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AXP

AMERICAN EXPRESS CO

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Tapewire entity
2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2020 Filed Jul 2, 2020 18:11 UTC GrantShare Equivalent Units · Derivative 343.546 $98.24 $33,749.96
Disclosure

SEC source: 0001127602-20-020795 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,461.682

Underlying: Common Stock · 343.546 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:14 UTC GrantShare Equivalent Units · Derivative 356.27 $98.24 $34,999.96
Disclosure

SEC source: 0001127602-20-020802 · form4.xml · derivative · entry 1

Lauvergeon Anne · CIK 0001570677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,393.5932

Underlying: Common Stock · 356.27 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:17 UTC GrantShare Equivalent Units · Derivative 343.546 $98.24 $33,749.96
Disclosure

SEC source: 0001127602-20-020809 · form4.xml · derivative · entry 1

LEAVITT MICHAEL O · CIK 0001536118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,218.2704

Underlying: Common Stock · 343.546 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:20 UTC GrantShare Equivalent Units · Derivative 407.166 $98.24 $39,999.99
Disclosure

SEC source: 0001127602-20-020815 · form4.xml · derivative · entry 1

VASELLA DANIEL · CIK 0001189152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,075.9817

Underlying: Common Stock · 407.166 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:24 UTC GrantShare Equivalent Units · Derivative 343.546 $98.24 $33,749.96
Disclosure

SEC source: 0001127602-20-020819 · form4.xml · derivative · entry 1

Young Christopher David · CIK 0001647655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,695.1493

Underlying: Common Stock · 343.546 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:27 UTC GrantShare Equivalent Units · Derivative 190.859 $98.24 $18,749.99
Disclosure

SEC source: 0001127602-20-020822 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,147.0739

Underlying: Common Stock · 190.859 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 05, 2020 Filed May 7, 2020 18:38 UTC GrantShare Equivalent Units · Derivative 2,325.58 $86.00 $199,999.88
Disclosure

SEC source: 0001127602-20-015704 · form4.xml · derivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,279.5

Underlying: Common Stock · 2,325.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 05, 2020 Filed May 7, 2020 18:44 UTC GrantShare Equivalent Units · Derivative 2,325.58 $86.00 $199,999.88
Disclosure

SEC source: 0001127602-20-015708 · form4.xml · derivative · entry 1

CHERNIN PETER · CIK 0001197957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,103.19

Underlying: Common Stock · 2,325.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 05, 2020 Filed May 7, 2020 18:41 UTC GrantShare Equivalent Units · Derivative 2,325.58 $86.00 $199,999.88
Disclosure

SEC source: 0001127602-20-015706 · form4.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,352.8056

Underlying: Common Stock · 2,325.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 05, 2020 Filed May 7, 2020 18:47 UTC GrantShare Equivalent Units · Derivative 2,325.58 $86.00 $199,999.88
Disclosure

SEC source: 0001127602-20-015710 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,061.75

Underlying: Common Stock · 2,325.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 05, 2020 Filed May 7, 2020 18:50 UTC GrantShare Equivalent Units · Derivative 2,325.58 $86.00 $199,999.88
Disclosure

SEC source: 0001127602-20-015712 · form4.xml · derivative · entry 1

Lauvergeon Anne · CIK 0001570677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,919.1643

Underlying: Common Stock · 2,325.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 05, 2020 Filed May 7, 2020 18:54 UTC GrantShare Equivalent Units · Derivative 2,325.58 $86.00 $199,999.88
Disclosure

SEC source: 0001127602-20-015716 · form4.xml · derivative · entry 1

LEAVITT MICHAEL O · CIK 0001536118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,786.0319

Underlying: Common Stock · 2,325.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 05, 2020 Filed May 7, 2020 18:56 UTC GrantShare Equivalent Units · Derivative 2,325.58 $86.00 $199,999.88
Disclosure

SEC source: 0001127602-20-015718 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,455.37

Underlying: Common Stock · 2,325.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 05, 2020 Filed May 7, 2020 19:00 UTC GrantShare Equivalent Units · Derivative 2,325.58 $86.00 $199,999.88
Disclosure

SEC source: 0001127602-20-015722 · form4.xml · derivative · entry 1

PARKHILL KAREN L · CIK 0001527660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,325.58

Underlying: Common Stock · 2,325.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

Read SEC document
May 05, 2020 Filed May 7, 2020 19:03 UTC GrantShare Equivalent Units · Derivative 2,325.58 $86.00 $199,999.88
Disclosure

SEC source: 0001127602-20-015724 · form4.xml · derivative · entry 1

Pike Lynn Ann · CIK 0001397863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,325.58

Underlying: Common Stock · 2,325.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

Read SEC document
May 05, 2020 Filed May 7, 2020 19:06 UTC GrantShare Equivalent Units · Derivative 2,325.58 $86.00 $199,999.88
Disclosure

SEC source: 0001127602-20-015728 · form4.xml · derivative · entry 1

VASELLA DANIEL · CIK 0001189152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,523.7297

Underlying: Common Stock · 2,325.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 05, 2020 Filed May 7, 2020 19:10 UTC GrantShare Equivalent Units · Derivative 2,325.58 $86.00 $199,999.88
Disclosure

SEC source: 0001127602-20-015732 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,618.4949

Underlying: Common Stock · 2,325.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 05, 2020 Filed May 7, 2020 19:14 UTC GrantShare Equivalent Units · Derivative 2,325.58 $86.00 $199,999.88
Disclosure

SEC source: 0001127602-20-015738 · form4.xml · derivative · entry 1

Young Christopher David · CIK 0001647655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,322.79

Underlying: Common Stock · 2,325.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 30, 2020 Filed May 1, 2020 18:45 UTC
Herena MoniqueChief Colleague Experience Off
Tax withholdingCommon Stock 11,028 $96.12 $1,060,011.36
Disclosure

SEC source: 0001127602-20-014988 · form4.xml · nonDerivative · entry 2

Herena Monique · CIK 0001606897 · Chief Colleague Experience Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,491

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
April 30, 2020 Filed May 1, 2020 18:45 UTC
Herena MoniqueChief Colleague Experience Off
GrantCommon Stock 22,519 $96.12 $2,164,526.28
Disclosure

SEC source: 0001127602-20-014988 · form4.xml · nonDerivative · entry 1

Herena Monique · CIK 0001606897 · Chief Colleague Experience Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,519

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in April 2019 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

Read SEC document
April 29, 2020 Filed May 1, 2020 18:36 UTC
Lieberman Quinn JessicaEVP - Controller
GrantEmployee Stock Option (Right to Buy) · Derivative 3,000 $65.43 Strike: $65.43 $196,290.00
Disclosure

SEC source: 0001127602-20-014979 · form4.xml · derivative · entry 1

Lieberman Quinn Jessica · CIK 0001804094 · EVP - Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2026-04-29

F1 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in April 2016. These options became exercisable on April 29, 2020 based on the Company's positive cumulative net income over the four-year performance period.

Read SEC document
April 29, 2020 Filed May 1, 2020 18:38 UTC
Joabar RaymondCRO and Pres., GRBC
GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $65.43 Strike: $65.43 $654,300.00
Disclosure

SEC source: 0001127602-20-014981 · form4.xml · derivative · entry 1

Joabar Raymond · CIK 0001788395 · CRO and Pres., GRBC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2026-04-29

F1 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in April 2016. These options became exercisable on April 29, 2020 based on the Company's positive cumulative net income over the four-year performance period.

Read SEC document
April 29, 2020 Filed May 1, 2020 18:40 UTC
Pickett DenisePresident, Glbl Services Group
GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $65.43 Strike: $65.43 $654,300.00
Disclosure

SEC source: 0001127602-20-014983 · form4.xml · derivative · entry 1

Pickett Denise · CIK 0001730101 · President, Glbl Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2026-04-29

F1 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in April 2016. These options became exercisable on April 29, 2020 based on the Company's positive cumulative net income over the four-year performance period.

Read SEC document
April 29, 2020 Filed May 1, 2020 18:42 UTC
Rutledge ElizabethChief Marketing Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $65.43 Strike: $65.43 $654,300.00
Disclosure

SEC source: 0001127602-20-014985 · form4.xml · derivative · entry 1

Rutledge Elizabeth · CIK 0001730107 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 10,000 shares

Expires 2026-04-29

F1 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in April 2016. These options became exercisable on April 29, 2020 based on the Company's positive cumulative net income over the four-year performance period.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 18:59 UTC GrantShare Equivalent Units · Derivative 529.661 $82.60 $43,750.00
Disclosure

SEC source: 0001127602-20-012590 · form4.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,027.2256

Underlying: Common Stock · 529.661 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 19:04 UTC GrantShare Equivalent Units · Derivative 484.262 $82.60 $40,000.04
Disclosure

SEC source: 0001127602-20-012593 · form4.xml · derivative · entry 1

VASELLA DANIEL · CIK 0001189152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,198.1497

Underlying: Common Stock · 484.262 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 19:07 UTC GrantShare Equivalent Units · Derivative 423.729 $82.60 $35,000.02
Disclosure

SEC source: 0001127602-20-012596 · form4.xml · derivative · entry 1

Lauvergeon Anne · CIK 0001570677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,593.5843

Underlying: Common Stock · 423.729 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 19:11 UTC GrantShare Equivalent Units · Derivative 374.673 $82.60 $30,947.99
Disclosure

SEC source: 0001127602-20-012600 · form4.xml · derivative · entry 1

Young Christopher David · CIK 0001647655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,997.21

Underlying: Common Stock · 374.673 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 19:13 UTC GrantShare Equivalent Units · Derivative 226.998 $82.60 $18,750.03
Disclosure

SEC source: 0001127602-20-012607 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,292.9149

Underlying: Common Stock · 226.998 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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March 31, 2020 Filed Apr 2, 2020 19:17 UTC GrantShare Equivalent Units · Derivative 408.596 $82.60 $33,750.03
Disclosure

SEC source: 0001127602-20-012618 · form4.xml · derivative · entry 1

LEAVITT MICHAEL O · CIK 0001536118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,460.4519

Underlying: Common Stock · 408.596 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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March 31, 2020 Filed Apr 2, 2020 19:24 UTC GrantShare Equivalent Units · Derivative 408.596 $82.60 $33,750.03
Disclosure

SEC source: 0001127602-20-012632 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,736.17

Underlying: Common Stock · 408.596 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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February 11, 2020 Filed Feb 13, 2020 20:37 UTC PurchaseCommon Stock 1,000 $132.87 $132,870.00
Disclosure

SEC source: 0001127602-20-005267 · form4.xml · nonDerivative · entry 1

Pike Lynn Ann · CIK 0001397863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,065

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February 07, 2020 Filed Feb 10, 2020 22:04 UTC
Joabar RaymondCRO and Pres., GRBC
SaleCommon Stock 4,531 $132.29 $599,405.99
Disclosure

SEC source: 0001127602-20-004687 · form4.xml · nonDerivative · entry 1

Joabar Raymond · CIK 0001788395 · CRO and Pres., GRBC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,615

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.29 to $132.31. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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January 30, 2020 Filed Feb 3, 2020 22:23 UTC SaleCommon Stock 7,575 $132.61 $1,004,520.75
Disclosure

SEC source: 0001127602-20-003213 · form4.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,005

Read SEC document
January 29, 2020 Filed Jan 30, 2020 23:07 UTC
Petrino RichardEVP - Corporate Controller
SaleCommon Stock 3,500 $131.83 $461,405.00
Disclosure

SEC source: 0001127602-20-002776 · form4.xml · nonDerivative · entry 3

Petrino Richard · CIK 0001736600 · EVP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,767.875

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 29, 2020 Filed Jan 30, 2020 23:11 UTC
Seeger LaureenChief Legal Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,918 $0.00 Strike: $77.43 $0.00
Disclosure

SEC source: 0001127602-20-002781 · form4.xml · derivative · entry 7

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,918 shares

Expires 2027-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 29, 2020 Filed Jan 30, 2020 23:11 UTC
Seeger LaureenChief Legal Officer
SaleCommon Stock 1,600 $132.74 $212,384.00
Disclosure

SEC source: 0001127602-20-002781 · form4.xml · nonDerivative · entry 5

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,951.03

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.48 to $133.10. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F5 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 29, 2020 Filed Jan 30, 2020 23:11 UTC
Seeger LaureenChief Legal Officer
SaleCommon Stock 19,318 $131.99 $2,549,782.82
Disclosure

SEC source: 0001127602-20-002781 · form4.xml · nonDerivative · entry 4

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,551.03

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.47 to $132.44. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 29, 2020 Filed Jan 30, 2020 23:11 UTC
Seeger LaureenChief Legal Officer
Exercise / conversionCommon Stock 20,918 $132.05 $2,762,221.90
Disclosure

SEC source: 0001127602-20-002781 · form4.xml · nonDerivative · entry 3

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,869.03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:00 UTC
Buckminster Douglas E.Grp Pres, Glb Consumer Svcs
GrantEmployee Stock Option (Right to Buy) · Derivative 20,918 $0.00 Strike: $77.43 $0.00
Disclosure

SEC source: 0001127602-20-002772 · form4.xml · derivative · entry 6

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,918

Underlying: Common Stock · 20,918 shares

Expires 2027-01-28

F6 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2017. These options became exercisable on January 28, 2020.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:00 UTC
Buckminster Douglas E.Grp Pres, Glb Consumer Svcs
Tax withholdingCommon Stock 10,102 $132.45 $1,338,009.90
Disclosure

SEC source: 0001127602-20-002772 · form4.xml · nonDerivative · entry 3

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,107.914

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F4 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:00 UTC
Buckminster Douglas E.Grp Pres, Glb Consumer Svcs
GrantCommon Stock 20,918 $132.45 $2,770,589.10
Disclosure

SEC source: 0001127602-20-002772 · form4.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,209.914

F2 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2017 and have vested based on the Company's 2017-19 average return on equity performance.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:02 UTC
CAMPBELL JEFFREY CChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 26,147 $0.00 Strike: $77.43 $0.00
Disclosure

SEC source: 0001127602-20-002773 · form4.xml · derivative · entry 3

CAMPBELL JEFFREY C · CIK 0001196907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,147

Underlying: Common Stock · 26,147 shares

Expires 2027-01-28

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2017. These options became exercisable on January 28, 2020.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:02 UTC
CAMPBELL JEFFREY CChief Financial Officer
Tax withholdingCommon Stock 12,890 $132.45 $1,707,280.50
Disclosure

SEC source: 0001127602-20-002773 · form4.xml · nonDerivative · entry 2

CAMPBELL JEFFREY C · CIK 0001196907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,313.854

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:02 UTC
CAMPBELL JEFFREY CChief Financial Officer
GrantCommon Stock 26,147 $132.45 $3,463,170.15
Disclosure

SEC source: 0001127602-20-002773 · form4.xml · nonDerivative · entry 1

CAMPBELL JEFFREY C · CIK 0001196907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,203.854

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2017 and have vested based on the Company's 2017-19 average return on equity performance.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:04 UTC
GORDON MARC DChief Information Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 13,073 $0.00 Strike: $77.43 $0.00
Disclosure

SEC source: 0001127602-20-002774 · form4.xml · derivative · entry 3

GORDON MARC D · CIK 0001202527 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,073

Underlying: Common Stock · 13,073 shares

Expires 2027-01-28

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2017. These options became exercisable on January 28, 2020.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:04 UTC
GORDON MARC DChief Information Officer
Tax withholdingCommon Stock 5,394 $132.45 $714,435.30
Disclosure

SEC source: 0001127602-20-002774 · form4.xml · nonDerivative · entry 2

GORDON MARC D · CIK 0001202527 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,264.839

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:04 UTC
GORDON MARC DChief Information Officer
GrantCommon Stock 13,073 $132.45 $1,731,518.85
Disclosure

SEC source: 0001127602-20-002774 · form4.xml · nonDerivative · entry 1

GORDON MARC D · CIK 0001202527 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,658.839

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2017 and have vested based on the Company's 2017-19 average return on equity performance.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:06 UTC
Joabar RaymondCRO and Pres., GRBC
Tax withholdingCommon Stock 5,155 $132.45 $682,779.75
Disclosure

SEC source: 0001127602-20-002775 · form4.xml · nonDerivative · entry 2

Joabar Raymond · CIK 0001788395 · CRO and Pres., GRBC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,146

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:06 UTC
Joabar RaymondCRO and Pres., GRBC
GrantCommon Stock 9,686 $132.45 $1,282,910.70
Disclosure

SEC source: 0001127602-20-002775 · form4.xml · nonDerivative · entry 1

Joabar Raymond · CIK 0001788395 · CRO and Pres., GRBC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,301

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2017 and have vested based on the Company's 2017-19 average return on equity performance.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.