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AMERICAN EXPRESS CO

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2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 05, 2004 Filed Nov 8, 2004 20:03 UTC Exercise / conversionCommon Shares 3,000 $48.85 $146,562.00
Disclosure

SEC source: 0000004962-04-000201 · doc4.xml · nonDerivative · entry 2

MCGINN RICHARD A · CIK 0001209438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2004 Filed Nov 8, 2004 20:03 UTC Exercise / conversionCommon Shares 3,000 $44.91 $134,718.00
Disclosure

SEC source: 0000004962-04-000201 · doc4.xml · nonDerivative · entry 1

MCGINN RICHARD A · CIK 0001209438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2004 Filed Nov 8, 2004 20:01 UTC
KELLY ALFRED F JRMember, Global Leadership Team
GrantEmployee stock option (right to buy) · Derivative 2,023 $0.00 Strike: $54.50 $0.00
Disclosure

SEC source: 0000004962-04-000199 · doc4.xml · derivative · entry 13

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,023

Underlying: Common Shares · 2,023 shares

Expires 2008-02-22

Read SEC document
November 04, 2004 Filed Nov 8, 2004 20:01 UTC
KELLY ALFRED F JRMember, Global Leadership Team
GrantEmployee stock option (right to buy) · Derivative 71,195 $0.00 Strike: $54.50 $0.00
Disclosure

SEC source: 0000004962-04-000199 · doc4.xml · derivative · entry 12

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,195

Underlying: Common Shares · 71,195 shares

Expires 1999-02-21

Read SEC document
November 04, 2004 Filed Nov 8, 2004 20:01 UTC
KELLY ALFRED F JRMember, Global Leadership Team
GrantEmployee stock option (right to buy) · Derivative 9,819 $0.00 Strike: $54.50 $0.00
Disclosure

SEC source: 0000004962-04-000199 · doc4.xml · derivative · entry 11

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,819

Underlying: Common Shares · 9,819 shares

Expires 2008-10-25

Read SEC document
November 04, 2004 Filed Nov 8, 2004 20:01 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 92,500 $0.00 Strike: $35.29 $0.00
Disclosure

SEC source: 0000004962-04-000199 · doc4.xml · derivative · entry 10

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,500

Underlying: Common Shares · 92,500 shares

Expires 2009-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2004 Filed Nov 8, 2004 20:01 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $29.60 $0.00
Disclosure

SEC source: 0000004962-04-000199 · doc4.xml · derivative · entry 9

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 14,000 shares

Expires 2008-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2004 Filed Nov 8, 2004 20:01 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,900 $0.00 Strike: $29.30 $0.00
Disclosure

SEC source: 0000004962-04-000199 · doc4.xml · derivative · entry 8

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,900 shares

Expires 2008-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2004 Filed Nov 8, 2004 20:01 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Tax withholdingCommon Shares 71,195 $54.50 $3,880,127.50
Disclosure

SEC source: 0000004962-04-000199 · doc4.xml · nonDerivative · entry 6

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,226

Read SEC document
November 04, 2004 Filed Nov 8, 2004 20:01 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Tax withholdingCommon Shares 9,819 $54.50 $535,135.50
Disclosure

SEC source: 0000004962-04-000199 · doc4.xml · nonDerivative · entry 5

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,421

Read SEC document
November 04, 2004 Filed Nov 8, 2004 20:01 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Tax withholdingCommon Shares 2,023 $54.50 $110,253.50
Disclosure

SEC source: 0000004962-04-000199 · doc4.xml · nonDerivative · entry 4

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,240

Read SEC document
November 04, 2004 Filed Nov 8, 2004 20:01 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Exercise / conversionCommon Shares 92,500 $35.29 $3,264,510.00
Disclosure

SEC source: 0000004962-04-000199 · doc4.xml · nonDerivative · entry 3

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2004 Filed Nov 8, 2004 20:01 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Exercise / conversionCommon Shares 14,000 $29.60 $414,456.00
Disclosure

SEC source: 0000004962-04-000199 · doc4.xml · nonDerivative · entry 2

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2004 Filed Nov 8, 2004 20:01 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Exercise / conversionCommon Shares 2,900 $29.30 $84,975.80
Disclosure

SEC source: 0000004962-04-000199 · doc4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2004 Filed Nov 5, 2004 16:57 UTC
LINEN JONATHAN SMember, Global Leadership Team
GrantEmployee stock option (right to buy) · Derivative 79,727 $0.00 Strike: $54.46 $0.00
Disclosure

SEC source: 0000004962-04-000196 · doc4.xml · derivative · entry 6

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,727

Underlying: Common Shares · 79,727 shares

Expires 2006-02-25

Read SEC document
November 03, 2004 Filed Nov 5, 2004 16:57 UTC
LINEN JONATHAN SMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 150,000 $0.00 Strike: $15.42 $0.00
Disclosure

SEC source: 0000004962-04-000196 · doc4.xml · derivative · entry 5

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 150,000 shares

Expires 2006-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
November 03, 2004 Filed Nov 5, 2004 16:57 UTC
LINEN JONATHAN SMember, Global Leadership Team
Tax withholdingCommon Shares 79,727 $54.46 $4,341,533.79
Disclosure

SEC source: 0000004962-04-000196 · doc4.xml · nonDerivative · entry 2

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,600

Read SEC document
November 03, 2004 Filed Nov 5, 2004 16:57 UTC
LINEN JONATHAN SMember, Global Leadership Team
Exercise / conversionCommon Shares 150,000 $15.42 $2,312,550.00
Disclosure

SEC source: 0000004962-04-000196 · doc4.xml · nonDerivative · entry 1

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2004 Filed Oct 29, 2004 16:20 UTC PurchaseCommon Shares 1,000 $52.93 $52,930.00
Disclosure

SEC source: 0000004962-04-000194 · doc4.xml · nonDerivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
October 27, 2004 Filed Oct 29, 2004 16:16 UTC
SCHICK THOMAS AEVP-Corp. Affairs
SaleCommon Shares 32 $52.18 $1,669.76
Disclosure

SEC source: 0000004962-04-000193 · doc4.xml · nonDerivative · entry 2

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,178

Read SEC document
October 27, 2004 Filed Oct 29, 2004 16:16 UTC
SCHICK THOMAS AEVP-Corp. Affairs
SaleCommon Shares 9,700 $52.19 $506,243.00
Disclosure

SEC source: 0000004962-04-000193 · doc4.xml · nonDerivative · entry 1

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,210

Read SEC document
October 25, 2004 Filed Nov 17, 2004 17:38 UTC PurchaseCommon Shares 2,000 $51.91 $103,820.00
Disclosure

SEC source: 0000004962-04-000225 · doc4.xml · nonDerivative · entry 1

MCGINN RICHARD A · CIK 0001209438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,622

F1 · kind: This transaction should have been reported on or before October 27, 2004.

F2 · balance_after: Includes 37 shares acquired pursuant to the Company's dividend reinvestment plan.

F3 · balance_after: The shares acquired on October 25, 2004 were not reflected in the reporting person's direct holdings shown on a Form 4 filed on November 5, 2004 to report other transactions; as a result, the direct holdings shown in Column 5, "Amount of Securities Benficially Owned Following Reported Transactions" on the Form 4 filed on November 5, 2004, were understated by 2,000 shares.

Read SEC document
October 05, 2004 Filed Oct 7, 2004 15:10 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
GrantEmployee stock option (right to buy) · Derivative 117,594 $0.00 Strike: $52.72 $0.00
Disclosure

SEC source: 0000004962-04-000185 · doc4.xml · derivative · entry 9

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,594

Underlying: Common Shares · 117,594 shares

Expires 2009-02-21

Read SEC document
October 05, 2004 Filed Oct 7, 2004 15:10 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
GrantEmployee stock option (right to buy) · Derivative 11,174 $0.00 Strike: $52.72 $0.00
Disclosure

SEC source: 0000004962-04-000185 · doc4.xml · derivative · entry 8

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,174

Underlying: Common Shares · 11,174 shares

Expires 2008-07-26

Read SEC document
October 05, 2004 Filed Oct 7, 2004 15:10 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 150,000 $0.00 Strike: $35.29 $0.00
Disclosure

SEC source: 0000004962-04-000185 · doc4.xml · derivative · entry 7

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 150,000 shares

Expires 2009-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
October 05, 2004 Filed Oct 7, 2004 15:10 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $36.44 $0.00
Disclosure

SEC source: 0000004962-04-000185 · doc4.xml · derivative · entry 6

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 14,000 shares

Expires 2008-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2004 Filed Oct 7, 2004 15:10 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Tax withholdingCommon Shares 117,594 $52.72 $6,199,555.68
Disclosure

SEC source: 0000004962-04-000185 · doc4.xml · nonDerivative · entry 4

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,970

F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options.

Read SEC document
October 05, 2004 Filed Oct 7, 2004 15:10 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Tax withholdingCommon Shares 11,174 $52.72 $589,093.28
Disclosure

SEC source: 0000004962-04-000185 · doc4.xml · nonDerivative · entry 3

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,564

F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options.

Read SEC document
October 05, 2004 Filed Oct 7, 2004 15:10 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Exercise / conversionCommon Shares 150,000 $35.29 $5,293,800.00
Disclosure

SEC source: 0000004962-04-000185 · doc4.xml · nonDerivative · entry 2

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2004 Filed Oct 7, 2004 15:10 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Exercise / conversionCommon Shares 14,000 $36.44 $510,132.00
Disclosure

SEC source: 0000004962-04-000185 · doc4.xml · nonDerivative · entry 1

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2004 Filed Oct 7, 2004 15:11 UTC
HOUSE DAVID CMember, Global Leadership Team
GrantEmployee stock option (right to buy) · Derivative 42,928 $0.00 Strike: $52.72 $0.00
Disclosure

SEC source: 0000004962-04-000186 · doc4.xml · derivative · entry 6

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,928

Underlying: Common Shares · 42,928 shares

Expires 2008-09-27

Read SEC document
October 05, 2004 Filed Oct 7, 2004 15:11 UTC
HOUSE DAVID CMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 62,500 $0.00 Strike: $27.46 $0.00
Disclosure

SEC source: 0000004962-04-000186 · doc4.xml · derivative · entry 5

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,500

Underlying: Common Shares · 62,500 shares

Expires 2008-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2004 Filed Oct 7, 2004 15:11 UTC
HOUSE DAVID CMember, Global Leadership Team
Tax withholdingCommon Shares 42,928 $52.72 $2,263,164.16
Disclosure

SEC source: 0000004962-04-000186 · doc4.xml · nonDerivative · entry 2

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,251

F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options.

Read SEC document
October 05, 2004 Filed Oct 7, 2004 15:11 UTC
HOUSE DAVID CMember, Global Leadership Team
Exercise / conversionCommon Shares 62,500 $27.46 $1,716,125.00
Disclosure

SEC source: 0000004962-04-000186 · doc4.xml · nonDerivative · entry 1

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2004 Filed Oct 4, 2004 16:59 UTC GrantShare Equivalent Units · Derivative 311 $51.39 $15,982.29
Disclosure

SEC source: 0000004962-04-000178 · doc4.xml · derivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,429

Underlying: Common Shares · 311 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2004 Filed Oct 4, 2004 17:05 UTC GrantShare Equivalent Units · Derivative 311 $51.39 $15,982.29
Disclosure

SEC source: 0000004962-04-000179 · doc4.xml · derivative · entry 1

DOLAN PETER R · CIK 0001199293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,036

Underlying: Common Shares · 311 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2004 Filed Oct 4, 2004 17:10 UTC GrantShare Equivalent Units · Derivative 156 $51.39 $8,016.84
Disclosure

SEC source: 0000004962-04-000180 · doc4.xml · derivative · entry 1

JORDAN VERNON E JR · CIK 0001172460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,429

Underlying: Common Shares · 156 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2004 Filed Oct 4, 2004 17:13 UTC GrantShare Equivalent Units · Derivative 311 $51.39 $15,982.29
Disclosure

SEC source: 0000004962-04-000181 · doc4.xml · derivative · entry 1

MILLER EDWARD D · CIK 0001195222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,170

Underlying: Common Shares · 311 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2004 Filed Oct 4, 2004 17:18 UTC GrantShare Equivalent Units · Derivative 180 $51.39 $9,250.20
Disclosure

SEC source: 0000004962-04-000182 · doc4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,493

Underlying: Common Shares · 180 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2004 Filed Oct 4, 2004 17:22 UTC GrantShare Equivalent Units · Derivative 336 $51.39 $17,267.04
Disclosure

SEC source: 0000004962-04-000183 · doc4.xml · derivative · entry 1

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,764

Underlying: Common Shares · 336 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 10, 2004 Filed Sep 14, 2004 16:23 UTC
SCHICK THOMAS AEVP-Corp. Affairs
GrantEmployee Stock Option (right to buy) · Derivative 5,342 $0.00 Strike: $51.09 $0.00
Disclosure

SEC source: 0000004962-04-000174 · doc4.xml · derivative · entry 5

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,342

Underlying: Common Shares · 5,342 shares

Expires 2009-02-21

Read SEC document
September 10, 2004 Filed Sep 14, 2004 16:23 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,574 $0.00 Strike: $35.29 $0.00
Disclosure

SEC source: 0000004962-04-000174 · doc4.xml · derivative · entry 4

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,926

Underlying: Common Shares · 6,574 shares

Expires 2009-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 10, 2004 Filed Sep 14, 2004 16:23 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Tax withholdingCommon Shares 5,342 $51.09 $272,896.07
Disclosure

SEC source: 0000004962-04-000174 · doc4.xml · nonDerivative · entry 2

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,910

F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options.

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September 10, 2004 Filed Sep 14, 2004 16:23 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Exercise / conversionCommon Shares 6,574 $35.29 $232,009.61
Disclosure

SEC source: 0000004962-04-000174 · doc4.xml · nonDerivative · entry 1

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 11, 2004 Filed Aug 12, 2004 14:46 UTC
SCHICK THOMAS AEVP-Corp. Affairs
SaleCommon Shares 300 $50.08 $15,024.00
Disclosure

SEC source: 0000004962-04-000170 · doc4.xml · nonDerivative · entry 4

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,506

Read SEC document
August 11, 2004 Filed Aug 12, 2004 14:46 UTC
SCHICK THOMAS AEVP-Corp. Affairs
SaleCommon Shares 18,700 $50.05 $935,935.00
Disclosure

SEC source: 0000004962-04-000170 · doc4.xml · nonDerivative · entry 3

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,806

Read SEC document
August 10, 2004 Filed Aug 12, 2004 14:46 UTC
SCHICK THOMAS AEVP-Corp. Affairs
GrantEmployee Stock Option (right to buy) · Derivative 95,939 $0.00 Strike: $49.81 $0.00
Disclosure

SEC source: 0000004962-04-000170 · doc4.xml · derivative · entry 7

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,939

Underlying: Common Shares · 95,939 shares

Expires 2009-02-21

Read SEC document
August 10, 2004 Filed Aug 12, 2004 14:46 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 116,500 $0.00 Strike: $35.29 $0.00
Disclosure

SEC source: 0000004962-04-000170 · doc4.xml · derivative · entry 6

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,500

Underlying: Common Shares · 116,500 shares

Expires 2009-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2004 Filed Aug 12, 2004 14:46 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Tax withholdingCommon Shares 95,939 $49.81 $4,778,721.59
Disclosure

SEC source: 0000004962-04-000170 · doc4.xml · nonDerivative · entry 2

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,506

F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options.

Read SEC document
August 10, 2004 Filed Aug 12, 2004 14:46 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Exercise / conversionCommon Shares 116,500 $35.29 $4,111,518.00
Disclosure

SEC source: 0000004962-04-000170 · doc4.xml · nonDerivative · entry 1

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.