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AMERICAN EXPRESS CO

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2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 22, 2013 Filed Jan 24, 2013 21:24 UTC
Squeri Stephen JGroup Pres., Global Services
Exercise / conversionCommon Stock 47,410 $45.77 $2,169,860.88
Disclosure

SEC source: 0001127602-13-002582 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2013 Filed Jan 24, 2013 21:59 UTC
Glenn William HPres, Global Corp Payments
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-13-002616 · form4.xml · derivative · entry 6

Glenn William H · CIK 0001446121 · Pres, Global Corp Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,138

Underlying: Common Stock · 20,000 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2013 Filed Jan 24, 2013 21:59 UTC
Glenn William HPres, Global Corp Payments
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 68,544 $0.00 Strike: $43.98 $0.00
Disclosure

SEC source: 0001127602-13-002616 · form4.xml · derivative · entry 5

Glenn William H · CIK 0001446121 · Pres, Global Corp Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 68,544 shares

Expires 2014-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2013 Filed Jan 24, 2013 21:59 UTC
Glenn William HPres, Global Corp Payments
SaleCommon Stock 80,161 $59.43 $4,763,864.02
Disclosure

SEC source: 0001127602-13-002616 · form4.xml · nonDerivative · entry 3

Glenn William H · CIK 0001446121 · Pres, Global Corp Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,532

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.37 to $59.56. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range

Read SEC document
January 22, 2013 Filed Jan 24, 2013 21:59 UTC
Glenn William HPres, Global Corp Payments
Exercise / conversionCommon Stock 20,000 $16.71 $334,200.00
Disclosure

SEC source: 0001127602-13-002616 · form4.xml · nonDerivative · entry 2

Glenn William H · CIK 0001446121 · Pres, Global Corp Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2013 Filed Jan 24, 2013 21:59 UTC
Glenn William HPres, Global Corp Payments
Exercise / conversionCommon Stock 68,544 $43.98 $3,014,359.49
Disclosure

SEC source: 0001127602-13-002616 · form4.xml · nonDerivative · entry 1

Glenn William H · CIK 0001446121 · Pres, Global Corp Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2013 Filed Apr 1, 2013 17:35 UTC GiftCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-13-012446 · form4.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: The reported disposition represents a bona fide gift.

Read SEC document
December 31, 2012 Filed Jan 3, 2013 16:19 UTC GrantShare Equivalent Units · Derivative 481.1 $57.16 $27,500.16
Disclosure

SEC source: 0001127602-13-000461 · form4.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,861.8891

Underlying: Common Stock · 481.1 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2012 Filed Jan 3, 2013 16:27 UTC GrantShare Equivalent Units · Derivative 196.81 $57.16 $11,249.86
Disclosure

SEC source: 0001127602-13-000467 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,462.8981

Underlying: Common Stock · 196.81 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2012 Filed Jan 3, 2013 16:34 UTC GrantShare Equivalent Units · Derivative 437.37 $57.16 $25,000.51
Disclosure

SEC source: 0001127602-13-000470 · form4.xml · derivative · entry 1

MILLER EDWARD D · CIK 0001195222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,097.801

Underlying: Common Stock · 437.37 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2012 Filed Jan 3, 2013 16:40 UTC
POPOFF FRANK PAdvisor to the Board
GrantShare Equivalent Units · Derivative 328.02 $57.16 $18,749.95
Disclosure

SEC source: 0001127602-13-000472 · form4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Advisor to the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,995.004

Underlying: Common Stock · 328.02 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2012 Filed Jan 3, 2013 16:44 UTC GrantShare Equivalent Units · Derivative 428.65 $57.16 $24,502.06
Disclosure

SEC source: 0001127602-13-000477 · form4.xml · derivative · entry 1

VASELLA DANIEL · CIK 0001189152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853.724

Underlying: Common Stock · 428.65 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2012 Filed Jan 3, 2013 16:49 UTC GrantShare Equivalent Units · Derivative 568.57 $57.16 $32,500.03
Disclosure

SEC source: 0001127602-13-000483 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,794.0641

Underlying: Common Stock · 568.57 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 21, 2012 Filed Jan 28, 2013 21:26 UTC
Gupta AshwiniPres-Risk/Info Mgmt & AXP CRO
GiftCommon Stock 53,482 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-13-002879 · form4.xml · nonDerivative · entry 1

Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt & AXP CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,638

F1 · kind: The reported disposition represents a bona fide gift by the reporting person to a trust for the benefit of family members.

F1 · price: The reported disposition represents a bona fide gift by the reporting person to a trust for the benefit of family members.

Read SEC document
November 19, 2012 Filed Nov 20, 2012 21:28 UTC
Buckminster Douglas E.Pres, Int'l Consumer & SBS
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 37,128 $0.00 Strike: $29.24 $0.00
Disclosure

SEC source: 0001127602-12-031704 · form4.xml · derivative · entry 4

Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,128 shares

Expires 2013-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
November 19, 2012 Filed Nov 20, 2012 21:28 UTC
Buckminster Douglas E.Pres, Int'l Consumer & SBS
SaleCommon Stock 27,880 $55.09 $1,536,034.66
Disclosure

SEC source: 0001127602-12-031704 · form4.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,400.967

F1 · shares: Shares sold to cover the cost of exercise and taxes due upon exercise of employee stock options; Mr. Buckminster has retained all of the net shares acquired from this exercise.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.02 to $55.17. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
November 19, 2012 Filed Nov 20, 2012 21:28 UTC
Buckminster Douglas E.Pres, Int'l Consumer & SBS
Exercise / conversionCommon Stock 37,128 $29.24 $1,085,585.59
Disclosure

SEC source: 0001127602-12-031704 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,280.967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2012 Filed Nov 22, 2012 01:29 UTC
LESCHLY JANDirector
PurchaseCommon Stock 35,250 $55.17 $1,944,636.75
Disclosure

SEC source: 0001127602-12-031910 · form4.xml · nonDerivative · entry 4

LESCHLY JAN · CIK 0001204568 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trust

Disclosed balance after: 35,250

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $55.10 to $55.24. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
November 19, 2012 Filed Nov 22, 2012 01:29 UTC
LESCHLY JANDirector
PurchaseCommon Stock 35,250 $55.16 $1,944,531.00
Disclosure

SEC source: 0001127602-12-031910 · form4.xml · nonDerivative · entry 3

LESCHLY JAN · CIK 0001204568 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trust

Disclosed balance after: 35,250

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $55.10 to $55.23. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
November 19, 2012 Filed Nov 22, 2012 01:29 UTC
LESCHLY JANDirector
SaleCommon Stock 35,250 $55.08 $1,941,464.25
Disclosure

SEC source: 0001127602-12-031910 · form4.xml · nonDerivative · entry 2

LESCHLY JAN · CIK 0001204568 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trust

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.01 to $55.135. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 19, 2012 Filed Nov 22, 2012 01:29 UTC
LESCHLY JANDirector
SaleCommon Stock 35,250 $55.10 $1,942,310.25
Disclosure

SEC source: 0001127602-12-031910 · form4.xml · nonDerivative · entry 1

LESCHLY JAN · CIK 0001204568 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trust

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.01 to $55.17. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 07, 2012 Filed Nov 8, 2012 21:17 UTC
HAYES JOHN DEVP, Advertising
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 88,626 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-12-030192 · form4.xml · derivative · entry 6

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,876

Underlying: Common Stock · 88,626 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Of the 88,626 option shares exercised, 40,751 became exercisable on 1/29/2011, and the balance became exercisable on 1/29/2012.

Read SEC document
November 07, 2012 Filed Nov 8, 2012 21:17 UTC
HAYES JOHN DEVP, Advertising
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 170,218 $0.00 Strike: $43.98 $0.00
Disclosure

SEC source: 0001127602-12-030192 · form4.xml · derivative · entry 5

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 170,218 shares

Expires 2014-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
November 07, 2012 Filed Nov 8, 2012 21:17 UTC
HAYES JOHN DEVP, Advertising
SaleCommon Stock 272,402 $55.67 $15,165,790.67
Disclosure

SEC source: 0001127602-12-030192 · form4.xml · nonDerivative · entry 3

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,345

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.59 to $55.80. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
November 07, 2012 Filed Nov 8, 2012 21:17 UTC
HAYES JOHN DEVP, Advertising
Exercise / conversionCommon Stock 88,626 $16.71 $1,480,940.46
Disclosure

SEC source: 0001127602-12-030192 · form4.xml · nonDerivative · entry 2

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2012 Filed Nov 8, 2012 21:17 UTC
HAYES JOHN DEVP, Advertising
Exercise / conversionCommon Stock 170,218 $43.98 $7,485,676.99
Disclosure

SEC source: 0001127602-12-030192 · form4.xml · nonDerivative · entry 1

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2012 Filed Nov 2, 2012 20:25 UTC
GORDON MARC DChief Information Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 13,368 $0.00 Strike: $55.97 $0.00
Disclosure

SEC source: 0001127602-12-029613 · form4.xml · derivative · entry 1

GORDON MARC D · CIK 0001202527 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,368

Underlying: Common Stock · 13,368 shares

Expires 2022-10-30

F1 · derivative.exercise_date: These shares become exercisable in four annual installments beginning on date shown as "Date Exercisable."

Read SEC document
October 30, 2012 Filed Nov 1, 2012 19:50 UTC
Bush James PeterEVP, World Service
Tax withholdingCommon Stock 9,918 $55.75 $552,928.50
Disclosure

SEC source: 0001127602-12-029351 · form4.xml · nonDerivative · entry 1

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,749.2489

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
October 30, 2012 Filed Nov 1, 2012 19:59 UTC
GILLIGAN EDWARD PVice Chairman
Tax withholdingCommon Stock 28,887 $55.75 $1,610,450.25
Disclosure

SEC source: 0001127602-12-029361 · form4.xml · nonDerivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,449

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award.

Read SEC document
October 30, 2012 Filed Nov 1, 2012 20:14 UTC
Williams Anre DPres. Global Merchant Services
Tax withholdingCommon Stock 9,918 $55.75 $552,928.50
Disclosure

SEC source: 0001127602-12-029368 · form4.xml · nonDerivative · entry 1

Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,439

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award.

Read SEC document
October 30, 2012 Filed Nov 2, 2012 01:27 UTC
Squeri Stephen JGroup Pres., Global Services
Tax withholdingCommon Stock 13,224 $55.75 $737,238.00
Disclosure

SEC source: 0001127602-12-029422 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,893

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award.

Read SEC document
October 30, 2012 Filed Nov 9, 2012 21:24 UTC Amendment
Squeri Stephen JGroup Pres., Global Services
Tax withholdingCommon Stock 13,224 $55.75 $737,238.00
Disclosure

SEC source: 0001127602-12-030349 · form4a.xml · nonDerivative · entry 2

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,087

F4 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award.

F3 · balance_after: The original Form 4 overstated the reporting person's ownership; it did not reflect a prior transfer of shares pursuant to a domestic relations order.

Read SEC document
September 28, 2012 Filed Oct 1, 2012 20:08 UTC GrantShare Equivalent Units · Derivative 475.38 $57.85 $27,499.78
Disclosure

SEC source: 0001127602-12-027506 · form4.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,208.4471

Underlying: Common Stock · 475.38 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 28, 2012 Filed Oct 1, 2012 20:15 UTC GrantShare Equivalent Units · Derivative 194.48 $57.85 $11,250.28
Disclosure

SEC source: 0001127602-12-027515 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,240.2051

Underlying: Common Stock · 194.48 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 28, 2012 Filed Oct 1, 2012 20:21 UTC GrantShare Equivalent Units · Derivative 432.17 $57.85 $25,000.17
Disclosure

SEC source: 0001127602-12-027525 · form4.xml · derivative · entry 1

MILLER EDWARD D · CIK 0001195222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,487.093

Underlying: Common Stock · 432.17 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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September 28, 2012 Filed Oct 1, 2012 20:25 UTC
POPOFF FRANK PAdvisor to the Board
GrantShare Equivalent Units · Derivative 324.13 $57.85 $18,750.27
Disclosure

SEC source: 0001127602-12-027528 · form4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Advisor to the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,539.931

Underlying: Common Stock · 324.13 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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September 28, 2012 Filed Oct 1, 2012 20:29 UTC GrantShare Equivalent Units · Derivative 423.56 $57.85 $24,502.10
Disclosure

SEC source: 0001127602-12-027533 · form4.xml · derivative · entry 1

VASELLA DANIEL · CIK 0001189152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423.56

Underlying: Common Stock · 423.56 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

Read SEC document
September 28, 2012 Filed Oct 1, 2012 20:37 UTC GrantShare Equivalent Units · Derivative 561.82 $57.85 $32,500.16
Disclosure

SEC source: 0001127602-12-027537 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,100.0141

Underlying: Common Stock · 561.82 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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September 20, 2012 Filed Nov 9, 2012 21:24 UTC Amendment
Squeri Stephen JGroup Pres., Global Services
GiftCommon Stock 3,410 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-12-030349 · form4a.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,311

F1 · kind: This gift was not reflected on the original Form 4.

F2 · price: Bona fide gift.

F3 · balance_after: The original Form 4 overstated the reporting person's ownership; it did not reflect a prior transfer of shares pursuant to a domestic relations order.

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August 31, 2012 Filed Sep 5, 2012 21:18 UTC
SCHULMAN DANIEL HGroup Pres, Enterprise Growth
Tax withholdingCommon Stock 31,055 $58.30 $1,810,506.50
Disclosure

SEC source: 0001127602-12-025809 · form4.xml · nonDerivative · entry 1

SCHULMAN DANIEL H · CIK 0001215315 · Group Pres, Enterprise Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,181

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of performance shares.

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July 31, 2012 Filed Aug 2, 2012 19:51 UTC
GILLIGAN EDWARD PVice Chairman
Tax withholdingCommon Stock 7,897 $57.71 $455,735.87
Disclosure

SEC source: 0001127602-12-023570 · form4.xml · nonDerivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,336

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award.

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July 29, 2012 Filed Jul 31, 2012 21:49 UTC
Silverman JoshPresident US Consumer Services
Tax withholdingCommon Stock 4,023 $58.53 $235,466.19
Disclosure

SEC source: 0001127602-12-023255 · form4.xml · nonDerivative · entry 2

Silverman Josh · CIK 0001525358 · President US Consumer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,970

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

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July 29, 2012 Filed Jul 31, 2012 21:49 UTC
Silverman JoshPresident US Consumer Services
GrantCommon Stock 7,993 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-023255 · form4.xml · nonDerivative · entry 1

Silverman Josh · CIK 0001525358 · President US Consumer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,993

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units").

Read SEC document
June 29, 2012 Filed Jul 3, 2012 10:05 UTC GrantShare Equivalent Units · Derivative 441.22 $56.66 $25,000.41
Disclosure

SEC source: 0001127602-12-021188 · form4.xml · derivative · entry 1

MILLER EDWARD D · CIK 0001195222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,883.451

Underlying: Common Stock · 441.22 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 29, 2012 Filed Jul 3, 2012 10:14 UTC GrantShare Equivalent Units · Derivative 573.59 $56.66 $32,500.76
Disclosure

SEC source: 0001127602-12-021190 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,414.9531

Underlying: Common Stock · 573.59 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 29, 2012 Filed Jul 3, 2012 10:18 UTC
POPOFF FRANK PAdvisor to the Board
GrantShare Equivalent Units · Derivative 330.91 $56.66 $18,750.02
Disclosure

SEC source: 0001127602-12-021191 · form4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Advisor to the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,090.142

Underlying: Common Stock · 330.91 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 29, 2012 Filed Jul 3, 2012 10:22 UTC GrantShare Equivalent Units · Derivative 485.34 $56.66 $27,500.34
Disclosure

SEC source: 0001127602-12-021192 · form4.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,562.7441

Underlying: Common Stock · 485.34 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 29, 2012 Filed Jul 3, 2012 10:26 UTC GrantShare Equivalent Units · Derivative 198.55 $56.66 $11,250.24
Disclosure

SEC source: 0001127602-12-021193 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,020.5841

Underlying: Common Stock · 198.55 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 14, 2012 Filed Jun 15, 2012 18:25 UTC
Buckminster Douglas E.Pres, Int'l Consumer & SBS
SaleCommon Stock 44,557 $54.72 $2,438,136.76
Disclosure

SEC source: 0001127602-12-020141 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,152.967

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.70 to $54.7519. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
May 18, 2012 Filed May 18, 2012 20:14 UTC
Cox L KevinEVP, Human Resources
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,867 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-12-017491 · form4.xml · derivative · entry 6

Cox L Kevin · CIK 0001302528 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,169

Underlying: Common Stock · 50,867 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.