Tapewire

NYSE · USD

AXTA

Axalta Coating Systems Ltd.

Export transactions ↓
Tapewire entity
3667
SEC CIK
0001616862
Parsed reports
531

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2019 Filed Apr 2, 2019 19:31 UTC SaleCommon Shares 309,820 $25.52 $7,906,606.40
Disclosure

SEC source: 0001209191-19-022795 · doc4.xml · nonDerivative · entry 3

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,369

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.28 to $25.71. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:31 UTC Exercise / conversionCommon Shares 111,414 $11.84 $1,319,141.76
Disclosure

SEC source: 0001209191-19-022795 · doc4.xml · nonDerivative · entry 2

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:31 UTC Exercise / conversionCommon Shares 198,406 $11.84 $2,349,127.04
Disclosure

SEC source: 0001209191-19-022795 · doc4.xml · nonDerivative · entry 1

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2019 Filed Mar 6, 2019 19:49 UTC Exercise / conversionEmployee Stock Option · Derivative 174,108 $0.00 Strike: $11.84 $0.00
Disclosure

SEC source: 0001209191-19-017558 · doc4.xml · derivative · entry 10

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611,414

Underlying: Common Shares · 174,108 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Read SEC document
March 05, 2019 Filed Mar 6, 2019 19:49 UTC Exercise / conversionEmployee Stock Option · Derivative 75,892 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001209191-19-017558 · doc4.xml · derivative · entry 9

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,892 shares

Expires 2024-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested in five equal annual installments beginning on May 21, 2015. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Read SEC document
March 05, 2019 Filed Mar 6, 2019 19:49 UTC SaleCommon Shares 250,000 $26.61 $6,652,500.00
Disclosure

SEC source: 0001209191-19-017558 · doc4.xml · nonDerivative · entry 6

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,369

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $26.48 to $26.94. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 05, 2019 Filed Mar 6, 2019 19:49 UTC Exercise / conversionCommon Shares 174,108 $11.84 $2,061,438.72
Disclosure

SEC source: 0001209191-19-017558 · doc4.xml · nonDerivative · entry 5

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2019 Filed Mar 6, 2019 19:49 UTC Exercise / conversionCommon Shares 75,892 $8.88 $673,920.96
Disclosure

SEC source: 0001209191-19-017558 · doc4.xml · nonDerivative · entry 4

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 19:49 UTC Exercise / conversionEmployee Stock Option · Derivative 97,713 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001209191-19-017558 · doc4.xml · derivative · entry 8

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,892

Underlying: Common Shares · 97,713 shares

Expires 2024-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested in five equal annual installments beginning on May 21, 2015. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 19:49 UTC Exercise / conversionEmployee Stock Option · Derivative 152,287 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001209191-19-017558 · doc4.xml · derivative · entry 7

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 152,287 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 19:49 UTC SaleCommon Shares 250,000 $26.80 $6,700,000.00
Disclosure

SEC source: 0001209191-19-017558 · doc4.xml · nonDerivative · entry 3

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,369

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $26.56 to $27.19. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 19:49 UTC Exercise / conversionCommon Shares 97,713 $8.88 $867,691.44
Disclosure

SEC source: 0001209191-19-017558 · doc4.xml · nonDerivative · entry 2

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 19:49 UTC Exercise / conversionCommon Shares 152,287 $8.88 $1,352,308.56
Disclosure

SEC source: 0001209191-19-017558 · doc4.xml · nonDerivative · entry 1

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 25, 2019 22:38 UTC GrantRestricted Stock Unit · Derivative 8,025 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013119 · doc4.xml · derivative · entry 3

Ryerkerk Lori · CIK 0001449522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,025

Underlying: Common Shares · 8,025 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F3 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 25, 2019 Filed Feb 25, 2019 17:34 UTC GrantRestricted Stock Unit · Derivative 2,660 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013109 · doc4.xml · derivative · entry 3

Kramvis Andreas · CIK 0001430870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,660

Underlying: Common Shares · 2,660 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: This restricted stock unit grant vests in full on May 1, 2019.

F3 · derivative.expiration_date: This restricted stock unit grant vests in full on May 1, 2019.

Read SEC document
February 25, 2019 Filed Feb 25, 2019 17:39 UTC GrantRestricted Stock Unit · Derivative 13,041 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013123 · doc4.xml · derivative · entry 4

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,041

Underlying: Common Shares · 13,041 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F3 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 25, 2019 Filed Feb 25, 2019 17:37 UTC GrantRestricted Stock Unit · Derivative 8,025 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013116 · doc4.xml · derivative · entry 3

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,025

Underlying: Common Shares · 8,025 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F3 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 25, 2019 Filed Feb 25, 2019 17:42 UTC GrantRestricted Stock Unit · Derivative 8,025 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013128 · doc4.xml · derivative · entry 3

Smolik Samuel L. · CIK 0001500482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,025

Underlying: Common Shares · 8,025 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F3 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 25, 2019 Filed Feb 25, 2019 22:31 UTC
Garrett MarkDirector
GrantRestricted Stock Unit · Derivative 8,025 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013099 · doc4.xml · derivative · entry 3

Garrett Mark · CIK 0001677643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,025

Underlying: Common Shares · 8,025 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F3 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 25, 2019 Filed Feb 25, 2019 22:36 UTC GrantRestricted Stock Unit · Derivative 8,025 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013115 · doc4.xml · derivative · entry 3

Lempres Elizabeth Cahill · CIK 0001702602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,025

Underlying: Common Shares · 8,025 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F3 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 25, 2019 Filed Feb 25, 2019 22:33 UTC GrantRestricted Stock Unit · Derivative 8,025 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013105 · doc4.xml · derivative · entry 3

Kissire Deborah J. · CIK 0001648794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,025

Underlying: Common Shares · 8,025 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F3 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:01 UTC
Bryant Robert W.Director · President & CEO
GrantEmployee Stock Option · Derivative 154,320 $0.00 Strike: $27.01 $0.00
Disclosure

SEC source: 0001209191-19-014178 · doc4.xml · derivative · entry 2

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,320

Underlying: Common Shares · 154,320 shares

Expires 2029-02-25

F3 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:01 UTC
Bryant Robert W.Director · President & CEO
GrantRestricted Stock Units · Derivative 40,128 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014178 · doc4.xml · derivative · entry 1

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,128

Underlying: Common Shares · 40,128 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:08 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
GrantEmployee Stock Option · Derivative 65,586 $0.00 Strike: $27.01 $0.00
Disclosure

SEC source: 0001209191-19-014187 · doc4.xml · derivative · entry 2

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,586

Underlying: Common Shares · 65,586 shares

Expires 2029-02-25

F3 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:08 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
GrantRestricted Stock Units · Derivative 17,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014187 · doc4.xml · derivative · entry 1

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,054

Underlying: Common Shares · 17,054 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:18 UTC
McDougall Joseph F.EVP & Pres., Global Refinish
GrantEmployee Stock Option · Derivative 50,154 $0.00 Strike: $27.01 $0.00
Disclosure

SEC source: 0001209191-19-014196 · doc4.xml · derivative · entry 2

McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,154

Underlying: Common Shares · 50,154 shares

Expires 2029-02-25

F3 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:18 UTC
McDougall Joseph F.EVP & Pres., Global Refinish
GrantRestricted Stock Units · Derivative 13,041 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014196 · doc4.xml · derivative · entry 1

McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,041

Underlying: Common Shares · 13,041 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:04 UTC GrantEmployee Stock Option · Derivative 38,580 $0.00 Strike: $27.01 $0.00
Disclosure

SEC source: 0001209191-19-014182 · doc4.xml · derivative · entry 2

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,580

Underlying: Common Shares · 38,580 shares

Expires 2029-02-25

F3 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:04 UTC GrantRestricted Stock Units · Derivative 10,032 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014182 · doc4.xml · derivative · entry 1

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,032

Underlying: Common Shares · 10,032 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:02 UTC
Cash Michael A.SVP & Pres., Indus. Coatings
GrantEmployee Stock Option · Derivative 46,296 $0.00 Strike: $27.01 $0.00
Disclosure

SEC source: 0001209191-19-014180 · doc4.xml · derivative · entry 2

Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,296

Underlying: Common Shares · 46,296 shares

Expires 2029-02-25

F3 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:02 UTC
Cash Michael A.SVP & Pres., Indus. Coatings
GrantRestricted Stock Units · Derivative 12,038 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014180 · doc4.xml · derivative · entry 1

Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,038

Underlying: Common Shares · 12,038 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 25, 2019 Filed Feb 27, 2020 19:00 UTC Exercise / conversionRestricted Stock Units · Derivative 8,025 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013564 · doc4.xml · derivative · entry 2

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 25, 2019, the reporting person was granted 8,025 restricted stock units, vesting in full on February 25, 2020.

F2 · derivative.expiration_date: On February 25, 2019, the reporting person was granted 8,025 restricted stock units, vesting in full on February 25, 2020.

Read SEC document
February 25, 2019 Filed Feb 27, 2020 19:01 UTC Exercise / conversionRestricted Stock Units · Derivative 8,025 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013566 · doc4.xml · derivative · entry 2

Smolik Samuel L. · CIK 0001500482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 25, 2019, the reporting person was granted 8,025 restricted stock units, vesting in full on February 25, 2020.

F2 · derivative.expiration_date: On February 25, 2019, the reporting person was granted 8,025 restricted stock units, vesting in full on February 25, 2020.

Read SEC document
February 25, 2019 Filed Feb 27, 2020 23:57 UTC Exercise / conversionRestricted Stock Units · Derivative 8,025 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013556 · doc4.xml · derivative · entry 2

Lempres Elizabeth Cahill · CIK 0001702602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 25, 2019, the reporting person was granted 8,025 restricted stock units, vesting in full on February 25, 2020.

F2 · derivative.expiration_date: On February 25, 2019, the reporting person was granted 8,025 restricted stock units, vesting in full on February 25, 2020.

Read SEC document
February 25, 2019 Filed Feb 27, 2020 23:55 UTC Exercise / conversionRestricted Stock Units · Derivative 8,025 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013554 · doc4.xml · derivative · entry 2

Kissire Deborah J. · CIK 0001648794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 25, 2019, the reporting person was granted 8,025 restricted stock units, vesting in full on February 25, 2020.

F2 · derivative.expiration_date: On February 25, 2019, the reporting person was granted 8,025 restricted stock units, vesting in full on February 25, 2020.

Read SEC document
February 25, 2019 Filed Feb 27, 2020 23:54 UTC
Garrett MarkDirector
Exercise / conversionRestricted Stock Units · Derivative 8,025 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013552 · doc4.xml · derivative · entry 2

Garrett Mark · CIK 0001677643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 25, 2019, the reporting person was granted 8,025 restricted stock units, vesting in full on February 25, 2020.

F2 · derivative.expiration_date: On February 25, 2019, the reporting person was granted 8,025 restricted stock units, vesting in full on February 25, 2020.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 17:39 UTC SaleCommon Shares 2,180 $27.10 $59,078.00
Disclosure

SEC source: 0001209191-19-013123 · doc4.xml · nonDerivative · entry 2

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,369

Read SEC document
February 21, 2019 Filed Feb 25, 2019 22:38 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013119 · doc4.xml · derivative · entry 2

Ryerkerk Lori · CIK 0001449522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,391 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 21, 2018, the reporting person was granted 6,391 restricted stock units, vesting in full on February 21, 2019.

F2 · derivative.expiration_date: On February 21, 2018, the reporting person was granted 6,391 restricted stock units, vesting in full on February 21, 2019.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 22:38 UTC Exercise / conversionCommon Shares 6,391 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-013119 · doc4.xml · nonDerivative · entry 1

Ryerkerk Lori · CIK 0001449522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 17:34 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013109 · doc4.xml · derivative · entry 2

Kramvis Andreas · CIK 0001430870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,391 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 21, 2018, the reporting person was granted 6,391 restricted stock units, vesting in full on February 21, 2019.

F2 · derivative.expiration_date: On February 21, 2018, the reporting person was granted 6,391 restricted stock units, vesting in full on February 21, 2019.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 17:34 UTC Exercise / conversionCommon Shares 6,391 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-013109 · doc4.xml · nonDerivative · entry 1

Kramvis Andreas · CIK 0001430870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 17:39 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,180 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013123 · doc4.xml · derivative · entry 3

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,180 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On September 4, 2018, the reporting person was granted 2,180 restricted stock units, vesting in full on February 21, 2019.

F2 · derivative.expiration_date: On September 4, 2018, the reporting person was granted 2,180 restricted stock units, vesting in full on February 21, 2019.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 17:39 UTC Exercise / conversionCommon Shares 2,180 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-013123 · doc4.xml · nonDerivative · entry 1

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 17:37 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013116 · doc4.xml · derivative · entry 2

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,391 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 21, 2018, the reporting person was granted 6,391 restricted stock units, vesting in full on February 21, 2019.

F2 · derivative.expiration_date: On February 21, 2018, the reporting person was granted 6,391 restricted stock units, vesting in full on February 21, 2019.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 17:37 UTC Exercise / conversionCommon Shares 6,391 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-013116 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 17:42 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013128 · doc4.xml · derivative · entry 2

Smolik Samuel L. · CIK 0001500482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,391 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 21, 2018, the reporting person was granted 6,391 restricted stock units, vesting in full on February 21, 2019.

F2 · derivative.expiration_date: On February 21, 2018, the reporting person was granted 6,391 restricted stock units, vesting in full on February 21, 2019.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 17:42 UTC Exercise / conversionCommon Shares 6,391 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-013128 · doc4.xml · nonDerivative · entry 1

Smolik Samuel L. · CIK 0001500482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 22:31 UTC
Garrett MarkDirector
Exercise / conversionRestricted Stock Unit · Derivative 6,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013099 · doc4.xml · derivative · entry 2

Garrett Mark · CIK 0001677643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,391 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 21, 2018, the reporting person was granted 6,391 restricted stock units, vesting in full on February 21, 2019.

F2 · derivative.expiration_date: On February 21, 2018, the reporting person was granted 6,391 restricted stock units, vesting in full on February 21, 2019.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 22:31 UTC
Garrett MarkDirector
Exercise / conversionCommon Shares 6,391 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-013099 · doc4.xml · nonDerivative · entry 1

Garrett Mark · CIK 0001677643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 22:36 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013115 · doc4.xml · derivative · entry 2

Lempres Elizabeth Cahill · CIK 0001702602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,391 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 21, 2018, the reporting person was granted 6,391 restricted stock units, vesting in full on February 21, 2019.

F2 · derivative.expiration_date: On February 21, 2018, the reporting person was granted 6,391 restricted stock units, vesting in full on February 21, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.