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AXTA

Axalta Coating Systems Ltd.

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3667
SEC CIK
0001616862
Parsed reports
531

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2020 Filed Aug 4, 2020 21:24 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
Tax withholdingCommon Shares 10,090 $22.20 $223,998.00
Disclosure

SEC source: 0001209191-20-044766 · doc4.xml · nonDerivative · entry 2

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,740

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:24 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
Exercise / conversionCommon Shares 23,140 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-044766 · doc4.xml · nonDerivative · entry 1

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
July 21, 2020 Filed Jul 21, 2020 21:24 UTC GrantRestricted Stock Units · Derivative 3,925 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043255 · doc4.xml · derivative · entry 1

CHAPMAN STEVEN M · CIK 0001238885 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By an LLC

Disclosed balance after: 3,925

Underlying: Common Shares · 3,925 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F3 · ownership.nature: The restricted stock units are held by a limited liability company owned by the reporting person.

Read SEC document
June 14, 2020 Filed Jun 15, 2020 21:21 UTC
BERUBE BRIAN ASVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 5,567 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036851 · doc4.xml · derivative · entry 6

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,701

Underlying: Common Shares · 5,567 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F4 · derivative.exercise_date: On June 14, 2019, the reporting person was granted 22,268 restricted stock units, vesting 25% on each of the 12-month and 24-month anniversaries and 50% on the 36-month anniversary of the grant date.

F4 · derivative.expiration_date: On June 14, 2019, the reporting person was granted 22,268 restricted stock units, vesting 25% on each of the 12-month and 24-month anniversaries and 50% on the 36-month anniversary of the grant date.

Read SEC document
June 14, 2020 Filed Jun 15, 2020 21:21 UTC
BERUBE BRIAN ASVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 3,134 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036851 · doc4.xml · derivative · entry 5

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,268

Underlying: Common Shares · 3,134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On June 14, 2019, the reporting person was granted 9,402 restricted stock units, vesting in three equal annual installments beginning on June 14, 2020.

F3 · derivative.expiration_date: On June 14, 2019, the reporting person was granted 9,402 restricted stock units, vesting in three equal annual installments beginning on June 14, 2020.

Read SEC document
June 14, 2020 Filed Jun 15, 2020 21:21 UTC
BERUBE BRIAN ASVP and General Counsel
Tax withholdingCommon Shares 1,830 $22.19 $40,607.70
Disclosure

SEC source: 0001209191-20-036851 · doc4.xml · nonDerivative · entry 4

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,841

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award.

Read SEC document
June 14, 2020 Filed Jun 15, 2020 21:21 UTC
BERUBE BRIAN ASVP and General Counsel
Exercise / conversionCommon Shares 5,567 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-036851 · doc4.xml · nonDerivative · entry 3

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
June 14, 2020 Filed Jun 15, 2020 21:21 UTC
BERUBE BRIAN ASVP and General Counsel
Tax withholdingCommon Shares 1,030 $22.19 $22,855.70
Disclosure

SEC source: 0001209191-20-036851 · doc4.xml · nonDerivative · entry 2

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,104

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award.

Read SEC document
June 14, 2020 Filed Jun 15, 2020 21:21 UTC
BERUBE BRIAN ASVP and General Counsel
Exercise / conversionCommon Shares 3,134 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-036851 · doc4.xml · nonDerivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
May 30, 2020 Filed Jun 16, 2020 01:27 UTC Exercise / conversionRestricted Stock Units · Derivative 4,385 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036854 · doc4.xml · derivative · entry 2

COOK WILLIAM M · CIK 0001226577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On May 30, 2019, the reporting person was granted 4,385 restricted stock units, vesting in full on May 30, 2020.

F2 · derivative.expiration_date: On May 30, 2019, the reporting person was granted 4,385 restricted stock units, vesting in full on May 30, 2020.

Read SEC document
May 30, 2020 Filed Jun 16, 2020 01:27 UTC Exercise / conversionCommon Shares 4,385 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-036854 · doc4.xml · nonDerivative · entry 1

COOK WILLIAM M · CIK 0001226577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 19:00 UTC Exercise / conversionCommon Shares 8,025 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-013564 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 19:01 UTC Exercise / conversionCommon Shares 8,025 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-013566 · doc4.xml · nonDerivative · entry 1

Smolik Samuel L. · CIK 0001500482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:59 UTC
Massey AnthonyVP, Global Controller, PAO
Exercise / conversionRestricted Stock Units · Derivative 2,340 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013561 · doc4.xml · derivative · entry 3

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,682

Underlying: Common Shares · 2,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 25, 2019, the reporting person was granted 7,022 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020.

F3 · derivative.expiration_date: On February 25, 2019, the reporting person was granted 7,022 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:59 UTC
Massey AnthonyVP, Global Controller, PAO
Tax withholdingCommon Shares 803 $26.75 $21,480.25
Disclosure

SEC source: 0001209191-20-013561 · doc4.xml · nonDerivative · entry 2

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,774

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:59 UTC
Massey AnthonyVP, Global Controller, PAO
Exercise / conversionCommon Shares 2,340 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013561 · doc4.xml · nonDerivative · entry 1

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:58 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
Exercise / conversionRestricted Stock Units · Derivative 5,684 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013558 · doc4.xml · derivative · entry 3

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,370

Underlying: Common Shares · 5,684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 25, 2019, the reporting person was granted 17,054 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020.

F3 · derivative.expiration_date: On February 25, 2019, the reporting person was granted 17,054 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:58 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
Tax withholdingCommon Shares 2,675 $26.75 $71,556.25
Disclosure

SEC source: 0001209191-20-013558 · doc4.xml · nonDerivative · entry 2

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,690

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:58 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
Exercise / conversionCommon Shares 5,684 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013558 · doc4.xml · nonDerivative · entry 1

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:57 UTC Exercise / conversionCommon Shares 8,025 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-013556 · doc4.xml · nonDerivative · entry 1

Lempres Elizabeth Cahill · CIK 0001702602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:56 UTC Exercise / conversionRestricted Stock Units · Derivative 3,344 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013555 · doc4.xml · derivative · entry 3

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,688

Underlying: Common Shares · 3,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 25, 2019, the reporting person was granted 10,032 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020.

F3 · derivative.expiration_date: On February 25, 2019, the reporting person was granted 10,032 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:56 UTC Tax withholdingCommon Shares 1,537 $26.75 $41,114.75
Disclosure

SEC source: 0001209191-20-013555 · doc4.xml · nonDerivative · entry 2

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,207

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:56 UTC Exercise / conversionCommon Shares 3,344 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013555 · doc4.xml · nonDerivative · entry 1

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:55 UTC Exercise / conversionCommon Shares 8,025 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-013554 · doc4.xml · nonDerivative · entry 1

Kissire Deborah J. · CIK 0001648794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:54 UTC
Garrett MarkDirector
Exercise / conversionCommon Shares 8,025 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-013552 · doc4.xml · nonDerivative · entry 1

Garrett Mark · CIK 0001677643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:52 UTC
Bryant Robert W.Director · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 13,376 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013551 · doc4.xml · derivative · entry 3

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,752

Underlying: Common Shares · 13,376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 25, 2019, the reporting person was granted 40,128 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020.

F3 · derivative.expiration_date: On February 25, 2019, the reporting person was granted 40,128 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:52 UTC
Bryant Robert W.Director · President & CEO
Tax withholdingCommon Shares 6,145 $26.75 $164,378.75
Disclosure

SEC source: 0001209191-20-013551 · doc4.xml · nonDerivative · entry 2

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,877

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:52 UTC
Bryant Robert W.Director · President & CEO
Exercise / conversionCommon Shares 13,376 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013551 · doc4.xml · nonDerivative · entry 1

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:24 UTC
BERUBE BRIAN ASVP and General Counsel
GrantRestricted Stock Units · Derivative 12,782 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011710 · doc4.xml · derivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,782

Underlying: Common Shares · 12,782 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:49 UTC GrantRestricted Stock Units · Derivative 6,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011740 · doc4.xml · derivative · entry 1

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,727

Underlying: Common Shares · 6,727 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:30 UTC GrantRestricted Stock Units · Derivative 6,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011723 · doc4.xml · derivative · entry 1

COOK WILLIAM M · CIK 0001226577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,727

Underlying: Common Shares · 6,727 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:51 UTC GrantRestricted Stock Units · Derivative 6,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011744 · doc4.xml · derivative · entry 1

Smolik Samuel L. · CIK 0001500482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,727

Underlying: Common Shares · 6,727 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:45 UTC
Massey AnthonyVP, Global Controller, PAO
GrantRestricted Stock Units · Derivative 5,676 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011737 · doc4.xml · derivative · entry 1

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,676

Underlying: Common Shares · 5,676 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:43 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
GrantRestricted Stock Units · Derivative 22,874 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011735 · doc4.xml · derivative · entry 1

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,874

Underlying: Common Shares · 22,874 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:41 UTC GrantRestricted Stock Units · Derivative 6,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011733 · doc4.xml · derivative · entry 1

Lempres Elizabeth Cahill · CIK 0001702602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,727

Underlying: Common Shares · 6,727 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:39 UTC GrantRestricted Stock Units · Derivative 14,128 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011731 · doc4.xml · derivative · entry 1

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,128

Underlying: Common Shares · 14,128 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:37 UTC GrantRestricted Stock Units · Derivative 6,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011729 · doc4.xml · derivative · entry 1

Kissire Deborah J. · CIK 0001648794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,727

Underlying: Common Shares · 6,727 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

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February 19, 2020 Filed Feb 21, 2020 23:33 UTC
Garrett MarkDirector
GrantRestricted Stock Units · Derivative 6,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011725 · doc4.xml · derivative · entry 1

Garrett Mark · CIK 0001677643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,727

Underlying: Common Shares · 6,727 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

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February 19, 2020 Filed Feb 21, 2020 23:26 UTC
Bryant Robert W.Director · President & CEO
GrantRestricted Stock Units · Derivative 57,187 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011717 · doc4.xml · derivative · entry 1

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,187

Underlying: Common Shares · 57,187 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

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February 06, 2020 Filed Feb 7, 2020 23:35 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
Tax withholdingCommon Shares 12,569 $29.72 $373,550.68
Disclosure

SEC source: 0001209191-20-007672 · doc4.xml · nonDerivative · entry 4

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,681

F3 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a performance share award.

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February 06, 2020 Filed Feb 7, 2020 23:35 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
Disposition to issuerCommon Shares 2,120 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007672 · doc4.xml · nonDerivative · entry 3

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,250

F2 · shares: The disposition reported in this Form 4 reflects the vesting of a performance share award granted on February 6, 2017, as previously reported by the Issuer, at 92.65% of target.

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February 06, 2020 Filed Feb 7, 2020 23:35 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
Tax withholdingCommon Shares 2,262 $29.72 $67,226.64
Disclosure

SEC source: 0001209191-20-007672 · doc4.xml · nonDerivative · entry 2

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,370

F1 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock award.

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February 06, 2020 Filed Feb 7, 2020 23:32 UTC Exercise / conversionPerformance Share Units · Derivative 4,714 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007668 · doc4.xml · derivative · entry 9

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance share units convert into common shares on a one-for-one basis.

F7 · derivative.exercise_date: Represents the vesting of a performance share unit award granted on February 6, 2017, as previously reported by the Issuer, at 92.65% of target.

F7 · derivative.expiration_date: Represents the vesting of a performance share unit award granted on February 6, 2017, as previously reported by the Issuer, at 92.65% of target.

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February 06, 2020 Filed Feb 7, 2020 23:32 UTC Exercise / conversionRestricted Stock Units · Derivative 848 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007668 · doc4.xml · derivative · entry 8

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F6 · derivative.exercise_date: On February 6, 2017, the reporting person was granted 2,544 restricted stock units, vesting in three equal annual installments beginning on February 6, 2018.

F6 · derivative.expiration_date: On February 6, 2017, the reporting person was granted 2,544 restricted stock units, vesting in three equal annual installments beginning on February 6, 2018.

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February 06, 2020 Filed Feb 7, 2020 23:32 UTC Tax withholdingCommon Shares 2,335 $29.72 $69,396.20
Disclosure

SEC source: 0001209191-20-007668 · doc4.xml · nonDerivative · entry 6

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,400

F4 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a performance share unit award.

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February 06, 2020 Filed Feb 7, 2020 23:32 UTC Exercise / conversionCommon Shares 4,714 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007668 · doc4.xml · nonDerivative · entry 5

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Performance share units convert into common shares on a one-for-one basis.

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February 06, 2020 Filed Feb 7, 2020 23:32 UTC Tax withholdingCommon Shares 407 $29.72 $12,096.04
Disclosure

SEC source: 0001209191-20-007668 · doc4.xml · nonDerivative · entry 4

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,021

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award.

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February 06, 2020 Filed Feb 7, 2020 23:32 UTC Exercise / conversionCommon Shares 848 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007668 · doc4.xml · nonDerivative · entry 3

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

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February 06, 2020 Filed Feb 7, 2020 23:28 UTC
Bryant Robert W.Director · President & CEO
Tax withholdingCommon Shares 10,826 $29.72 $321,748.72
Disclosure

SEC source: 0001209191-20-007664 · doc4.xml · nonDerivative · entry 4

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,646

F3 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a performance share award.

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February 06, 2020 Filed Feb 7, 2020 23:28 UTC
Bryant Robert W.Director · President & CEO
Disposition to issuerCommon Shares 1,870 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007664 · doc4.xml · nonDerivative · entry 3

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,472

F2 · shares: The disposition reported in this Form 4 reflects the vesting of a performance share award granted on February 6, 2017, as previously reported by the Issuer, at 92.65% of target.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.