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AXTA

Axalta Coating Systems Ltd.

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3667
SEC CIK
0001616862
Parsed reports
531

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2021 Filed Feb 23, 2021 23:50 UTC Exercise / conversionCommon Shares 6,727 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013428 · doc4.xml · nonDerivative · entry 1

COOK WILLIAM M · CIK 0001226577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 19:13 UTC Exercise / conversionRestricted Stock Units · Derivative 6,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013454 · doc4.xml · derivative · entry 2

Smolik Samuel L. · CIK 0001500482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 19, 2020, the reporting person was granted 6,727 restricted stock units, vesting in full on February 19, 2021.

F2 · derivative.expiration_date: On February 19, 2020, the reporting person was granted 6,727 restricted stock units, vesting in full on February 19, 2021.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 19:13 UTC Exercise / conversionCommon Shares 6,727 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013454 · doc4.xml · nonDerivative · entry 1

Smolik Samuel L. · CIK 0001500482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 00:07 UTC
Massey AnthonyVP, Global Controller, PAO
Exercise / conversionRestricted Stock Units · Derivative 1,892 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013448 · doc4.xml · derivative · entry 3

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,784

Underlying: Common Shares · 1,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 19, 2020, the reporting person was granted 5,676 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On February 19, 2020, the reporting person was granted 5,676 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 00:07 UTC
Massey AnthonyVP, Global Controller, PAO
Tax withholdingCommon Shares 687 $28.46 $19,552.02
Disclosure

SEC source: 0001209191-21-013448 · doc4.xml · nonDerivative · entry 2

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,549

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 00:07 UTC
Massey AnthonyVP, Global Controller, PAO
Exercise / conversionCommon Shares 1,892 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013448 · doc4.xml · nonDerivative · entry 1

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 00:04 UTC Exercise / conversionRestricted Stock Units · Derivative 6,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013446 · doc4.xml · derivative · entry 2

Lempres Elizabeth Cahill · CIK 0001702602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 19, 2020, the reporting person was granted 6,727 restricted stock units, vesting in full on February 19, 2021.

F2 · derivative.expiration_date: On February 19, 2020, the reporting person was granted 6,727 restricted stock units, vesting in full on February 19, 2021.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 00:04 UTC Exercise / conversionCommon Shares 6,727 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013446 · doc4.xml · nonDerivative · entry 1

Lempres Elizabeth Cahill · CIK 0001702602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:58 UTC Exercise / conversionRestricted Stock Units · Derivative 4,709 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013440 · doc4.xml · derivative · entry 3

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,419

Underlying: Common Shares · 4,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 19, 2020, the reporting person was granted 14,128 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On February 19, 2020, the reporting person was granted 14,128 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:58 UTC Tax withholdingCommon Shares 2,199 $28.46 $62,583.54
Disclosure

SEC source: 0001209191-21-013440 · doc4.xml · nonDerivative · entry 2

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,596

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:58 UTC Exercise / conversionCommon Shares 4,709 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013440 · doc4.xml · nonDerivative · entry 1

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:54 UTC
Garrett MarkDirector
Exercise / conversionRestricted Stock Units · Derivative 6,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013435 · doc4.xml · derivative · entry 2

Garrett Mark · CIK 0001677643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 19, 2020, the reporting person was granted 6,727 restricted stock units, vesting in full on February 19, 2021.

F2 · derivative.expiration_date: On February 19, 2020, the reporting person was granted 6,727 restricted stock units, vesting in full on February 19, 2021.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:54 UTC
Garrett MarkDirector
Exercise / conversionCommon Shares 6,727 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013435 · doc4.xml · nonDerivative · entry 1

Garrett Mark · CIK 0001677643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:57 UTC Exercise / conversionRestricted Stock Units · Derivative 6,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013439 · doc4.xml · derivative · entry 2

Kissire Deborah J. · CIK 0001648794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 19, 2020, the reporting person was granted 6,727 restricted stock units, vesting in full on February 19, 2021.

F2 · derivative.expiration_date: On February 19, 2020, the reporting person was granted 6,727 restricted stock units, vesting in full on February 19, 2021.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:57 UTC Exercise / conversionCommon Shares 6,727 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013439 · doc4.xml · nonDerivative · entry 1

Kissire Deborah J. · CIK 0001648794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:47 UTC
Bryant Robert W.Director · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 19,062 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013422 · doc4.xml · derivative · entry 3

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,125

Underlying: Common Shares · 19,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 19, 2020, the reporting person was granted 57,187 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On February 19, 2020, the reporting person was granted 57,187 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:47 UTC
Bryant Robert W.Director · President & CEO
Tax withholdingCommon Shares 9,076 $28.46 $258,302.96
Disclosure

SEC source: 0001209191-21-013422 · doc4.xml · nonDerivative · entry 2

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,249

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:47 UTC
Bryant Robert W.Director · President & CEO
Exercise / conversionCommon Shares 19,062 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013422 · doc4.xml · nonDerivative · entry 1

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 15, 2021 Filed Feb 18, 2021 00:54 UTC
Bryant Robert W.Director · President & CEO
Disposition to issuerCommon Shares 25,159 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011541 · doc4.xml · nonDerivative · entry 1

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,263

F1 · kind: The number of performance shares issued under this award, based upon the Issuer's relative total shareholder return during the three-year performance cycle ending December 31, 2020, was zero percent of the target number originally reported by the Issuer on February 7, 2018.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 19:05 UTC
Weaver Troy D.SVP, Global Refinish
Exercise / conversionRestricted Stock Units · Derivative 2,306 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-008994 · doc4.xml · derivative · entry 3

Weaver Troy D. · CIK 0001829891 · SVP, Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 5, 2018, the reporting person was granted 6,918 restricted stock units, vesting in three equal annual installments beginning on February 5, 2019.

F3 · derivative.expiration_date: On February 5, 2018, the reporting person was granted 6,918 restricted stock units, vesting in three equal annual installments beginning on February 5, 2019.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 19:05 UTC
Weaver Troy D.SVP, Global Refinish
Tax withholdingCommon Shares 756 $27.74 $20,971.44
Disclosure

SEC source: 0001209191-21-008994 · doc4.xml · nonDerivative · entry 2

Weaver Troy D. · CIK 0001829891 · SVP, Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,031

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 19:05 UTC
Weaver Troy D.SVP, Global Refinish
Exercise / conversionCommon Shares 2,306 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-008994 · doc4.xml · nonDerivative · entry 1

Weaver Troy D. · CIK 0001829891 · SVP, Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 00:03 UTC
Massey AnthonyVP, Global Controller, PAO
Exercise / conversionRestricted Stock Units · Derivative 895 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-008990 · doc4.xml · derivative · entry 3

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 5, 2018, the reporting person was granted 2,683 restricted stock units, vesting in three equal annual installments beginning on February 5, 2019.

F3 · derivative.expiration_date: On February 5, 2018, the reporting person was granted 2,683 restricted stock units, vesting in three equal annual installments beginning on February 5, 2019.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 00:03 UTC
Massey AnthonyVP, Global Controller, PAO
Tax withholdingCommon Shares 325 $27.74 $9,015.50
Disclosure

SEC source: 0001209191-21-008990 · doc4.xml · nonDerivative · entry 2

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,344

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 00:03 UTC
Massey AnthonyVP, Global Controller, PAO
Exercise / conversionCommon Shares 895 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-008990 · doc4.xml · nonDerivative · entry 1

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:52 UTC
Bryant Robert W.Director · President & CEO
Tax withholdingCommon Shares 1,955 $27.74 $54,231.70
Disclosure

SEC source: 0001209191-21-008970 · doc4.xml · nonDerivative · entry 1

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,422

F1 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock award.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 00:00 UTC Exercise / conversionRestricted Stock Units · Derivative 867 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-008985 · doc4.xml · derivative · entry 3

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 867 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 5, 2018, the reporting person was granted 2,599 restricted stock units, vesting in three equal annual installments beginning on February 5, 2019.

F3 · derivative.expiration_date: On February 5, 2018, the reporting person was granted 2,599 restricted stock units, vesting in three equal annual installments beginning on February 5, 2019.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 00:00 UTC Tax withholdingCommon Shares 445 $27.74 $12,344.30
Disclosure

SEC source: 0001209191-21-008985 · doc4.xml · nonDerivative · entry 2

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,086

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 00:00 UTC Exercise / conversionCommon Shares 867 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-008985 · doc4.xml · nonDerivative · entry 1

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 23:15 UTC
Bausch Shelley JSVP, Glbl Industrial Coatings
GrantRestricted Stock Units · Derivative 31,325 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-001543 · doc4.xml · derivative · entry 1

Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,325

Underlying: Common Shares · 31,325 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: This restricted stock unit grant vests 20% on each of the first and second anniversaries and 60% on the 42-month anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests 20% on each of the first and second anniversaries and 60% on the 42-month anniversary of the grant date.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 19:49 UTC Exercise / conversionEmployee Stock Option · Derivative 22,019 $0.00 Strike: $11.84 $0.00
Disclosure

SEC source: 0001209191-20-059810 · doc4.xml · derivative · entry 7

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 22,019 shares

Expires 2024-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in five equal annual installments beginning on May 5, 2015. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 19:49 UTC Exercise / conversionEmployee Stock Option · Derivative 19,266 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001209191-20-059810 · doc4.xml · derivative · entry 6

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 19,266 shares

Expires 2024-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in five equal annual installments beginning on May 5, 2015. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 19:49 UTC Exercise / conversionEmployee Stock Option · Derivative 13,763 $0.00 Strike: $7.21 $0.00
Disclosure

SEC source: 0001209191-20-059810 · doc4.xml · derivative · entry 5

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 13,763 shares

Expires 2024-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in five equal annual installments beginning on May 5, 2015. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 19:49 UTC SaleCommon Shares 35,000 $28.36 $992,600.00
Disclosure

SEC source: 0001209191-20-059810 · doc4.xml · nonDerivative · entry 4

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,775

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $28.27 to $28.41. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 19:49 UTC Exercise / conversionCommon Shares 22,019 $11.84 $260,704.96
Disclosure

SEC source: 0001209191-20-059810 · doc4.xml · nonDerivative · entry 3

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 19:49 UTC Exercise / conversionCommon Shares 19,266 $8.88 $171,082.08
Disclosure

SEC source: 0001209191-20-059810 · doc4.xml · nonDerivative · entry 2

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 19:49 UTC Exercise / conversionCommon Shares 13,763 $7.21 $99,231.23
Disclosure

SEC source: 0001209191-20-059810 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 09, 2020 Filed Nov 10, 2020 22:48 UTC SaleCommon Shares 8,775 $28.50 $250,087.50
Disclosure

SEC source: 0001209191-20-057722 · doc4.xml · nonDerivative · entry 1

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,664

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

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October 12, 2020 Filed Oct 14, 2020 22:14 UTC
Awada HadiSVP, Global Trans. Coatings
GrantRestricted Stock Units · Derivative 16,346 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054832 · doc4.xml · derivative · entry 1

Awada Hadi · CIK 0001828342 · SVP, Global Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,346

Underlying: Common Shares · 16,346 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: This restricted stock unit grant vests 50% on each of the second and third anniversaries of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests 50% on each of the second and third anniversaries of the grant date.

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September 16, 2020 Filed Sep 18, 2020 23:22 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
SaleCommon Shares 44,568 $25.00 $1,114,200.00
Disclosure

SEC source: 0001209191-20-051225 · doc4.xml · nonDerivative · entry 1

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,315

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

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September 09, 2020 Filed Sep 11, 2020 20:50 UTC SaleCommon Stock 534,959 $22.63 $12,104,303.31
Disclosure

SEC source: 0001209191-20-050157 · doc4.xml · nonDerivative · entry 1

BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner

BUFFETT WARREN E · CIK 0000315090 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 23,535,041

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.355 to $22.83. The Reporting Persons undertake to provide Axalta Coating Systems Ltd. ("AXTA"), any security holder of AXTA, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.

F2 · ownership.nature: 20,940,000 of the total reported securities are owned as of September 9, 2020 by the following subsidiaries of Berkshire Hathaway Inc. ("Berkshire"): National Indemnity Company (393,043), Government Employees Insurance Company (20,000,000) and GEICO Advantage Insurance Company (546,957). As Berkshire is in the chain of ownership of each of these subsidiaries, it may be deemed presently to both beneficially own and have a pecuniary interest in all such shares presently owned by each of these subsidiaries. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, such shares presently owned by each such subsidiary. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: 2,595,041 of the total reported securities are owned as of September 9, 2020 by Berkshire Hathaway Consolidated Pension Plan. Each of Berkshire, Mr. Buffett and this pension plan disclaim beneficial ownership in such shares.

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August 24, 2020 Filed Aug 26, 2020 20:10 UTC GrantRestricted Stock Units · Derivative 3,112 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048385 · doc4.xml · derivative · entry 1

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,112

Underlying: Common Shares · 3,112 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

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August 11, 2020 Filed Aug 13, 2020 22:39 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
SaleCommon Shares 40,857 $24.00 $980,568.00
Disclosure

SEC source: 0001209191-20-046663 · doc4.xml · nonDerivative · entry 1

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,883

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

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July 31, 2020 Filed Aug 4, 2020 21:47 UTC
Bryant Robert W.Director · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 23,140 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044789 · doc4.xml · derivative · entry 3

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 23,140 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On July 31, 2018, the reporting person was granted 46,280 restricted stock units, with 25% vesting on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.

F3 · derivative.expiration_date: On July 31, 2018, the reporting person was granted 46,280 restricted stock units, with 25% vesting on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.

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July 31, 2020 Filed Aug 4, 2020 21:47 UTC
Bryant Robert W.Director · President & CEO
Tax withholdingCommon Shares 10,640 $22.20 $236,208.00
Disclosure

SEC source: 0001209191-20-044789 · doc4.xml · nonDerivative · entry 2

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,377

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award.

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July 31, 2020 Filed Aug 4, 2020 21:47 UTC
Bryant Robert W.Director · President & CEO
Exercise / conversionCommon Shares 23,140 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-044789 · doc4.xml · nonDerivative · entry 1

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:29 UTC Exercise / conversionRestricted Stock Units · Derivative 4,132 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044776 · doc4.xml · derivative · entry 3

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,132

Underlying: Common Shares · 4,132 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On July 31, 2018, the reporting person was granted 12,396 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On July 31, 2018, the reporting person was granted 12,396 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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July 31, 2020 Filed Aug 4, 2020 21:29 UTC Tax withholdingCommon Shares 1,900 $22.20 $42,180.00
Disclosure

SEC source: 0001209191-20-044776 · doc4.xml · nonDerivative · entry 2

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,439

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award.

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July 31, 2020 Filed Aug 4, 2020 21:29 UTC Exercise / conversionCommon Shares 4,132 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-044776 · doc4.xml · nonDerivative · entry 1

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:24 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
Exercise / conversionRestricted Stock Units · Derivative 23,140 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044766 · doc4.xml · derivative · entry 3

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 23,140 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On July 31, 2018, the reporting person was granted 46,280 restricted stock units, with 25% vesting on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.

F3 · derivative.expiration_date: On July 31, 2018, the reporting person was granted 46,280 restricted stock units, with 25% vesting on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.