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AXTA

Axalta Coating Systems Ltd.

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3667
SEC CIK
0001616862
Parsed reports
531

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2022 Filed Feb 17, 2022 23:09 UTC GrantRestricted Stock Units · Derivative 6,939 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010950 · doc4.xml · derivative · entry 1

COOK WILLIAM M · CIK 0001226577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,939

Underlying: Common Shares · 6,939 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 18:22 UTC GrantRestricted Stock Units · Derivative 6,939 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010980 · doc4.xml · derivative · entry 1

Smolik Samuel L. · CIK 0001500482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,939

Underlying: Common Shares · 6,939 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:00 UTC GrantRestricted Stock Units · Derivative 9,716 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011020 · doc4.xml · derivative · entry 1

Scanlan Jacqueline · CIK 0001713517 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,716

Underlying: Common Shares · 9,716 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:58 UTC
Rohen JeremySVP, Strategy & Business Dev
GrantRestricted Stock Units · Derivative 5,552 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011014 · doc4.xml · derivative · entry 1

Rohen Jeremy · CIK 0001848173 · SVP, Strategy & Business Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,552

Underlying: Common Shares · 5,552 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:54 UTC GrantRestricted Stock Units · Derivative 20,819 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011008 · doc4.xml · derivative · entry 4

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,819

Underlying: Common Shares · 20,819 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F5 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:54 UTC Exercise / conversionPerformance Share Units · Derivative 6,596 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011008 · doc4.xml · derivative · entry 3

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance share units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: Represents the vesting of a performance share unit award granted on February 25, 2019. The number of common shares issuable under the award may range from zero to 200% of the target number of performance share units (20,064) based upon the Company's achievement of certain performance objectives during the relevant performance periods as described in more detail in the Company's proxy statement filed with the SEC on March 20, 2020. Based upon the Company's achievement of such objectives for such periods, the performance share unit award vested at 32.86% of target.

F3 · derivative.expiration_date: Represents the vesting of a performance share unit award granted on February 25, 2019. The number of common shares issuable under the award may range from zero to 200% of the target number of performance share units (20,064) based upon the Company's achievement of certain performance objectives during the relevant performance periods as described in more detail in the Company's proxy statement filed with the SEC on March 20, 2020. Based upon the Company's achievement of such objectives for such periods, the performance share unit award vested at 32.86% of target.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:54 UTC Tax withholdingCommon Shares 2,802 $28.82 $80,753.64
Disclosure

SEC source: 0001209191-22-011008 · doc4.xml · nonDerivative · entry 2

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,850

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a performance share unit award.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:54 UTC Exercise / conversionCommon Shares 6,596 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-011008 · doc4.xml · nonDerivative · entry 1

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance share units convert into common shares on a one-for-one basis.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:56 UTC
Massey AnthonyVP, Global Controller, PAO
GrantRestricted Stock Units · Derivative 8,457 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011010 · doc4.xml · derivative · entry 1

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,457

Underlying: Common Shares · 8,457 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:52 UTC
Bryant Robert W.Director · President & CEO
GrantRestricted Stock Units · Derivative 65,233 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011006 · doc4.xml · derivative · entry 4

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,233

Underlying: Common Shares · 65,233 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F5 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:52 UTC
Bryant Robert W.Director · President & CEO
Exercise / conversionPerformance Share Units · Derivative 26,374 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011006 · doc4.xml · derivative · entry 3

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 26,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance share units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: Represents the vesting of a performance share unit award granted on February 25, 2019. The number of common shares issuable under the award may range from zero to 200% of the target number of performance share units (80,256) based upon the Company's achievement of certain performance objectives during the relevant performance periods as described in more detail in the Company's proxy statement filed with the SEC on March 20, 2020. Based upon the Company's achievement of such objectives for such periods, the performance share unit award vested at 32.86% of target.

F3 · derivative.expiration_date: Represents the vesting of a performance share unit award granted on February 25, 2019. The number of common shares issuable under the award may range from zero to 200% of the target number of performance share units (80,256) based upon the Company's achievement of certain performance objectives during the relevant performance periods as described in more detail in the Company's proxy statement filed with the SEC on March 20, 2020. Based upon the Company's achievement of such objectives for such periods, the performance share unit award vested at 32.86% of target.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:52 UTC
Bryant Robert W.Director · President & CEO
Tax withholdingCommon Shares 11,193 $28.28 $316,538.04
Disclosure

SEC source: 0001209191-22-011006 · doc4.xml · nonDerivative · entry 2

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,655

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a performance share unit award.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:52 UTC
Bryant Robert W.Director · President & CEO
Exercise / conversionCommon Shares 26,374 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-011006 · doc4.xml · nonDerivative · entry 1

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance share units convert into common shares on a one-for-one basis.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:48 UTC
Awada HadiSVP, Glbl Mobility Coatings
GrantRestricted Stock Units · Derivative 11,104 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010999 · doc4.xml · derivative · entry 1

Awada Hadi · CIK 0001828342 · SVP, Glbl Mobility Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,104

Underlying: Common Shares · 11,104 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:15 UTC GrantRestricted Stock Units · Derivative 6,939 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010963 · doc4.xml · derivative · entry 1

Lempres Elizabeth Cahill · CIK 0001702602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,939

Underlying: Common Shares · 6,939 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:13 UTC GrantRestricted Stock Units · Derivative 6,939 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010958 · doc4.xml · derivative · entry 1

Kissire Deborah J. · CIK 0001648794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,939

Underlying: Common Shares · 6,939 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:11 UTC GrantRestricted Stock Units · Derivative 6,939 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010955 · doc4.xml · derivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,939

Underlying: Common Shares · 6,939 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 22:22 UTC
Rohen JeremySVP, Strategy & Business Dev
Exercise / conversionRestricted Stock Units · Derivative 3,045 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-004116 · doc4.xml · derivative · entry 3

Rohen Jeremy · CIK 0001848173 · SVP, Strategy & Business Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,137

Underlying: Common Shares · 3,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On January 18, 2021, the reporting person was granted 12,182 restricted stock units, vesting 25% on each of the first and second anniversaries and 50% on the third anniversary of the grant date.

F3 · derivative.expiration_date: On January 18, 2021, the reporting person was granted 12,182 restricted stock units, vesting 25% on each of the first and second anniversaries and 50% on the third anniversary of the grant date.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 22:22 UTC
Rohen JeremySVP, Strategy & Business Dev
Tax withholdingCommon Shares 1,176 $31.91 $37,526.16
Disclosure

SEC source: 0001209191-22-004116 · doc4.xml · nonDerivative · entry 2

Rohen Jeremy · CIK 0001848173 · SVP, Strategy & Business Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,869

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 22:22 UTC
Rohen JeremySVP, Strategy & Business Dev
Exercise / conversionCommon Shares 3,045 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-004116 · doc4.xml · nonDerivative · entry 1

Rohen Jeremy · CIK 0001848173 · SVP, Strategy & Business Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:26 UTC
Bausch Shelley JSVP, Glbl Industrial Coatings
Exercise / conversionRestricted Stock Units · Derivative 6,265 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001019 · doc4.xml · derivative · entry 3

Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,060

Underlying: Common Shares · 6,265 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 31,325 restricted stock units, vesting 20% on each of the first and second anniversaries and 60% on the 42-month anniversary of the grant date.

F3 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 31,325 restricted stock units, vesting 20% on each of the first and second anniversaries and 60% on the 42-month anniversary of the grant date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:26 UTC
Bausch Shelley JSVP, Glbl Industrial Coatings
Tax withholdingCommon Shares 2,066 $33.12 $68,425.92
Disclosure

SEC source: 0001209191-22-001019 · doc4.xml · nonDerivative · entry 2

Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,199

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:26 UTC
Bausch Shelley JSVP, Glbl Industrial Coatings
Exercise / conversionCommon Shares 6,265 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-001019 · doc4.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 17:12 UTC
Weaver Troy D.SVP, Global Refinish
Exercise / conversionEmployee Stock Option · Derivative 9,920 $0.00 Strike: $11.84 $0.00
Disclosure

SEC source: 0001209191-21-062967 · doc4.xml · derivative · entry 7

Weaver Troy D. · CIK 0001829891 · SVP, Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,920 shares

Expires 2023-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 31, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 17:12 UTC
Weaver Troy D.SVP, Global Refinish
Exercise / conversionEmployee Stock Option · Derivative 8,679 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001209191-21-062967 · doc4.xml · derivative · entry 6

Weaver Troy D. · CIK 0001829891 · SVP, Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,679 shares

Expires 2023-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 31, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 17:12 UTC
Weaver Troy D.SVP, Global Refinish
Exercise / conversionEmployee Stock Option · Derivative 5,401 $0.00 Strike: $5.92 $0.00
Disclosure

SEC source: 0001209191-21-062967 · doc4.xml · derivative · entry 5

Weaver Troy D. · CIK 0001829891 · SVP, Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,401 shares

Expires 2023-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 31, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 17:12 UTC
Weaver Troy D.SVP, Global Refinish
SaleCommon Shares 24,000 $31.46 $755,040.00
Disclosure

SEC source: 0001209191-21-062967 · doc4.xml · nonDerivative · entry 4

Weaver Troy D. · CIK 0001829891 · SVP, Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,337

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.44 to $31.50. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 17:12 UTC
Weaver Troy D.SVP, Global Refinish
Exercise / conversionCommon Shares 9,920 $11.84 $117,452.80
Disclosure

SEC source: 0001209191-21-062967 · doc4.xml · nonDerivative · entry 3

Weaver Troy D. · CIK 0001829891 · SVP, Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 17:12 UTC
Weaver Troy D.SVP, Global Refinish
Exercise / conversionCommon Shares 8,679 $8.88 $77,069.52
Disclosure

SEC source: 0001209191-21-062967 · doc4.xml · nonDerivative · entry 2

Weaver Troy D. · CIK 0001829891 · SVP, Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 17:12 UTC
Weaver Troy D.SVP, Global Refinish
Exercise / conversionCommon Shares 5,401 $5.92 $31,973.92
Disclosure

SEC source: 0001209191-21-062967 · doc4.xml · nonDerivative · entry 1

Weaver Troy D. · CIK 0001829891 · SVP, Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2021 Filed Oct 26, 2021 17:33 UTC
Weaver Troy D.SVP, Global Refinish
Exercise / conversionRestricted Stock Units · Derivative 4,303 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061677 · doc4.xml · derivative · entry 3

Weaver Troy D. · CIK 0001829891 · SVP, Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On October 24, 2017, the reporting person was granted 8,605 restricted stock units, vesting in two equal installments on the second and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: On October 24, 2017, the reporting person was granted 8,605 restricted stock units, vesting in two equal installments on the second and fourth anniversaries of the grant date.

Read SEC document
October 24, 2021 Filed Oct 26, 2021 17:33 UTC
Weaver Troy D.SVP, Global Refinish
Tax withholdingCommon Shares 1,828 $32.69 $59,757.32
Disclosure

SEC source: 0001209191-21-061677 · doc4.xml · nonDerivative · entry 2

Weaver Troy D. · CIK 0001829891 · SVP, Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,337

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award.

Read SEC document
October 24, 2021 Filed Oct 26, 2021 17:33 UTC
Weaver Troy D.SVP, Global Refinish
Exercise / conversionCommon Shares 4,303 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-061677 · doc4.xml · nonDerivative · entry 1

Weaver Troy D. · CIK 0001829891 · SVP, Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:18 UTC Exercise / conversionRestricted Stock Units · Derivative 3,112 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-053468 · doc4.xml · derivative · entry 2

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On August 24, 2020, the reporting person was granted 3,112 restricted stock units, vesting in full on August 24, 2021.

F2 · derivative.expiration_date: On August 24, 2020, the reporting person was granted 3,112 restricted stock units, vesting in full on August 24, 2021.

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August 24, 2021 Filed Aug 26, 2021 20:18 UTC Exercise / conversionCommon Shares 3,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-053468 · doc4.xml · nonDerivative · entry 1

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
July 31, 2021 Filed Aug 4, 2021 00:49 UTC Exercise / conversionRestricted Stock Units · Derivative 4,132 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-049498 · doc4.xml · derivative · entry 3

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,132 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On July 31, 2018, the reporting person was granted 12,396 restricted stock units, vesting in three equal annual installments beginning on July 31, 2019.

F3 · derivative.expiration_date: On July 31, 2018, the reporting person was granted 12,396 restricted stock units, vesting in three equal annual installments beginning on July 31, 2019.

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July 31, 2021 Filed Aug 4, 2021 00:49 UTC Tax withholdingCommon Shares 1,756 $30.10 $52,855.60
Disclosure

SEC source: 0001209191-21-049498 · doc4.xml · nonDerivative · entry 2

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,056

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
July 31, 2021 Filed Aug 4, 2021 00:49 UTC Exercise / conversionCommon Shares 4,132 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-049498 · doc4.xml · nonDerivative · entry 1

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 20:49 UTC
SNYDER BARRY SSVP,Chief Ops & Sup Chain Offc
SaleCommon Shares 865 $30.14 $26,071.10
Disclosure

SEC source: 0001209191-21-049145 · doc4.xml · nonDerivative · entry 3

SNYDER BARRY S · CIK 0001448478 · SVP,Chief Ops & Sup Chain Offc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,736

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.02 to $30.30. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 29, 2021 Filed Aug 2, 2021 20:53 UTC
Weaver Troy D.SVP, Global Refinish
Exercise / conversionRestricted Stock Units · Derivative 3,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-049148 · doc4.xml · derivative · entry 3

Weaver Troy D. · CIK 0001829891 · SVP, Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,052

Underlying: Common Shares · 3,052 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On July 29, 2019, the reporting person was granted 9,156 restricted stock units, vesting in three equal annual installments beginning on July 29, 2020.

F3 · derivative.expiration_date: On July 29, 2019, the reporting person was granted 9,156 restricted stock units, vesting in three equal annual installments beginning on July 29, 2020.

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July 29, 2021 Filed Aug 2, 2021 20:53 UTC
Weaver Troy D.SVP, Global Refinish
Tax withholdingCommon Shares 839 $30.13 $25,279.07
Disclosure

SEC source: 0001209191-21-049148 · doc4.xml · nonDerivative · entry 2

Weaver Troy D. · CIK 0001829891 · SVP, Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,862

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
July 29, 2021 Filed Aug 2, 2021 20:53 UTC
Weaver Troy D.SVP, Global Refinish
Exercise / conversionCommon Shares 3,052 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-049148 · doc4.xml · nonDerivative · entry 1

Weaver Troy D. · CIK 0001829891 · SVP, Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
July 29, 2021 Filed Aug 2, 2021 20:49 UTC
SNYDER BARRY SSVP,Chief Ops & Sup Chain Offc
Exercise / conversionRestricted Stock Units · Derivative 1,144 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-049145 · doc4.xml · derivative · entry 4

SNYDER BARRY S · CIK 0001448478 · SVP,Chief Ops & Sup Chain Offc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,145

Underlying: Common Shares · 1,145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F5 · derivative.exercise_date: On July 29, 2019, the reporting person was granted 3,433 restricted stock units, vesting in three equal annual installments beginning on July 29, 2020.

F5 · derivative.expiration_date: On July 29, 2019, the reporting person was granted 3,433 restricted stock units, vesting in three equal annual installments beginning on July 29, 2020.

Read SEC document
July 29, 2021 Filed Aug 2, 2021 20:49 UTC
SNYDER BARRY SSVP,Chief Ops & Sup Chain Offc
Tax withholdingCommon Shares 279 $30.13 $8,406.27
Disclosure

SEC source: 0001209191-21-049145 · doc4.xml · nonDerivative · entry 2

SNYDER BARRY S · CIK 0001448478 · SVP,Chief Ops & Sup Chain Offc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,601

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
July 29, 2021 Filed Aug 2, 2021 20:49 UTC
SNYDER BARRY SSVP,Chief Ops & Sup Chain Offc
Exercise / conversionCommon Shares 1,144 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-049145 · doc4.xml · nonDerivative · entry 1

SNYDER BARRY S · CIK 0001448478 · SVP,Chief Ops & Sup Chain Offc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 18:42 UTC Exercise / conversionRestricted Stock Units · Derivative 3,925 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048048 · doc4.xml · derivative · entry 2

CHAPMAN STEVEN M · CIK 0001238885 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By an LLC

Disclosed balance after: 0

Underlying: Common Shares · 3,925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On July 21, 2020, the reporting person was granted 3,925 restricted stock units, vesting in full on July 21, 2021.

F3 · derivative.expiration_date: On July 21, 2020, the reporting person was granted 3,925 restricted stock units, vesting in full on July 21, 2021.

F2 · ownership.nature: Held by a limited liability company owned by the reporting person.

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July 21, 2021 Filed Jul 23, 2021 18:42 UTC Exercise / conversionCommon Shares 3,925 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-048048 · doc4.xml · nonDerivative · entry 1

CHAPMAN STEVEN M · CIK 0001238885 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By an LLC

Disclosed balance after: 3,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · ownership.nature: Held by a limited liability company owned by the reporting person.

Read SEC document
June 19, 2021 Filed Jun 22, 2021 22:34 UTC Exercise / conversionRestricted Stock Units · Derivative 7,438 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-042508 · doc4.xml · derivative · entry 3

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On June 19, 2017, the reporting person was granted 14,876 restricted stock units, vesting in two equal installments on the second and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: On June 19, 2017, the reporting person was granted 14,876 restricted stock units, vesting in two equal installments on the second and fourth anniversaries of the grant date.

Read SEC document
June 19, 2021 Filed Jun 22, 2021 22:34 UTC Tax withholdingCommon Shares 3,160 $30.98 $97,896.80
Disclosure

SEC source: 0001209191-21-042508 · doc4.xml · nonDerivative · entry 2

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,680

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
June 19, 2021 Filed Jun 22, 2021 22:34 UTC Exercise / conversionCommon Shares 7,438 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-042508 · doc4.xml · nonDerivative · entry 1

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.