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AMERICAN EXPRESS CO

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Tapewire entity
2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2018 Filed May 24, 2018 20:36 UTC
Petrino RichardEVP - Corporate Controller
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,126 $0.00 Strike: $49.23 $0.00
Disclosure

SEC source: 0001127602-18-018786 · form4.xml · derivative · entry 5

Petrino Richard · CIK 0001736600 · EVP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,126 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
May 22, 2018 Filed May 24, 2018 20:36 UTC
Petrino RichardEVP - Corporate Controller
SaleCommon Stock 1,754 $102.90 $180,486.60
Disclosure

SEC source: 0001127602-18-018786 · form4.xml · nonDerivative · entry 3

Petrino Richard · CIK 0001736600 · EVP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,318

F2 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.90 to $102.91. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 22, 2018 Filed May 24, 2018 20:36 UTC
Petrino RichardEVP - Corporate Controller
SaleCommon Stock 8,126 $102.89 $836,084.14
Disclosure

SEC source: 0001127602-18-018786 · form4.xml · nonDerivative · entry 2

Petrino Richard · CIK 0001736600 · EVP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,072

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 100% of the net shares acquired from this exercise.

Read SEC document
May 22, 2018 Filed May 24, 2018 20:36 UTC
Petrino RichardEVP - Corporate Controller
Exercise / conversionCommon Stock 8,126 $49.23 $400,042.98
Disclosure

SEC source: 0001127602-18-018786 · form4.xml · nonDerivative · entry 1

Petrino Richard · CIK 0001736600 · EVP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2018 Filed May 9, 2018 21:58 UTC GrantShare Equivalent Units · Derivative 1,931.09 $98.39 $189,999.95
Disclosure

SEC source: 0001127602-18-016806 · form4.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,017.32

Underlying: Common Stock · 1,931.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 07, 2018 Filed May 9, 2018 22:00 UTC GrantShare Equivalent Units · Derivative 1,931.09 $98.39 $189,999.95
Disclosure

SEC source: 0001127602-18-016809 · form4.xml · derivative · entry 1

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,948.79

Underlying: Common Stock · 1,931.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 07, 2018 Filed May 9, 2018 22:02 UTC GrantShare Equivalent Units · Derivative 1,931.09 $98.39 $189,999.95
Disclosure

SEC source: 0001127602-18-016811 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,860.3603

Underlying: Common Stock · 1,931.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 07, 2018 Filed May 9, 2018 22:03 UTC GrantShare Equivalent Units · Derivative 1,931.09 $98.39 $189,999.95
Disclosure

SEC source: 0001127602-18-016813 · form4.xml · derivative · entry 1

CHERNIN PETER · CIK 0001197957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,036.59

Underlying: Common Stock · 1,931.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 07, 2018 Filed May 9, 2018 22:05 UTC GrantShare Equivalent Units · Derivative 1,931.09 $98.39 $189,999.95
Disclosure

SEC source: 0001127602-18-016815 · form4.xml · derivative · entry 1

VASELLA DANIEL · CIK 0001189152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,803.085

Underlying: Common Stock · 1,931.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 07, 2018 Filed May 9, 2018 22:09 UTC GrantShare Equivalent Units · Derivative 1,931.09 $98.39 $189,999.95
Disclosure

SEC source: 0001127602-18-016819 · form4.xml · derivative · entry 1

Lauvergeon Anne · CIK 0001570677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,003.5147

Underlying: Common Stock · 1,931.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 07, 2018 Filed May 9, 2018 22:11 UTC GrantShare Equivalent Units · Derivative 1,931.09 $98.39 $189,999.95
Disclosure

SEC source: 0001127602-18-016820 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,444.253

Underlying: Common Stock · 1,931.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 07, 2018 Filed May 9, 2018 22:12 UTC GrantShare Equivalent Units · Derivative 1,931.09 $98.39 $189,999.95
Disclosure

SEC source: 0001127602-18-016821 · form4.xml · derivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,560.49

Underlying: Common Stock · 1,931.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

Read SEC document
May 07, 2018 Filed May 9, 2018 22:13 UTC GrantShare Equivalent Units · Derivative 1,931.09 $98.39 $189,999.95
Disclosure

SEC source: 0001127602-18-016822 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,960.307

Underlying: Common Stock · 1,931.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 07, 2018 Filed May 9, 2018 22:14 UTC GrantShare Equivalent Units · Derivative 1,931.09 $98.39 $189,999.95
Disclosure

SEC source: 0001127602-18-016824 · form4.xml · derivative · entry 1

LEAVITT MICHAEL O · CIK 0001536118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,836.492

Underlying: Common Stock · 1,931.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 07, 2018 Filed May 9, 2018 22:16 UTC GrantShare Equivalent Units · Derivative 1,931.09 $98.39 $189,999.95
Disclosure

SEC source: 0001127602-18-016826 · form4.xml · derivative · entry 1

Young Christopher David · CIK 0001647655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,931.09

Underlying: Common Stock · 1,931.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

Read SEC document
May 07, 2018 Filed May 9, 2018 23:29 UTC GrantShare Equivalent Units · Derivative 1,931.09 $98.39 $189,999.95
Disclosure

SEC source: 0001127602-18-016844 · form4.xml · derivative · entry 1

PALMISANO SAMUEL J · CIK 0001180618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,925.59

Underlying: Common Stock · 1,931.09 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 04, 2018 Filed Aug 23, 2018 21:13 UTC
Pickett DeniseCRO and President, GRBC Group
GiftCommon Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-026114 · form4.xml · nonDerivative · entry 1

Pickett Denise · CIK 0001730101 · CRO and President, GRBC Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,283

F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
May 01, 2018 Filed May 3, 2018 14:33 UTC
CAMPBELL JEFFREY CEVP, Chief Financial Officer
SaleCommon Stock 2,210 $98.46 $217,596.60
Disclosure

SEC source: 0001127602-18-016129 · form4.xml · nonDerivative · entry 2

CAMPBELL JEFFREY C · CIK 0001196907 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,767.834

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.33 to $98.57. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 01, 2018 Filed May 3, 2018 14:33 UTC
CAMPBELL JEFFREY CEVP, Chief Financial Officer
SaleCommon Stock 6,790 $97.91 $664,808.90
Disclosure

SEC source: 0001127602-18-016129 · form4.xml · nonDerivative · entry 1

CAMPBELL JEFFREY C · CIK 0001196907 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,977.834

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.33 to $98.29. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 01, 2018 Filed May 3, 2018 14:37 UTC
Squeri Stephen JVice Chairman
SaleCommon Stock 2,649 $98.49 $260,900.01
Disclosure

SEC source: 0001127602-18-016131 · form4.xml · nonDerivative · entry 2

Squeri Stephen J · CIK 0001326109 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,270.813

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.34 to $98.60. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 01, 2018 Filed May 3, 2018 14:37 UTC
Squeri Stephen JVice Chairman
SaleCommon Stock 9,851 $97.93 $964,708.43
Disclosure

SEC source: 0001127602-18-016131 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,919.813

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.34 to $98.33. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
April 30, 2018 Filed May 2, 2018 19:29 UTC
Williams Anre DPres, Glb Mrch Srv & Loylt Grp
Tax withholdingCommon Stock 6,359 $99.61 $633,419.99
Disclosure

SEC source: 0001127602-18-015938 · form4.xml · nonDerivative · entry 2

Williams Anre D · CIK 0001303170 · Pres, Glb Mrch Srv & Loylt Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,790

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
April 30, 2018 Filed May 2, 2018 19:29 UTC
Williams Anre DPres, Glb Mrch Srv & Loylt Grp
GrantCommon Stock 12,911 $99.61 $1,286,064.71
Disclosure

SEC source: 0001127602-18-015938 · form4.xml · nonDerivative · entry 1

Williams Anre D · CIK 0001303170 · Pres, Glb Mrch Srv & Loylt Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,149

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in April 2015 and have vested based on the Company's 2015-17 return on average performance.

Read SEC document
April 29, 2018 Filed May 1, 2018 22:36 UTC
Pickett DeniseCRO and President, GRBC Group
GrantEmployee Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $65.43 $0.00
Disclosure

SEC source: 0001127602-18-015808 · form4.xml · derivative · entry 1

Pickett Denise · CIK 0001730101 · CRO and President, GRBC Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2026-04-29

F1 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in April 2016. These options became exercisable on April 29, 2018 based on the Company's positive cumulative net income over the two year performance period.

Read SEC document
April 29, 2018 Filed May 1, 2018 22:40 UTC
Rutledge ElizabethChief Marketing Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $65.43 $0.00
Disclosure

SEC source: 0001127602-18-015813 · form4.xml · derivative · entry 1

Rutledge Elizabeth · CIK 0001730107 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2026-04-29

F1 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in April 2016. These options became exercisable on April 29, 2018 based on the Company's positive cumulative net income over the two year performance period.

Read SEC document
April 29, 2018 Filed May 1, 2018 22:43 UTC
Petrino RichardEVP - Corporate Controller
GrantEmployee Stock Option (Right to Buy) · Derivative 24,000 $0.00 Strike: $65.43 $0.00
Disclosure

SEC source: 0001127602-18-015818 · form4.xml · derivative · entry 1

Petrino Richard · CIK 0001736600 · EVP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 24,000 shares

Expires 2026-04-29

F1 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in April 2016. These options became exercisable on April 29, 2018 based on the Company's positive cumulative net income over the two year performance period.

Read SEC document
April 26, 2018 Filed Apr 23, 2018 21:35 UTC
Cox L KevinChief Human Resources Officer
SaleCommon Stock 2,975 $99.50 $296,012.50
Disclosure

SEC source: 0001127602-18-015116 · form4.xml · nonDerivative · entry 12

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT III

Disclosed balance after: 25,853

F2 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

Read SEC document
April 19, 2018 Filed Apr 23, 2018 21:35 UTC
Cox L KevinChief Human Resources Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,542 $0.00 Strike: $49.23 $0.00
Disclosure

SEC source: 0001127602-18-015116 · form4.xml · derivative · entry 18

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,542 shares

Expires 2022-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
April 19, 2018 Filed Apr 23, 2018 21:35 UTC
Cox L KevinChief Human Resources Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,952 $0.00 Strike: $49.23 $0.00
Disclosure

SEC source: 0001127602-18-015116 · form4.xml · derivative · entry 17

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,542

Underlying: Common Stock · 4,952 shares

Expires 2022-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
April 19, 2018 Filed Apr 23, 2018 21:35 UTC
Cox L KevinChief Human Resources Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,589 $0.00 Strike: $44.54 $0.00
Disclosure

SEC source: 0001127602-18-015116 · form4.xml · derivative · entry 16

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,589 shares

Expires 2021-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
April 19, 2018 Filed Apr 23, 2018 21:35 UTC
Cox L KevinChief Human Resources Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,541 $0.00 Strike: $44.54 $0.00
Disclosure

SEC source: 0001127602-18-015116 · form4.xml · derivative · entry 15

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,589

Underlying: Common Stock · 11,541 shares

Expires 2021-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
April 19, 2018 Filed Apr 23, 2018 21:35 UTC
Cox L KevinChief Human Resources Officer
SaleCommon Stock 6,831 $102.50 $700,177.50
Disclosure

SEC source: 0001127602-18-015116 · form4.xml · nonDerivative · entry 11

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT III

Disclosed balance after: 28,828

F2 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

Read SEC document
April 19, 2018 Filed Apr 23, 2018 21:35 UTC
Cox L KevinChief Human Resources Officer
SaleCommon Stock 6,829 $100.00 $682,900.00
Disclosure

SEC source: 0001127602-18-015116 · form4.xml · nonDerivative · entry 10

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT III

Disclosed balance after: 35,659

F2 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

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April 19, 2018 Filed Apr 23, 2018 21:35 UTC
Cox L KevinChief Human Resources Officer
SaleCommon Stock 3,854 $99.50 $383,473.00
Disclosure

SEC source: 0001127602-18-015116 · form4.xml · nonDerivative · entry 9

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,555

F2 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

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April 19, 2018 Filed Apr 23, 2018 21:35 UTC
Cox L KevinChief Human Resources Officer
SaleCommon Stock 10,013 $102.50 $1,026,332.50
Disclosure

SEC source: 0001127602-18-015116 · form4.xml · nonDerivative · entry 8

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,409

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

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April 19, 2018 Filed Apr 23, 2018 21:35 UTC
Cox L KevinChief Human Resources Officer
SaleCommon Stock 4,311 $100.00 $431,100.00
Disclosure

SEC source: 0001127602-18-015116 · form4.xml · nonDerivative · entry 7

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,422

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

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April 19, 2018 Filed Apr 23, 2018 21:35 UTC
Cox L KevinChief Human Resources Officer
SaleCommon Stock 5,657 $100.00 $565,700.00
Disclosure

SEC source: 0001127602-18-015116 · form4.xml · nonDerivative · entry 6

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,733

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

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April 19, 2018 Filed Apr 23, 2018 21:35 UTC
Cox L KevinChief Human Resources Officer
SaleCommon Stock 9,942 $99.50 $989,229.00
Disclosure

SEC source: 0001127602-18-015116 · form4.xml · nonDerivative · entry 5

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,390

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

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April 19, 2018 Filed Apr 23, 2018 21:35 UTC
Cox L KevinChief Human Resources Officer
Exercise / conversionCommon Stock 11,542 $49.23 $568,212.66
Disclosure

SEC source: 0001127602-18-015116 · form4.xml · nonDerivative · entry 4

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 19, 2018 Filed Apr 23, 2018 21:35 UTC
Cox L KevinChief Human Resources Officer
Exercise / conversionCommon Stock 4,952 $49.23 $243,786.96
Disclosure

SEC source: 0001127602-18-015116 · form4.xml · nonDerivative · entry 3

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2018 Filed Apr 23, 2018 21:35 UTC
Cox L KevinChief Human Resources Officer
Exercise / conversionCommon Stock 6,589 $44.54 $293,474.06
Disclosure

SEC source: 0001127602-18-015116 · form4.xml · nonDerivative · entry 2

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2018 Filed Apr 23, 2018 21:35 UTC
Cox L KevinChief Human Resources Officer
Exercise / conversionCommon Stock 11,541 $44.54 $514,036.14
Disclosure

SEC source: 0001127602-18-015116 · form4.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 20:44 UTC GrantShare Equivalent Units · Derivative 379.317 $93.15 $35,333.38
Disclosure

SEC source: 0001127602-18-013747 · form4.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,086.23

Underlying: Common Stock · 379.317 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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March 31, 2018 Filed Apr 3, 2018 20:53 UTC GrantShare Equivalent Units · Derivative 326.982 $93.15 $30,458.37
Disclosure

SEC source: 0001127602-18-013756 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,929.2703

Underlying: Common Stock · 326.982 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 20:56 UTC GrantShare Equivalent Units · Derivative 429.415 $93.15 $40,000.01
Disclosure

SEC source: 0001127602-18-013762 · form4.xml · derivative · entry 1

VASELLA DANIEL · CIK 0001189152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,871.995

Underlying: Common Stock · 429.415 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 20:58 UTC GrantShare Equivalent Units · Derivative 322.061 $93.15 $29,999.98
Disclosure

SEC source: 0001127602-18-013765 · form4.xml · derivative · entry 1

Lauvergeon Anne · CIK 0001570677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,072.4247

Underlying: Common Stock · 322.061 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 21:01 UTC GrantShare Equivalent Units · Derivative 327.727 $93.15 $30,527.77
Disclosure

SEC source: 0001127602-18-013767 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,513.163

Underlying: Common Stock · 327.727 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 21:07 UTC GrantShare Equivalent Units · Derivative 42.494 $93.15 $3,958.32
Disclosure

SEC source: 0001127602-18-013779 · form4.xml · derivative · entry 2

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,029.217

Underlying: Common Stock · 42.494 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F4 · kind: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F5 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 21:07 UTC GrantShare Equivalent Units · Derivative 405.409 $93.15 $37,763.85
Disclosure

SEC source: 0001127602-18-013779 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,986.723

Underlying: Common Stock · 405.409 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 21:04 UTC GrantShare Equivalent Units · Derivative 158.794 $93.15 $14,791.66
Disclosure

SEC source: 0001127602-18-013775 · form4.xml · derivative · entry 1

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,885.09

Underlying: Common Stock · 158.794 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.