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de la Vega Ralph

Disclosed activity across 1 company

Tapewire entity
15355
SEC CIK
0001673095

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMERICAN EXPRESS COAXP · Entity 2839DirectorMay 02, 2023May 04, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERICAN EXPRESS CO

Report date May 02, 2023 · Filed May 04, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Share Equivalent UnitsSEC Table II · derivative / convertible securityDirect20,477.115 Reported balance After 2023-05-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-05-02 · Grant · Acquired 1,364.595 · Balance 20,477.115

F1: Each Share Equivalent Unit reflects the value of one common share.

F2: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each Share Equivalent Unit reflects the value of one common share.

F2: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2023 Filed May 4, 2023 20:09 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 1,364.595 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-014461 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,477.115

Underlying: Common Stock · 1,364.595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 03, 2022 Filed May 5, 2022 20:18 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 1,218.1617 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-013473 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,930.811

Underlying: Common Stock · 1,218.1617 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:32 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 238.629 $162.39 $38,750.01
Disclosure

SEC source: 0001127602-22-000729 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,677.194

Underlying: Common Stock · 238.629 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2021 Filed Oct 5, 2021 00:06 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 228.843 $169.33 $38,749.99
Disclosure

SEC source: 0001127602-21-026545 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,393.92

Underlying: Common Stock · 228.843 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:46 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 235.191 $164.76 $38,750.07
Disclosure

SEC source: 0001127602-21-021366 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,120.9605

Underlying: Common Stock · 235.191 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 04, 2021 Filed May 6, 2021 18:44 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 1,339.136 $149.35 $199,999.96
Disclosure

SEC source: 0001127602-21-015669 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,844.4279

Underlying: Common Stock · 1,339.136 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 21:09 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 248.622 $141.11 $35,083.05
Disclosure

SEC source: 0001127602-21-012724 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,505.2919

Underlying: Common Stock · 248.622 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 22:37 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 286.357 $117.86 $33,750.04
Disclosure

SEC source: 0001127602-21-000780 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,205.6799

Underlying: Common Stock · 286.357 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 19:18 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 341.323 $98.88 $33,750.02
Disclosure

SEC source: 0001127602-20-026167 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,864.1989

Underlying: Common Stock · 341.323 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:11 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 343.546 $98.24 $33,749.96
Disclosure

SEC source: 0001127602-20-020795 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,461.682

Underlying: Common Stock · 343.546 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 05, 2020 Filed May 7, 2020 18:47 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 2,325.58 $86.00 $199,999.88
Disclosure

SEC source: 0001127602-20-015710 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,061.75

Underlying: Common Stock · 2,325.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 19:24 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 408.596 $82.60 $33,750.03
Disclosure

SEC source: 0001127602-20-012632 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,736.17

Underlying: Common Stock · 408.596 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 07, 2019 Filed May 9, 2019 18:41 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 1,648.73 $115.24 $189,999.65
Disclosure

SEC source: 0001127602-19-017876 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,185.716

Underlying: Common Stock · 1,648.73 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 23:41 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 340.029 $95.58 $32,499.97
Disclosure

SEC source: 0001127602-19-000964 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500.786

Underlying: Common Stock · 340.029 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 21:20 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 297.35 $109.30 $32,500.36
Disclosure

SEC source: 0001127602-18-029161 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,127.881

Underlying: Common Stock · 297.35 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 23:39 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 333.47 $97.46 $32,499.99
Disclosure

SEC source: 0001127602-18-022740 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,800.209

Underlying: Common Stock · 333.47 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 07, 2018 Filed May 9, 2018 22:11 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 1,931.09 $98.39 $189,999.95
Disclosure

SEC source: 0001127602-18-016820 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,444.253

Underlying: Common Stock · 1,931.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 21:01 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 327.727 $93.15 $30,527.77
Disclosure

SEC source: 0001127602-18-013767 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,513.163

Underlying: Common Stock · 327.727 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 22:08 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 151.546 $98.98 $15,000.02
Disclosure

SEC source: 0001127602-18-000715 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,161.922

Underlying: Common Stock · 151.546 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:40 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 168.71 $88.91 $15,000.01
Disclosure

SEC source: 0001127602-17-029030 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,987.966

Underlying: Common Stock · 168.71 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:00 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 180.94 $82.90 $14,999.93
Disclosure

SEC source: 0001127602-17-023055 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,797.317

Underlying: Common Stock · 180.94 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 01, 2017 Filed May 3, 2017 18:05 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 2,108.626 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-016536 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,602.163

Underlying: Common Stock · 2,108.626 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 21:06 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 191.6 $79.11 $15,157.48
Disclosure

SEC source: 0001127602-17-014021 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,493.537

Underlying: Common Stock · 191.6 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 20:11 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 200.857 $74.08 $14,879.49
Disclosure

SEC source: 0001127602-17-000535 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,288.528

Underlying: Common Stock · 200.857 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 20:32 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 234.412 $64.04 $15,011.74
Disclosure

SEC source: 0001127602-16-064018 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,073.642

Underlying: Common Stock · 234.412 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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June 30, 2016 Filed Jul 5, 2016 19:55 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 246.832 $60.76 $14,997.51
Disclosure

SEC source: 0001127602-16-057132 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,826.569

Underlying: Common Stock · 246.832 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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May 02, 2016 Filed May 4, 2016 19:37 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 2,579.737 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-051098 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,579.737

Underlying: Common Stock · 2,579.737 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.