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AXP

AMERICAN EXPRESS CO

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Tapewire entity
2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 23, 2007 Filed Apr 25, 2007 19:56 UTC GrantShare Equivalent Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-07-001566 · form4.xml · derivative · entry 1

CHERNIN PETER · CIK 0001197957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,827.33

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 23, 2007 Filed Apr 25, 2007 19:59 UTC GrantShare Equivalent Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-07-001568 · form4.xml · derivative · entry 1

JORDAN VERNON E JR · CIK 0001172460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,769.269

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 23, 2007 Filed Apr 25, 2007 20:05 UTC GrantShare Equivalent Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-07-001572 · form4.xml · derivative · entry 1

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

Read SEC document
April 23, 2007 Filed Apr 25, 2007 20:03 UTC
LESCHLY JANDirector
GrantShare Equivalent Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-07-001570 · form4.xml · derivative · entry 1

LESCHLY JAN · CIK 0001204568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,201.27

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 23, 2007 Filed Apr 25, 2007 20:11 UTC GrantShare Equivalent Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-07-001575 · form4.xml · derivative · entry 1

MCGINN RICHARD A · CIK 0001209438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,201.275

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 23, 2007 Filed Apr 25, 2007 20:14 UTC GrantShare Equivalent Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-07-001577 · form4.xml · derivative · entry 1

MILLER EDWARD D · CIK 0001195222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,712.602

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 23, 2007 Filed Apr 25, 2007 20:17 UTC GrantShare Equivalent Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-07-001579 · form4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,553.772

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 23, 2007 Filed Apr 25, 2007 20:18 UTC GrantShare Equivalent Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-07-001580 · form4.xml · derivative · entry 1

REINEMUND STEVEN · CIK 0001183822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

Read SEC document
April 23, 2007 Filed Apr 25, 2007 20:21 UTC GrantShare Equivalent Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-07-001582 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,577.093

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 23, 2007 Filed Apr 25, 2007 22:09 UTC GrantShare Equivalent Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-07-001583 · form4.xml · derivative · entry 6

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,762.551

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 23, 2007 Filed May 24, 2007 20:39 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 165 $0.00 $0.00
Disclosure

SEC source: 0001127602-07-001946 · form4.xml · nonDerivative · entry 3

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,151

Read SEC document
April 18, 2007 Filed May 24, 2007 20:39 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 415 $0.00 $0.00
Disclosure

SEC source: 0001127602-07-001946 · form4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,316

Read SEC document
April 04, 2007 Filed Apr 5, 2007 21:03 UTC
Cox L KevinEVP, Human Resources
Tax withholdingCommon Stock 4,504 $56.24 $253,282.44
Disclosure

SEC source: 0001127602-07-001399 · form4.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,837

F1 · kind: The reported disposition represents the surrender of shares to cover tax obligations arising from the vesting of a Restricted Stock Award.

Read SEC document
March 30, 2007 Filed Apr 3, 2007 18:53 UTC GrantShare Equivalent Units · Derivative 353.319 $56.61 Strike: $0.00 $19,999.98
Disclosure

SEC source: 0001127602-07-001330 · form4.xml · derivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,350.093

Underlying: Common Stock · 353.319 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · shares: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 30, 2007 Filed Apr 3, 2007 19:03 UTC GrantShare Equivalent Units · Derivative 397.484 $56.61 Strike: $0.00 $22,499.98
Disclosure

SEC source: 0001127602-07-001332 · form4.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,100.536

Underlying: Common Stock · 397.484 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · shares: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 30, 2007 Filed Apr 3, 2007 21:17 UTC GrantShare Equivalent Units · Derivative 198.742 $56.61 Strike: $0.00 $11,249.99
Disclosure

SEC source: 0001127602-07-001339 · form4.xml · derivative · entry 1

JORDAN VERNON E JR · CIK 0001172460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,369.269

Underlying: Common Stock · 198.742 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · shares: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 30, 2007 Filed Apr 3, 2007 21:27 UTC GrantShare Equivalent Units · Derivative 176.66 $56.61 Strike: $0.00 $10,000.02
Disclosure

SEC source: 0001127602-07-001341 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176.66

Underlying: Common Stock · 176.66 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · shares: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following terminatin of service as a Director.

F3 · derivative.exercise_date: The Share equivalent units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share equivalent units are convertible immediately and have no expiration date.

Read SEC document
March 30, 2007 Filed Apr 3, 2007 21:34 UTC GrantShare Equivalent Units · Derivative 375.401 $56.61 Strike: $0.00 $21,249.95
Disclosure

SEC source: 0001127602-07-001347 · form4.xml · derivative · entry 1

MILLER EDWARD D · CIK 0001195222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,312.602

Underlying: Common Stock · 375.401 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · shares: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 30, 2007 Filed Apr 3, 2007 21:40 UTC GrantShare Equivalent Units · Derivative 209.784 $56.61 Strike: $0.00 $11,875.03
Disclosure

SEC source: 0001127602-07-001351 · form4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,153.772

Underlying: Common Stock · 209.784 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · shares: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 19, 2007 Filed Mar 21, 2007 17:45 UTC
LESCHLY JANDirector
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 3,427 $0.00 Strike: $18.33 $0.00
Disclosure

SEC source: 0001127602-07-001150 · form4.xml · derivative · entry 2

LESCHLY JAN · CIK 0001204568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,427 shares

Expires 2007-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on April 28, 1998.

Read SEC document
March 19, 2007 Filed Mar 21, 2007 17:45 UTC
LESCHLY JANDirector
Exercise / conversionCommon Stock 3,427 $18.33 $62,810.06
Disclosure

SEC source: 0001127602-07-001150 · form4.xml · nonDerivative · entry 1

LESCHLY JAN · CIK 0001204568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2007 Filed May 24, 2007 20:39 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 709 $0.00 $0.00
Disclosure

SEC source: 0001127602-07-001946 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,731

Read SEC document
March 05, 2007 Filed Mar 5, 2007 20:05 UTC PurchaseCommon Stock 2,000 $55.84 $111,680.00
Disclosure

SEC source: 0001127602-07-000951 · form4.xml · nonDerivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Read SEC document
February 28, 2007 Filed Mar 1, 2007 21:16 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 440 $0.00 $0.00
Disclosure

SEC source: 0001127602-07-000883 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,440

Read SEC document
February 23, 2007 Filed Feb 23, 2007 19:59 UTC PurchaseCommon Stock 7,086 $57.91 $410,350.26
Disclosure

SEC source: 0001127602-07-000785 · form4.xml · nonDerivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,039.0423

Read SEC document
February 22, 2007 Filed Feb 22, 2007 15:51 UTC PurchaseCommon Stock 2,000 $58.59 $117,180.00
Disclosure

SEC source: 0001127602-07-000763 · form4.xml · nonDerivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
February 21, 2007 Filed Feb 21, 2007 20:02 UTC PurchaseCommon Stock 2,000 $58.48 $116,960.00
Disclosure

SEC source: 0001127602-07-000739 · form4.xml · nonDerivative · entry 1

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
February 15, 2007 Filed Feb 16, 2007 22:12 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 367,938 $0.00 Strike: $34.79 $0.00
Disclosure

SEC source: 0001127602-07-000674 · form4.xml · derivative · entry 9

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 367,938 shares

Expires 2007-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2007 Filed Feb 16, 2007 22:12 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Tax withholdingCommon Stock 283,463 $58.82 $16,673,293.66
Disclosure

SEC source: 0001127602-07-000674 · form4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,880

Read SEC document
February 15, 2007 Filed Feb 16, 2007 22:12 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Exercise / conversionCommon Stock 367,938 $34.79 $12,800,930.96
Disclosure

SEC source: 0001127602-07-000674 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 985,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2007 Filed Feb 16, 2007 22:28 UTC
PARENT LOUISE MEVP, General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 131,433 $0.00 Strike: $47.97 $0.00
Disclosure

SEC source: 0001127602-07-000676 · form4.xml · derivative · entry 4

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 131,433 shares

Expires 2007-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2007 Filed Feb 16, 2007 22:28 UTC
PARENT LOUISE MEVP, General Counsel
Tax withholdingCommon Stock 118,780 $58.82 $6,986,639.60
Disclosure

SEC source: 0001127602-07-000676 · form4.xml · nonDerivative · entry 2

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,011

Read SEC document
February 15, 2007 Filed Feb 16, 2007 22:28 UTC
PARENT LOUISE MEVP, General Counsel
Exercise / conversionCommon Stock 131,433 $47.97 $6,305,235.31
Disclosure

SEC source: 0001127602-07-000676 · form4.xml · nonDerivative · entry 1

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2007 Filed Feb 13, 2007 21:25 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 430 $0.00 $0.00
Disclosure

SEC source: 0001127602-07-000574 · form4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,405

Read SEC document
February 08, 2007 Filed Feb 13, 2007 21:25 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 260 $0.00 $0.00
Disclosure

SEC source: 0001127602-07-000574 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,835

Read SEC document
January 27, 2007 Filed Jan 30, 2007 21:56 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Tax withholdingCommon Stock 34,026 $57.75 $1,965,001.50
Disclosure

SEC source: 0001127602-07-000396 · form4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,095

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award.

Read SEC document
January 27, 2007 Filed Jan 30, 2007 21:58 UTC
CRITTENDEN GARY LMember, Global Leadership Team
Tax withholdingCommon Stock 6,500 $57.75 $375,375.00
Disclosure

SEC source: 0001127602-07-000398 · form4.xml · nonDerivative · entry 2

CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,280

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award.

Read SEC document
January 27, 2007 Filed Jan 30, 2007 22:04 UTC
GILLIGAN EDWARD PMember, Global Leadership Team
Tax withholdingCommon Stock 8,513 $57.75 $491,625.75
Disclosure

SEC source: 0001127602-07-000400 · form4.xml · nonDerivative · entry 2

GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,927

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock.

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January 27, 2007 Filed Jan 30, 2007 22:18 UTC
PARENT LOUISE MEVP, General Counsel
Tax withholdingCommon Stock 389 $57.75 $22,464.75
Disclosure

SEC source: 0001127602-07-000406 · form4.xml · nonDerivative · entry 2

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,358

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award.

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January 27, 2007 Filed Jan 30, 2007 22:09 UTC
HAYES JOHN DEVP, Advertising
Tax withholdingCommon Stock 348 $57.75 $20,097.00
Disclosure

SEC source: 0001127602-07-000402 · form4.xml · nonDerivative · entry 2

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,046

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock.

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January 27, 2007 Filed Jan 30, 2007 22:14 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Tax withholdingCommon Stock 15,107 $57.75 $872,429.25
Disclosure

SEC source: 0001127602-07-000404 · form4.xml · nonDerivative · entry 2

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,789

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock.

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January 27, 2007 Filed Jan 30, 2007 22:21 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Tax withholdingCommon Stock 400 $57.75 $23,100.00
Disclosure

SEC source: 0001127602-07-000408 · form4.xml · nonDerivative · entry 2

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,749

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award.

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January 26, 2007 Filed Jan 30, 2007 21:56 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,906 $57.75 $167,821.50
Disclosure

SEC source: 0001127602-07-000396 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,121

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award.

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January 26, 2007 Filed Jan 30, 2007 21:58 UTC
CRITTENDEN GARY LMember, Global Leadership Team
Tax withholdingCommon Stock 577 $57.75 $33,321.75
Disclosure

SEC source: 0001127602-07-000398 · form4.xml · nonDerivative · entry 1

CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,780

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award.

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January 26, 2007 Filed Jan 30, 2007 22:04 UTC
GILLIGAN EDWARD PMember, Global Leadership Team
Tax withholdingCommon Stock 725 $57.75 $41,868.75
Disclosure

SEC source: 0001127602-07-000400 · form4.xml · nonDerivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,440

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock.

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January 26, 2007 Filed Jan 30, 2007 22:18 UTC
PARENT LOUISE MEVP, General Counsel
Tax withholdingCommon Stock 502 $57.75 $28,990.50
Disclosure

SEC source: 0001127602-07-000406 · form4.xml · nonDerivative · entry 1

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,747

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award.

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January 26, 2007 Filed Jan 30, 2007 22:09 UTC
HAYES JOHN DEVP, Advertising
Tax withholdingCommon Stock 455 $57.75 $26,276.25
Disclosure

SEC source: 0001127602-07-000402 · form4.xml · nonDerivative · entry 1

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,394

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock.

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January 26, 2007 Filed Jan 30, 2007 22:14 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Tax withholdingCommon Stock 705 $57.75 $40,713.75
Disclosure

SEC source: 0001127602-07-000404 · form4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,896

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock.

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January 26, 2007 Filed Jan 30, 2007 22:21 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Tax withholdingCommon Stock 567 $57.75 $32,744.25
Disclosure

SEC source: 0001127602-07-000408 · form4.xml · nonDerivative · entry 1

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,149

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award.

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January 25, 2007 Filed Jan 29, 2007 20:50 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 625,000 $0.00 Strike: $57.77 $0.00
Disclosure

SEC source: 0001127602-07-000357 · form4.xml · derivative · entry 8

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,000

Underlying: Common Stock · 625,000 shares

Expires 2017-01-24

F1 · derivative.exercise_date: These options will become exercisable in four equal annual installments (25% on Jan. 25, 2008, 2009, 2010, and 2011, respectively) subject to award requirements including continuous employment.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.