Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | EVP - Corporate Controller | January 28, 2020 | January 30, 2020 |
| Global Business Travel Group, Inc.GBTG · Entity 3915 | Director | June 06, 2023 | June 07, 2023 |
| NORTHERN TRUST CORPNTRS · Entity 1970 | Director | October 01, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date January 28, 2020 · Filed January 30, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,695.875 |
Reported balance
After 2020-01-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-01-28 · Grant · Acquired 4,068 · Balance 11,695.875 F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2017 and have vested based on the Company's 2017-19 average return on equity performance. |
| Common StockSEC Table I · non-derivative | Direct | 10,267.875 |
Reported balance
After 2020-01-28 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-01-28 · Tax withholding · Disposed 1,428 · Balance 10,267.875 F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. |
| Common StockSEC Table I · non-derivative | Direct | 6,767.875 |
Reported balance
After 2020-01-29 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-01-29 · Sale · Disposed 3,500 · Balance 6,767.875 F3: Includes shares acquired pursuant to dividend reinvestment. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) Plan | 347.3 |
Reported balance
Holding disclosure · report date 2020-01-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 347.3 F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2017 and have vested based on the Company's 2017-19 average return on equity performance.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Includes shares acquired pursuant to dividend reinvestment.
F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
Global Business Travel Group, Inc.
Report date June 06, 2023 · Filed June 07, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 41,242 |
Reported balance
After 2023-06-06 transaction · row 1
1 source rowRow 1 · 2023-06-06 · Grant · Acquired 20,408 · Balance 41,242 F1: Represents restricted stock units awarded as part of the Issuer's non-employee director compensation program. Units automatically convert to Issuer common stock upon vesting on a one-to-one basis. Award will fully vest on the date of the Issuer's 2024 annual stockholders meeting. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units awarded as part of the Issuer's non-employee director compensation program. Units automatically convert to Issuer common stock upon vesting on a one-to-one basis. Award will fully vest on the date of the Issuer's 2024 annual stockholders meeting.
NORTHERN TRUST CORP
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,350.09 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 6.19 · Balance 4,350.09 F1: Includes 2,185.09 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 2,185.09 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 2, 2026 21:52 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 6.19 | $169.20 | $1,047.35 |
DisclosureSEC source: 0001736600-26-000012 · wk-form4_1790977964.xml · nonDerivative · entry 1 Petrino Richard · CIK 0001736600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,350.09 F1 · balance_after: Includes 2,185.09 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 01, 2026 Filed Jul 2, 2026 21:50 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 5.39 | $175.60 | $946.48 |
DisclosureSEC source: 0001736600-26-000010 · wk-form4_1783029006.xml · nonDerivative · entry 1 Petrino Richard · CIK 0001736600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,343.9 F1 · balance_after: Includes 2,178.90 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: The amount reported in Column 5 reflects the correction of previously reported dividend equivalent accruals. On January 1, 2026 and April 1, 2026, 1.25 shares and 1.22 shares, respectively, should have been reported instead of 2.50 shares and 2.43. The amount reported in Column 5 gives effect to those corrections. Read SEC document |
| April 21, 2026 Filed Apr 23, 2026 22:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 989 | $0.00 | $0.00 |
DisclosureSEC source: 0001736600-26-000008 · wk-form4_1776983978.xml · nonDerivative · entry 2 Petrino Richard · CIK 0001736600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,340.97 F1 · balance_after: Includes 2,175.97 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Reflects a correction to the amount of stock units previously reported on a Form 4 filed January 1, 2026 in footnote 1 thereto. The actual amount of stock units on such date was 2,118.09 shares, rather than the 2,332.09 shares originally reported in the footnote. Read SEC document |
| April 21, 2026 Filed Apr 23, 2026 22:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 17.45 | $171.74 | $2,996.86 |
DisclosureSEC source: 0001736600-26-000008 · wk-form4_1776983978.xml · nonDerivative · entry 1 Petrino Richard · CIK 0001736600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,351.97 F1 · balance_after: Includes 2,175.97 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Reflects a correction to the amount of stock units previously reported on a Form 4 filed January 1, 2026 in footnote 1 thereto. The actual amount of stock units on such date was 2,118.09 shares, rather than the 2,332.09 shares originally reported in the footnote. Read SEC document |
| April 01, 2026 Filed Apr 2, 2026 21:32 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 2.43 | $141.41 | $343.63 |
DisclosureSEC source: 0001736600-26-000006 · wk-form4_1775165575.xml · nonDerivative · entry 1 Petrino Richard · CIK 0001736600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,334.52 F1 · balance_after: Includes 2,334.52 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 05, 2026 Filed Feb 5, 2026 21:10 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | PurchaseCommon Stock | 1,000 | $148.91 | $148,910.00 |
DisclosureSEC source: 0001736600-26-000004 · wk-form4_1770325825.xml · nonDerivative · entry 1 Petrino Richard · CIK 0001736600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,332.09 F1 · balance_after: Includes 2,332.09 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 01, 2026 Filed Jan 6, 2026 01:02 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 2.5 | $136.59 | $341.48 |
DisclosureSEC source: 0001736600-26-000002 · wk-form4_1767661371.xml · nonDerivative · entry 1 Petrino Richard · CIK 0001736600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,332.09 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 20:18 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 2.59 | $131.20 | $339.81 |
DisclosureSEC source: 0001736600-25-000004 · wk-form4_1759436311.xml · nonDerivative · entry 1 Petrino Richard · CIK 0001736600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,329.59 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 23:09 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 2.48 | $127.99 | $317.42 |
DisclosureSEC source: 0000073124-25-000219 · wk-form4_1751497791.xml · nonDerivative · entry 1 Petrino Richard · CIK 0001736600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,327 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 22, 2025 Filed Apr 24, 2025 23:42 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 1,902 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-25-000179 · wk-form4_1745538127.xml · nonDerivative · entry 2 Petrino Richard · CIK 0001736600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,324.52 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 22, 2025 Filed Apr 24, 2025 23:42 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 3.52 | $89.36 | $314.55 |
DisclosureSEC source: 0000073124-25-000179 · wk-form4_1745538127.xml · nonDerivative · entry 1 Petrino Richard · CIK 0001736600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 422.52 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 22, 2025 Filed Jan 24, 2025 22:58 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 419 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-25-000027 · wk-form4_1737759495.xml · nonDerivative · entry 1 Petrino Richard · CIK 0001736600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 419 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 21:34 UTC | Global Business Travel Group, Inc. GBTG · Entity 3915 | GrantClass A Common Stock | 20,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-035180 · doc4.xml · nonDerivative · entry 1 Petrino Richard · CIK 0001736600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,242 F1 · shares: Represents restricted stock units awarded as part of the Issuer's non-employee director compensation program. Units automatically convert to Issuer common stock upon vesting on a one-to-one basis. Award will fully vest on the date of the Issuer's 2024 annual stockholders meeting. Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 23:20 UTC | Global Business Travel Group, Inc. GBTG · Entity 3915 | GrantClass A Common Stock | 20,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046107 · doc4.xml · nonDerivative · entry 1 Petrino Richard · CIK 0001736600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,834 F1 · shares: Represents restricted stock units awarded as part of the Issuer's non-employee director compensation program. Units automatically convert to Issuer common stock upon vesting on a one-to-one basis. Award will fully vest on the date of the Issuer's 2023 annual stockholders meeting. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 23:07 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 3,500 | $131.83 | $461,405.00 |
DisclosureSEC source: 0001127602-20-002776 · form4.xml · nonDerivative · entry 3 Petrino Richard · CIK 0001736600 · EVP - Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,767.875 F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 23:07 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,428 | $132.45 | $189,138.60 |
DisclosureSEC source: 0001127602-20-002776 · form4.xml · nonDerivative · entry 2 Petrino Richard · CIK 0001736600 · EVP - Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,267.875 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 23:07 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 4,068 | $132.45 | $538,806.60 |
DisclosureSEC source: 0001127602-20-002776 · form4.xml · nonDerivative · entry 1 Petrino Richard · CIK 0001736600 · EVP - Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,695.875 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2017 and have vested based on the Company's 2017-19 average return on equity performance. Read SEC document |
| April 29, 2019 Filed May 1, 2019 20:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 8,000 | $65.43 Strike: $65.43 | $523,440.00 |
DisclosureSEC source: 0001127602-19-016746 · form4.xml · derivative · entry 1 Petrino Richard · CIK 0001736600 · EVP - Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Common Stock · 8,000 shares Expires 2026-04-29 F1 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in April 2016. These options became exercisable on April 29, 2019 based on the Company's positive cumulative net income over the three-year performance period. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:37 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 2,444 | $107.11 | $261,776.84 |
DisclosureSEC source: 0001127602-19-006848 · form4.xml · nonDerivative · entry 1 Petrino Richard · CIK 0001736600 · EVP - Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,591 Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 23:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 2,001 | $100.77 | $201,640.77 |
DisclosureSEC source: 0001127602-19-002938 · form4.xml · nonDerivative · entry 2 Petrino Richard · CIK 0001736600 · EVP - Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,035 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 23:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 5,718 | $100.77 | $576,202.86 |
DisclosureSEC source: 0001127602-19-002938 · form4.xml · nonDerivative · entry 1 Petrino Richard · CIK 0001736600 · EVP - Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,036 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance. Read SEC document |
| May 22, 2018 Filed May 24, 2018 20:36 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,126 | $0.00 Strike: $49.23 | $0.00 |
DisclosureSEC source: 0001127602-18-018786 · form4.xml · derivative · entry 5 Petrino Richard · CIK 0001736600 · EVP - Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,126 shares Expires 2022-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| May 22, 2018 Filed May 24, 2018 20:36 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 1,754 | $102.90 | $180,486.60 |
DisclosureSEC source: 0001127602-18-018786 · form4.xml · nonDerivative · entry 3 Petrino Richard · CIK 0001736600 · EVP - Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,318 F2 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.90 to $102.91. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 22, 2018 Filed May 24, 2018 20:36 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 8,126 | $102.89 | $836,084.14 |
DisclosureSEC source: 0001127602-18-018786 · form4.xml · nonDerivative · entry 2 Petrino Richard · CIK 0001736600 · EVP - Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,072 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 100% of the net shares acquired from this exercise. Read SEC document |
| May 22, 2018 Filed May 24, 2018 20:36 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 8,126 | $49.23 | $400,042.98 |
DisclosureSEC source: 0001127602-18-018786 · form4.xml · nonDerivative · entry 1 Petrino Richard · CIK 0001736600 · EVP - Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2018 Filed May 1, 2018 22:43 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 24,000 | $0.00 Strike: $65.43 | $0.00 |
DisclosureSEC source: 0001127602-18-015818 · form4.xml · derivative · entry 1 Petrino Richard · CIK 0001736600 · EVP - Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2026-04-29 F1 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in April 2016. These options became exercisable on April 29, 2018 based on the Company's positive cumulative net income over the two year performance period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.