Bohlig Tamara N

SEC source: 0001787292-25-000005 · edgardoc.xml · nonDerivative · entry 1

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,919

SEC source: 0001787292-25-000003 · edgardoc.xml · derivative · entry 4

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,615

Underlying: Common Stock · 3,615 shares

Expires not disclosed

F5 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F6 · derivative.exercise_date: The RSU's fully vest on January 3, 2027.

F6 · derivative.expiration_date: The RSU's fully vest on January 3, 2027.

SEC source: 0001787292-25-000003 · edgardoc.xml · derivative · entry 3

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs fully vest on the one year anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs fully vest on the one year anniversary of the grant date.

SEC source: 0001787292-25-000003 · edgardoc.xml · nonDerivative · entry 2

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,064

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001787292-25-000003 · edgardoc.xml · nonDerivative · entry 1

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

SEC source: 0001299709-24-000244 · edgardoc.xml · derivative · entry 1

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,289

Underlying: Common Stock · 4,289 shares

Expires not disclosed

F1 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. The number of RSUs granted reflected a change in the compensation applicable to the nonemployee members of the Board of Directors to: (a) change the annual grant date from August of each year to the date of the annual meeting of the stockholders of Axos Financial, Inc.; (b) be based on certain approved dollar amounts (which for certain directors include premiums for service as chairman or vice chairman of the Board of Directors or its committees), divided by the closing stock price on the grant date; and (c) include additional amounts for this year?s grants in light of the delayed grant date for the current year.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs fully vest on the anniversary date of grant.

F3 · derivative.expiration_date: The RSUs fully vest on the anniversary date of grant.

SEC source: 0001299709-24-000150 · edgardoc.xml · derivative · entry 6

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F7 · derivative.exercise_date: The RSUs fully vest on the anniversary date of grant.

F7 · derivative.expiration_date: The RSUs fully vest on the anniversary date of grant.

SEC source: 0001299709-24-000150 · edgardoc.xml · derivative · entry 5

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F6 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F6 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-24-000150 · edgardoc.xml · nonDerivative · entry 4

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,919

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-24-000150 · edgardoc.xml · nonDerivative · entry 3

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,918

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-24-000150 · edgardoc.xml · nonDerivative · entry 2

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents shares of Common Stock issued on August 31, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.

SEC source: 0001299709-24-000150 · edgardoc.xml · nonDerivative · entry 1

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 31, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

SEC source: 0001299709-24-000018 · edgardoc.xml · nonDerivative · entry 1

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,917

F1 · price: These transactions were executed in multiple trades, at prices ranging from $53.44 to $53.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

SEC source: 0001299709-23-000219 · edgardoc.xml · derivative · entry 7

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 2,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F7 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F7 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-23-000219 · edgardoc.xml · derivative · entry 6

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,667

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F7 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F7 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-23-000219 · edgardoc.xml · derivative · entry 5

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,667

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F3 · security: Grant to the reporting person on August 31, 2023 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs fully vest on the anniversary date of grant.

F5 · derivative.expiration_date: The RSUs fully vest on the anniversary date of grant.

SEC source: 0001299709-23-000219 · edgardoc.xml · nonDerivative · entry 4

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,917

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-23-000219 · edgardoc.xml · nonDerivative · entry 3

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,250

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-23-000219 · edgardoc.xml · nonDerivative · entry 2

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 31, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

SEC source: 0001299709-23-000219 · edgardoc.xml · nonDerivative · entry 1

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 31, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

SEC source: 0001299709-23-000172 · edgardoc.xml · derivative · entry 3

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs fully vest on the anniversary date of grant.

F5 · derivative.expiration_date: The RSUs fully vest on the anniversary date of grant.

SEC source: 0001299709-23-000172 · edgardoc.xml · nonDerivative · entry 2

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,582

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-23-000172 · edgardoc.xml · nonDerivative · entry 1

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 15, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.

SEC source: 0001299709-22-000212 · edgardoc.xml · nonDerivative · entry 2

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,582

F3 · price: These transactions were executed in multiple trades, at prices ranging from $40.38 to $41.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

SEC source: 0001299709-22-000212 · edgardoc.xml · derivative · entry 3

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,667

Underlying: Common Stock · 5,954 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-22-000212 · edgardoc.xml · nonDerivative · entry 1

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 31, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

SEC source: 0001299709-22-000155 · edgardoc.xml · derivative · entry 1

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,621

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F1 · security: Grant to the reporting person on August 15, 2022 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs fully vest on the anniversary date of grant.

F3 · derivative.expiration_date: The RSUs fully vest on the anniversary date of grant.

SEC source: 0001299709-21-000190 · edgardoc.xml · derivative · entry 4

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,621

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F5 · security: Grant to the reporting person on August 31, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

SEC source: 0001299709-21-000190 · edgardoc.xml · derivative · entry 3

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,621

Underlying: Common Stock · 3,953 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

SEC source: 0001299709-21-000190 · edgardoc.xml · nonDerivative · entry 2

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,606

F1 · security: Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

SEC source: 0001299709-21-000190 · edgardoc.xml · nonDerivative · entry 1

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

SEC source: 0001299709-20-000186 · edgardoc.xml · derivative · entry 4

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,574

Underlying: Common Stock · 8,000 shares

Expires not disclosed

F5 · security: Grant to the reporting person on August 31, 2020 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

SEC source: 0001299709-20-000186 · edgardoc.xml · derivative · entry 3

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,574

Underlying: Common Stock · 1,286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

SEC source: 0001299709-20-000186 · edgardoc.xml · nonDerivative · entry 2

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640

F1 · security: Represents shares of Common Stock issued on August 31, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

SEC source: 0001299709-20-000186 · edgardoc.xml · nonDerivative · entry 1

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 31, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.