Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 10 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 29, 2013 Filed May 1, 2013 19:24 UTC |
LEVIN RICHARD CDirector
|
GrantShare Equivalent Units · Derivative | 2,350.028 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-014969 · form4.xml · derivative · entry 1 LEVIN RICHARD C · CIK 0001255200 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,458.028 Underlying: Common Stock · 2,350.028 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 29, 2013 Filed May 1, 2013 19:30 UTC |
MCGINN RICHARD ADirector
|
GrantShare Equivalent Units · Derivative | 2,350.028 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-014972 · form4.xml · derivative · entry 1 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,336.065 Underlying: Common Stock · 2,350.028 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 29, 2013 Filed May 1, 2013 19:35 UTC |
PALMISANO SAMUEL JDirector
|
GrantShare Equivalent Units · Derivative | 2,350.028 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-014974 · form4.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,690.2 Underlying: Common Stock · 2,350.028 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. Read SEC document |
| April 29, 2013 Filed May 1, 2013 19:41 UTC |
REINEMUND STEVENDirector
|
GrantShare Equivalent Units · Derivative | 2,350.028 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-014979 · form4.xml · derivative · entry 1 REINEMUND STEVEN · CIK 0001183822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,458.028 Underlying: Common Stock · 2,350.028 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 29, 2013 Filed May 1, 2013 19:45 UTC |
VASELLA DANIELDirector
|
GrantShare Equivalent Units · Derivative | 2,350.028 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-014982 · form4.xml · derivative · entry 1 VASELLA DANIEL · CIK 0001189152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,622.276 Underlying: Common Stock · 2,350.028 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 29, 2013 Filed May 1, 2013 20:01 UTC |
WALTER ROBERT DDirector
|
GrantShare Equivalent Units · Derivative | 2,350.028 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-014988 · form4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,728.02 Underlying: Common Stock · 2,350.028 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 29, 2013 Filed May 1, 2013 20:14 UTC |
WILLIAMS RONALD ADirector
|
GrantShare Equivalent Units · Derivative | 2,350.028 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-014994 · form4.xml · derivative · entry 1 WILLIAMS RONALD A · CIK 0001185243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,751.093 Underlying: Common Stock · 2,350.028 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 24, 2013 Filed May 31, 2013 19:32 UTC |
CHENAULT KENNETH IDirector · Chief Executive Officer
|
GiftCommon Stock | 447 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-018854 · form4.xml · nonDerivative · entry 9 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 690,610 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| April 24, 2013 Filed May 31, 2013 19:32 UTC |
CHENAULT KENNETH IDirector · Chief Executive Officer
|
GiftCommon Stock | 5,953 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-018854 · form4.xml · nonDerivative · entry 8 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 691,057 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| April 24, 2013 Filed May 31, 2013 19:32 UTC |
CHENAULT KENNETH IDirector · Chief Executive Officer
|
GiftCommon Stock | 7,441 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-018854 · form4.xml · nonDerivative · entry 7 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 697,010 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| April 24, 2013 Filed May 31, 2013 19:32 UTC |
CHENAULT KENNETH IDirector · Chief Executive Officer
|
GiftCommon Stock | 149 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-018854 · form4.xml · nonDerivative · entry 6 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704,451 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| April 24, 2013 Filed May 31, 2013 19:32 UTC |
CHENAULT KENNETH IDirector · Chief Executive Officer
|
GiftCommon Stock | 127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-018854 · form4.xml · nonDerivative · entry 5 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704,600 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| April 23, 2013 Filed Apr 23, 2013 20:18 UTC |
Zukauckas LindaEVP & Corporate Comptroller
|
SaleCommon Stock | 320 | $67.49 | $21,597.79 |
DisclosureSEC source: 0001127602-13-014388 · form4.xml · nonDerivative · entry 1 Zukauckas Linda · CIK 0001536491 · EVP & Corporate Comptroller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,524 Read SEC document |
| April 19, 2013 Filed Apr 19, 2013 21:29 UTC |
PARENT LOUISE MEVP, General Counsel
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 130,000 | $0.00 Strike: $51.87 | $0.00 |
DisclosureSEC source: 0001127602-13-014234 · form4.xml · derivative · entry 9 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 130,000 shares Expires 2016-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| April 19, 2013 Filed Apr 19, 2013 21:29 UTC |
PARENT LOUISE MEVP, General Counsel
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 52,364 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-13-014234 · form4.xml · derivative · entry 8 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,364 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2013 Filed Apr 19, 2013 21:29 UTC |
PARENT LOUISE MEVP, General Counsel
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 73,818 | $0.00 Strike: $38.10 | $0.00 |
DisclosureSEC source: 0001127602-13-014234 · form4.xml · derivative · entry 7 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,607 Underlying: Common Stock · 73,818 shares Expires 2020-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| April 19, 2013 Filed Apr 19, 2013 21:29 UTC |
PARENT LOUISE MEVP, General Counsel
|
SaleCommon Stock | 25,000 | $66.15 | $1,653,850.00 |
DisclosureSEC source: 0001127602-13-014234 · form4.xml · nonDerivative · entry 5 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,961.6067 F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. Read SEC document |
| April 19, 2013 Filed Apr 19, 2013 21:29 UTC |
PARENT LOUISE MEVP, General Counsel
|
SaleCommon Stock | 234,511 | $66.20 | $15,525,167.58 |
DisclosureSEC source: 0001127602-13-014234 · form4.xml · nonDerivative · entry 4 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,961.6067 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.05 to $66.46. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 19, 2013 Filed Apr 19, 2013 21:29 UTC |
PARENT LOUISE MEVP, General Counsel
|
Exercise / conversionCommon Stock | 130,000 | $51.87 | $6,742,450.00 |
DisclosureSEC source: 0001127602-13-014234 · form4.xml · nonDerivative · entry 3 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,472.6067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2013 Filed Apr 19, 2013 21:29 UTC |
PARENT LOUISE MEVP, General Counsel
|
Exercise / conversionCommon Stock | 52,364 | $16.71 | $875,002.44 |
DisclosureSEC source: 0001127602-13-014234 · form4.xml · nonDerivative · entry 2 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,472.6067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2013 Filed Apr 19, 2013 21:29 UTC |
PARENT LOUISE MEVP, General Counsel
|
Exercise / conversionCommon Stock | 73,818 | $38.10 | $2,812,465.80 |
DisclosureSEC source: 0001127602-13-014234 · form4.xml · nonDerivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,108.6067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2013 Filed Apr 19, 2013 21:53 UTC |
SCHICK THOMAS AEVP-Corp. Affairs
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 115,000 | $0.00 Strike: $51.87 | $0.00 |
DisclosureSEC source: 0001127602-13-014237 · form4.xml · derivative · entry 5 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 115,000 shares Expires 2016-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| April 19, 2013 Filed Apr 19, 2013 21:53 UTC |
SCHICK THOMAS AEVP-Corp. Affairs
|
SaleCommon Stock | 5,146 | $65.40 | $336,548.40 |
DisclosureSEC source: 0001127602-13-014237 · form4.xml · nonDerivative · entry 3 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,745.537 F2 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. Read SEC document |
| April 19, 2013 Filed Apr 19, 2013 21:53 UTC |
SCHICK THOMAS AEVP-Corp. Affairs
|
SaleCommon Stock | 109,854 | $65.40 | $7,184,451.60 |
DisclosureSEC source: 0001127602-13-014237 · form4.xml · nonDerivative · entry 2 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,891.537 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. Read SEC document |
| April 19, 2013 Filed Apr 19, 2013 21:53 UTC |
SCHICK THOMAS AEVP-Corp. Affairs
|
Exercise / conversionCommon Stock | 115,000 | $51.87 | $5,964,475.00 |
DisclosureSEC source: 0001127602-13-014237 · form4.xml · nonDerivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,745.537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2013 Filed Apr 22, 2013 20:21 UTC |
Cox L KevinChief Human Resources Officer
|
SaleCommon Stock | 17,108 | $66.21 | $1,132,710.42 |
DisclosureSEC source: 0001127602-13-014283 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,811 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.15 to $66.34. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| March 31, 2013 Filed Apr 1, 2013 17:13 UTC |
BURNS URSULA MDirector
|
GrantShare Equivalent Units · Derivative | 415.766 | $66.14 | $27,500.01 |
DisclosureSEC source: 0001127602-13-012442 · form4.xml · derivative · entry 1 BURNS URSULA M · CIK 0001190699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,435.5161 Underlying: Common Stock · 415.766 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 31, 2013 Filed Apr 1, 2013 17:27 UTC |
Lauvergeon AnneDirector
|
GrantShare Equivalent Units · Derivative | 170.09 | $66.14 | $11,250.26 |
DisclosureSEC source: 0001127602-13-012444 · form4.xml · derivative · entry 1 Lauvergeon Anne · CIK 0001570677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170.09 Underlying: Common Stock · 170.09 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. Read SEC document |
| March 31, 2013 Filed Apr 1, 2013 17:35 UTC |
Leonsis TheodoreDirector
|
GrantShare Equivalent Units · Derivative | 198.434 | $66.14 | $13,125.02 |
DisclosureSEC source: 0001127602-13-012446 · form4.xml · derivative · entry 2 Leonsis Theodore · CIK 0001452645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,685.4431 Underlying: Common Stock · 198.434 shares Expires not disclosed F2 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F3 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F4 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F5 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 31, 2013 Filed Apr 1, 2013 17:44 UTC |
MILLER EDWARD DDirector
|
GrantShare Equivalent Units · Derivative | 415.766 | $66.14 | $27,500.01 |
DisclosureSEC source: 0001127602-13-012450 · form4.xml · derivative · entry 1 MILLER EDWARD D · CIK 0001195222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,672.19 Underlying: Common Stock · 415.766 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 31, 2013 Filed Apr 1, 2013 18:13 UTC |
PALMISANO SAMUEL JDirector
|
GrantShare Equivalent Units · Derivative | 340.172 | $66.14 | $22,500.00 |
DisclosureSEC source: 0001127602-13-012458 · form4.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340.172 Underlying: Common Stock · 340.172 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. Read SEC document |
| March 31, 2013 Filed Apr 1, 2013 18:17 UTC |
POPOFF FRANK PAdvisor to the Board
|
GrantShare Equivalent Units · Derivative | 283.477 | $66.14 | $18,750.02 |
DisclosureSEC source: 0001127602-13-012460 · form4.xml · derivative · entry 1 POPOFF FRANK P · CIK 0001184179 · Advisor to the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,394.772 Underlying: Common Stock · 283.477 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 31, 2013 Filed Apr 1, 2013 18:22 UTC |
VASELLA DANIELDirector
|
GrantShare Equivalent Units · Derivative | 415.766 | $66.14 | $27,500.01 |
DisclosureSEC source: 0001127602-13-012462 · form4.xml · derivative · entry 1 VASELLA DANIEL · CIK 0001189152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,272.248 Underlying: Common Stock · 415.766 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 31, 2013 Filed Apr 1, 2013 18:28 UTC |
WILLIAMS RONALD ADirector
|
GrantShare Equivalent Units · Derivative | 491.358 | $66.14 | $32,499.89 |
DisclosureSEC source: 0001127602-13-012464 · form4.xml · derivative · entry 1 WILLIAMS RONALD A · CIK 0001185243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,401.0641 Underlying: Common Stock · 491.358 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 06, 2013 Filed May 31, 2013 19:32 UTC |
CHENAULT KENNETH IDirector · Chief Executive Officer
|
GiftCommon Stock | 3,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-018854 · form4.xml · nonDerivative · entry 4 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704,727 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| March 06, 2013 Filed May 31, 2013 19:32 UTC |
CHENAULT KENNETH IDirector · Chief Executive Officer
|
GiftCommon Stock | 6,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-018854 · form4.xml · nonDerivative · entry 3 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707,852 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| March 06, 2013 Filed May 31, 2013 19:32 UTC |
CHENAULT KENNETH IDirector · Chief Executive Officer
|
GiftCommon Stock | 3,906 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-018854 · form4.xml · nonDerivative · entry 2 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,102 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| March 06, 2013 Filed May 31, 2013 19:32 UTC |
CHENAULT KENNETH IDirector · Chief Executive Officer
|
GiftCommon Stock | 9,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-018854 · form4.xml · nonDerivative · entry 1 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718,008 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| March 04, 2013 Filed Mar 5, 2013 21:16 UTC |
Williams Anre DPres. Global Merchant Services
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 61,999 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-13-009289 · form4.xml · derivative · entry 4 Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61,999 shares Expires 2019-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| March 04, 2013 Filed Mar 5, 2013 21:16 UTC |
Williams Anre DPres. Global Merchant Services
|
SaleCommon Stock | 51,013 | $62.28 | $3,176,870.28 |
DisclosureSEC source: 0001127602-13-009289 · form4.xml · nonDerivative · entry 2 Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,596 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.23 to $62.35. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| March 04, 2013 Filed Mar 5, 2013 21:16 UTC |
Williams Anre DPres. Global Merchant Services
|
Exercise / conversionCommon Stock | 61,999 | $16.71 | $1,036,003.29 |
DisclosureSEC source: 0001127602-13-009289 · form4.xml · nonDerivative · entry 1 Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2013 Filed Feb 26, 2013 21:53 UTC |
HAYES JOHN DEVP, Advertising
|
SaleCommon Stock | 32,000 | $62.29 | $1,993,158.40 |
DisclosureSEC source: 0001127602-13-008033 · form4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,667 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.27 to $62.36. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| February 21, 2013 Filed Feb 25, 2013 17:31 UTC |
Henry Daniel TEVP, Chief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 59,845 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-13-007636 · form4.xml · derivative · entry 9 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59,845 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2013 Filed Feb 25, 2013 17:31 UTC |
Henry Daniel TEVP, Chief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-13-007636 · form4.xml · derivative · entry 8 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 100,000 shares Expires 2018-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Of the 100,000 option shares exercised, 37,500 became exercisable on 1/31/2009, 37,500 became exercisable on 1/31/2010, and 25,000 became exercisable on 1/31/2011. Read SEC document |
| February 21, 2013 Filed Feb 25, 2013 17:31 UTC |
Henry Daniel TEVP, Chief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 28,560 | $0.00 Strike: $45.77 | $0.00 |
DisclosureSEC source: 0001127602-13-007636 · form4.xml · derivative · entry 7 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,560 shares Expires 2015-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| February 21, 2013 Filed Feb 25, 2013 17:31 UTC |
Henry Daniel TEVP, Chief Financial Officer
|
SaleCommon Stock | 35,000 | $61.31 | $2,145,801.00 |
DisclosureSEC source: 0001127602-13-007636 · form4.xml · nonDerivative · entry 5 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,123 F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.15 to $61.63. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 21, 2013 Filed Feb 25, 2013 17:31 UTC |
Henry Daniel TEVP, Chief Financial Officer
|
SaleCommon Stock | 171,280 | $61.31 | $10,500,937.01 |
DisclosureSEC source: 0001127602-13-007636 · form4.xml · nonDerivative · entry 4 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,123 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.15 to $61.63. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 21, 2013 Filed Feb 25, 2013 17:31 UTC |
Henry Daniel TEVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 59,845 | $16.71 | $1,000,009.95 |
DisclosureSEC source: 0001127602-13-007636 · form4.xml · nonDerivative · entry 3 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2013 Filed Feb 25, 2013 17:31 UTC |
Henry Daniel TEVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 100,000 | $49.13 | $4,913,000.00 |
DisclosureSEC source: 0001127602-13-007636 · form4.xml · nonDerivative · entry 2 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2013 Filed Feb 25, 2013 17:31 UTC |
Henry Daniel TEVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 28,560 | $45.77 | $1,307,134.08 |
DisclosureSEC source: 0001127602-13-007636 · form4.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.