricted stock units, vesting in full on April 26, 2018.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:31 UTC Exercise / conversionCommon Shares 6,283 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-026587 · doc4.xml · nonDerivative · entry 1

Lempres Elizabeth Cahill · CIK 0001702602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:26 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,283 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026573 · doc4.xml · derivative · entry 2

Kissire Deborah J. · CIK 0001648794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On April 26, 2017, the reporting person was granted 6,283 restricted stock units, vesting in full on April 26, 2018.

F2 · derivative.expiration_date: On April 26, 2017, the reporting person was granted 6,283 restricted stock units, vesting in full on April 26, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.