Last 12 months
Inside the activity.
0 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 7 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 05, 2020 Filed Sep 9, 2020 20:28 UTC |
Micheletti Andrew JEVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 5,791 | $24.91 | $144,253.81 |
DisclosureSEC source: 0001299709-20-000213 · edgardoc.xml · nonDerivative · entry 2 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 551,875 F1 · security: Represents shares of Common Stock issued on September 05, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 05, 2020 Filed Sep 9, 2020 20:28 UTC |
Micheletti Andrew JEVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 11,000 | $24.91 | $274,010.00 |
DisclosureSEC source: 0001299709-20-000213 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 05, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 16:49 UTC |
Bohlig Tamara NDirector
|
GrantRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000186 · edgardoc.xml · derivative · entry 4 Bohlig Tamara N · CIK 0001787292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,574 Underlying: Common Stock · 8,000 shares Expires not disclosed F5 · security: Grant to the reporting person on August 31, 2020 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 16:49 UTC |
Bohlig Tamara NDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000186 · edgardoc.xml · derivative · entry 3 Bohlig Tamara N · CIK 0001787292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,574 Underlying: Common Stock · 1,286 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 16:49 UTC |
Bohlig Tamara NDirector
|
Tax withholdingCommon Stock | 646 | $24.78 | $16,007.88 |
DisclosureSEC source: 0001299709-20-000186 · edgardoc.xml · nonDerivative · entry 2 Bohlig Tamara N · CIK 0001787292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 640 F1 · security: Represents shares of Common Stock issued on August 31, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 16:49 UTC |
Bohlig Tamara NDirector
|
Exercise / conversionCommon Stock | 1,286 | $24.78 | $31,867.08 |
DisclosureSEC source: 0001299709-20-000186 · edgardoc.xml · nonDerivative · entry 1 Bohlig Tamara N · CIK 0001787292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 16:52 UTC |
PARK DAVID XEVP, Comm Banking & Treasury
|
GrantRestricted Stock Units · Derivative | 5,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000194 · edgardoc.xml · derivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,759 Underlying: Common Stock · 5,045 shares Expires not disclosed F1 · security: Grant to the reporting person on August 31, 2020 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 16:51 UTC |
Sime JeffreyPresident and CFO
|
GrantRestricted Stock Units · Derivative | 1,211 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000192 · edgardoc.xml · derivative · entry 1 Sime Jeffrey · CIK 0001777919 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,533 Underlying: Common Stock · 1,211 shares Expires not disclosed F1 · security: Grant to the reporting person on August 31, 2020 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 20:50 UTC |
Bar-Adon EshelEVP, Chief Legal Officer
|
GrantRestricted Stock Units · Derivative | 7,264 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000189 · edgardoc.xml · derivative · entry 1 Bar-Adon Eshel · CIK 0001777939 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,973 Underlying: Common Stock · 7,264 shares Expires not disclosed F1 · security: Grant to the reporting person on August 31, 2020 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 20:50 UTC |
Constantine Thomas MEVP and Chief Credit Officer
|
GrantRestricted Stock Units · Derivative | 6,861 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000188 · edgardoc.xml · derivative · entry 1 Constantine Thomas M · CIK 0001778031 · EVP and Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,812 Underlying: Common Stock · 6,861 shares Expires not disclosed F1 · security: Grant to the reporting person on August 31, 2020 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 16:47 UTC |
Ratinoff Edward JamesDirector
|
GrantRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000180 · edgardoc.xml · derivative · entry 1 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,668 Underlying: Common Stock · 8,000 shares Expires not disclosed F1 · security: Grant to the reporting person on August 31, 2020 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 16:46 UTC |
Nick MosichDirector
|
GrantRestricted Stock Units · Derivative | 10,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000179 · edgardoc.xml · derivative · entry 1 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,800 Underlying: Common Stock · 10,200 shares Expires not disclosed F1 · security: Grant to the reporting person on August 31, 2020 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 20:46 UTC |
Grinberg PaulDirector
|
GrantRestricted Stock Units · Derivative | 22,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000178 · edgardoc.xml · derivative · entry 1 Grinberg Paul · CIK 0001303829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,468 Underlying: Common Stock · 22,200 shares Expires not disclosed F1 · security: Grant to the reporting person on August 31, 2020 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 20:51 UTC |
MATSUMOTO RAYMOND DEVP, Chief Operating Officer
|
GrantRestricted Stock Units · Derivative | 7,264 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000193 · edgardoc.xml · derivative · entry 1 MATSUMOTO RAYMOND D · CIK 0001281197 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,569 Underlying: Common Stock · 7,264 shares Expires not disclosed F1 · security: Grant to the reporting person on August 31, 2020 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 20:51 UTC |
Tolla John CharlesEVP, Chief Risk Officer
|
GrantRestricted Stock Units · Derivative | 4,036 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000191 · edgardoc.xml · derivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,095 Underlying: Common Stock · 4,036 shares Expires not disclosed F1 · security: Grant to the reporting person on August 31, 2020 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 20:50 UTC |
Swanson Brian DEVP, Chief Lending Officer
|
GrantRestricted Stock Units · Derivative | 9,528 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000190 · edgardoc.xml · derivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,561 Underlying: Common Stock · 9,528 shares Expires not disclosed F1 · security: Grant to the reporting person on August 31, 2020 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 20:49 UTC |
BLACK J BRANDONDirector
|
GrantRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000185 · edgardoc.xml · derivative · entry 1 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,933 Underlying: Common Stock · 8,000 shares Expires not disclosed F1 · security: Grant to the reporting person on August 31, 2020 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 20:49 UTC |
Walsh DerrickSVP, Chief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 6,861 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000187 · edgardoc.xml · derivative · entry 1 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,718 Underlying: Common Stock · 6,861 shares Expires not disclosed F1 · security: Grant to the reporting person on August 31, 2020 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 20:48 UTC |
Dada UzairDirector
|
GrantRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000184 · edgardoc.xml · derivative · entry 1 Dada Uzair · CIK 0001631683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,668 Underlying: Common Stock · 8,000 shares Expires not disclosed F1 · security: Grant to the reporting person on August 31, 2020 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 20:48 UTC |
Micheletti Andrew JEVP, Chief Financial Officer
|
GrantRestricted Stock Units · Derivative | 33,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000183 · edgardoc.xml · derivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,000 Underlying: Common Stock · 33,000 shares Expires not disclosed F1 · security: Grant to the reporting person on August 31, 2020, of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 stock incentive plan in connection with the reporting person's employment contract as Chief Financial Officer. F2 · derivative.exercise_price: Represents shares of Common Stock issued on June 30, 2020 following the vesting of Restricted Stock Units ("RSUs") which vest one-fourth each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 20:48 UTC |
Argalas James SDirector
|
GrantRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000182 · edgardoc.xml · derivative · entry 1 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,668 Underlying: Common Stock · 8,000 shares Expires not disclosed F1 · security: Grant to the reporting person on August 31, 2020 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 20:47 UTC |
COURT JAMES JOHNDirector
|
GrantRestricted Stock Units · Derivative | 8,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000181 · edgardoc.xml · derivative · entry 1 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,534 Underlying: Common Stock · 8,800 shares Expires not disclosed F1 · security: Grant to the reporting person on August 31, 2020 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 28, 2020 Filed Aug 31, 2020 16:40 UTC |
PARK DAVID XEVP, Comm Banking & Treasury
|
Exercise / conversionRestricted Stock Units · Derivative | 1,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000160 · edgardoc.xml · derivative · entry 3 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,714 Underlying: Common Stock · 1,332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 28, 2020 Filed Aug 31, 2020 16:40 UTC |
PARK DAVID XEVP, Comm Banking & Treasury
|
Tax withholdingCommon Stock | 460 | $25.35 | $11,661.00 |
DisclosureSEC source: 0001299709-20-000160 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,720 F1 · security: Represents shares of Common Stock issued on August 28, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 28, 2020 Filed Aug 31, 2020 16:40 UTC |
PARK DAVID XEVP, Comm Banking & Treasury
|
Exercise / conversionCommon Stock | 1,332 | $25.35 | $33,766.20 |
DisclosureSEC source: 0001299709-20-000160 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 28, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 28, 2020 Filed Aug 31, 2020 20:40 UTC |
Walsh DerrickSVP, Chief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,998 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000159 · edgardoc.xml · derivative · entry 4 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,857 Underlying: Common Stock · 1,998 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 28, 2020 Filed Aug 31, 2020 20:40 UTC |
Walsh DerrickSVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 972 | $25.35 | $24,640.20 |
DisclosureSEC source: 0001299709-20-000159 · edgardoc.xml · nonDerivative · entry 2 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,436 F1 · security: Represents shares of Common Stock issued on August 28, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 28, 2020 Filed Aug 31, 2020 20:40 UTC |
Walsh DerrickSVP, Chief Accounting Officer
|
Exercise / conversionCommon Stock | 1,998 | $25.35 | $50,649.30 |
DisclosureSEC source: 0001299709-20-000159 · edgardoc.xml · nonDerivative · entry 1 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 28, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 20:16 UTC |
Micheletti Andrew JEVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000154 · edgardoc.xml · derivative · entry 4 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 20:16 UTC |
Micheletti Andrew JEVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 7,883 | $25.16 | $198,336.28 |
DisclosureSEC source: 0001299709-20-000154 · edgardoc.xml · nonDerivative · entry 2 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,666 F1 · security: Represents shares of Common Stock issued on August 24, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 20:16 UTC |
Micheletti Andrew JEVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 15,000 | $25.16 | $377,400.00 |
DisclosureSEC source: 0001299709-20-000154 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 24, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 20:10 UTC |
Ratinoff Edward JamesDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000149 · edgardoc.xml · derivative · entry 3 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,668 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 20:10 UTC |
Ratinoff Edward JamesDirector
|
Tax withholdingCommon Stock | 1,341 | $24.87 | $33,350.67 |
DisclosureSEC source: 0001299709-20-000149 · edgardoc.xml · nonDerivative · entry 2 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,206 F1 · security: Represents shares of Common Stock issued on August 17, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 20:10 UTC |
Ratinoff Edward JamesDirector
|
Exercise / conversionCommon Stock | 2,667 | $24.87 | $66,328.29 |
DisclosureSEC source: 0001299709-20-000149 · edgardoc.xml · nonDerivative · entry 1 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 17, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 20:10 UTC |
Nick MosichDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000150 · edgardoc.xml · derivative · entry 3 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,600 Underlying: Common Stock · 3,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 20:10 UTC |
Nick MosichDirector
|
Tax withholdingCommon Stock | 1,710 | $24.87 | $42,527.70 |
DisclosureSEC source: 0001299709-20-000150 · edgardoc.xml · nonDerivative · entry 2 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,538 F1 · security: Represents shares of Common Stock issued on August 17, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 20:10 UTC |
Nick MosichDirector
|
Exercise / conversionCommon Stock | 3,400 | $24.87 | $84,558.00 |
DisclosureSEC source: 0001299709-20-000150 · edgardoc.xml · nonDerivative · entry 1 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 17, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 00:11 UTC |
Grinberg PaulDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 7,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000151 · edgardoc.xml · derivative · entry 3 Grinberg Paul · CIK 0001303829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,268 Underlying: Common Stock · 7,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 00:11 UTC |
Grinberg PaulDirector
|
Tax withholdingCommon Stock | 2,812 | $24.87 | $69,934.44 |
DisclosureSEC source: 0001299709-20-000151 · edgardoc.xml · nonDerivative · entry 2 Grinberg Paul · CIK 0001303829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,024 F1 · security: Represents shares of Common Stock issued on August 17, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 00:11 UTC |
Grinberg PaulDirector
|
Exercise / conversionCommon Stock | 7,600 | $24.87 | $189,012.00 |
DisclosureSEC source: 0001299709-20-000151 · edgardoc.xml · nonDerivative · entry 1 Grinberg Paul · CIK 0001303829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 17, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 00:10 UTC |
COURT JAMES JOHNDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000148 · edgardoc.xml · derivative · entry 4 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,734 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 00:10 UTC |
COURT JAMES JOHNDirector
|
Tax withholdingCommon Stock | 1,341 | $24.87 | $33,350.67 |
DisclosureSEC source: 0001299709-20-000148 · edgardoc.xml · nonDerivative · entry 2 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,528 F1 · security: Represents shares of Common Stock issued on August 17, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 00:10 UTC |
COURT JAMES JOHNDirector
|
Exercise / conversionCommon Stock | 2,667 | $24.87 | $66,328.29 |
DisclosureSEC source: 0001299709-20-000148 · edgardoc.xml · nonDerivative · entry 1 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 17, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 00:10 UTC |
Argalas James SDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000147 · edgardoc.xml · derivative · entry 3 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,668 Underlying: Common Stock · 3,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 00:10 UTC |
Argalas James SDirector
|
Tax withholdingCommon Stock | 1,258 | $24.87 | $31,286.46 |
DisclosureSEC source: 0001299709-20-000147 · edgardoc.xml · nonDerivative · entry 2 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,719 F1 · security: Represents shares of Common Stock issued on August 17, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 00:10 UTC |
Argalas James SDirector
|
Exercise / conversionCommon Stock | 3,400 | $24.87 | $84,558.00 |
DisclosureSEC source: 0001299709-20-000147 · edgardoc.xml · nonDerivative · entry 1 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 17, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 00:09 UTC |
Dada UzairDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000146 · edgardoc.xml · derivative · entry 3 Dada Uzair · CIK 0001631683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,668 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 00:09 UTC |
Dada UzairDirector
|
Tax withholdingCommon Stock | 1,341 | $24.87 | $33,350.67 |
DisclosureSEC source: 0001299709-20-000146 · edgardoc.xml · nonDerivative · entry 2 Dada Uzair · CIK 0001631683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,052 F1 · security: Represents shares of Common Stock issued on August 17, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 00:09 UTC |
Dada UzairDirector
|
Exercise / conversionCommon Stock | 2,667 | $24.87 | $66,328.29 |
DisclosureSEC source: 0001299709-20-000146 · edgardoc.xml · nonDerivative · entry 1 Dada Uzair · CIK 0001631683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 17, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 01, 2020 Filed Aug 5, 2020 17:34 UTC |
Ratinoff Edward JamesDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000135 · edgardoc.xml · derivative · entry 3 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,335 Underlying: Common Stock · 2,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.