Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axos Financial, Inc.AX · Entity 3860 | EVP, Finance | August 04, 2025 | August 05, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axos Financial, Inc.
Report date August 04, 2025 · Filed August 05, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,460 |
Reported balance
After 2025-08-04 transaction · row 1
1 source rowRow 1 · 2025-08-04 · Sale · Disposed 13,960 · Balance 67,460 F1: These transactions were executed in multiple trades, at prices ranging from $85.20 to $85.51. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 3,241 |
Reported balance
Holding disclosure · report date 2025-08-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,241 |
Filing footnotes · ownership attribution and instrument terms
F1: These transactions were executed in multiple trades, at prices ranging from $85.20 to $85.51. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 04, 2025 Filed Aug 5, 2025 21:47 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 13,960 | $85.38 | $1,191,904.80 |
DisclosureSEC source: 0001299709-25-000116 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,460 F1 · price: These transactions were executed in multiple trades, at prices ranging from $85.20 to $85.51. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| May 27, 2025 Filed May 29, 2025 21:04 UTC | Axos Financial, Inc. AX · Entity 3860 | GiftCommon Stock | 173,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-25-000100 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,420 F1 · shares: The Reporting Person transferred these shares to an estate planning trust of which he is not a trustee. Read SEC document |
| November 07, 2024 Filed Nov 8, 2024 22:56 UTC | Axos Financial, Inc. AX · Entity 3860 | GiftCommon Stock | 168,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000228 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Indirect · by Spouse Disclosed balance after: 0 F1 · ownership.nature: The Reporting Person previously transferred these shares to his spouse. The spouse of the Reporting Person transferred these shares to an estate planning trust of which neither the Reporting Person nor the spouse is a trustee. Read SEC document |
| September 10, 2024 Filed Sep 11, 2024 23:25 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 39,000 | $62.35 | $2,431,650.00 |
DisclosureSEC source: 0001299709-24-000161 · edgardoc.xml · nonDerivative · entry 3 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 0 F2 · price: These transactions were executed in multiple trades, at prices ranging from $62.21 to $62.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. F3 · balance_after: The Reporting Person is a trustee of the Andrew and Kathleen Micheletti Charitable Remainder Trust. Read SEC document |
| September 10, 2024 Filed Sep 11, 2024 23:25 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 1,000 | $62.35 | $62,350.00 |
DisclosureSEC source: 0001299709-24-000161 · edgardoc.xml · nonDerivative · entry 2 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 423,149 F2 · price: These transactions were executed in multiple trades, at prices ranging from $62.21 to $62.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 23:25 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 5,197 | $63.13 | $328,086.61 |
DisclosureSEC source: 0001299709-24-000161 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 424,149 F1 · price: These transactions were executed in multiple trades, at prices ranging from $62.87 to $63.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 17:04 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000124 · edgardoc.xml · derivative · entry 5 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 17:04 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 4,237 | $69.69 | $295,276.53 |
DisclosureSEC source: 0001299709-24-000124 · edgardoc.xml · nonDerivative · entry 2 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 429,346 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 17:04 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 11,000 | $69.69 | $766,590.00 |
DisclosureSEC source: 0001299709-24-000124 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 433,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 25, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 21:12 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 13,000 | $51.16 | $665,080.00 |
DisclosureSEC source: 0001299709-24-000042 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 39,000 F1 · price: These transactions were executed in multiple trades, at prices ranging from $51.05 to $51.32. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. F2 · balance_after: The Reporting Person is a trustee of the Andrew and Kathleen Micheletti Charitable Remainder Trust. Read SEC document |
| March 11, 2024 Filed Mar 12, 2024 20:37 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 13,668 | $51.17 | $699,391.56 |
DisclosureSEC source: 0001299709-24-000037 · edgardoc.xml · nonDerivative · entry 2 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 52,000 F3 · price: These transactions were executed in multiple trades, at prices ranging from $50.83 to $51.64. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. F2 · balance_after: The Reporting Person is a trustee of the Andrew and Kathleen Micheletti Charitable Remainder Trust. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 20:37 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 13,332 | $52.04 | $693,797.28 |
DisclosureSEC source: 0001299709-24-000037 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 65,668 F1 · price: These transactions were executed in multiple trades, at prices ranging from $51.89 to $52.30. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. F2 · balance_after: The Reporting Person is a trustee of the Andrew and Kathleen Micheletti Charitable Remainder Trust. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 21:36 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 2,500 | $52.89 | $132,225.00 |
DisclosureSEC source: 0001299709-24-000028 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 422,583 F1 · price: These transactions were executed in multiple trades, at prices ranging from $52.74 to $53.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| February 07, 2024 Filed Feb 8, 2024 21:22 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 2,452 | $49.53 | $121,447.56 |
DisclosureSEC source: 0001299709-24-000013 · edgardoc.xml · nonDerivative · entry 3 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 425,083 F3 · price: These transactions were executed in multiple trades, at prices ranging from $49.30 to $49.71. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:22 UTC | Axos Financial, Inc. AX · Entity 3860 | GiftCommon Stock | 79,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000013 · edgardoc.xml · nonDerivative · entry 4 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 79,000 F1 · balance_after: The Reporting Person is a trustee of the Andrew and Kathleen Micheletti Charitable Remainder Trust. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:22 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 1,548 | $51.57 | $79,830.36 |
DisclosureSEC source: 0001299709-24-000013 · edgardoc.xml · nonDerivative · entry 2 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 427,535 F2 · price: These transactions were executed in multiple trades, at prices ranging from $51.50 to $51.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:22 UTC | Axos Financial, Inc. AX · Entity 3860 | GiftCommon Stock | 79,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000013 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 429,083 F1 · balance_after: The Reporting Person is a trustee of the Andrew and Kathleen Micheletti Charitable Remainder Trust. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 22:00 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 5,000 | $53.96 | $269,800.00 |
DisclosureSEC source: 0001299709-23-000320 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 508,083 F1 · price: These transactions were executed in multiple trades, at prices ranging from $53.73 to $54.10. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| September 14, 2023 Filed Sep 18, 2023 20:02 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 5,000 | $42.62 | $213,100.00 |
DisclosureSEC source: 0001299709-23-000248 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 513,083 F1 · price: These transactions were executed in multiple trades, at prices ranging from $42.60 to $42.68. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 17:10 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000226 · edgardoc.xml · derivative · entry 4 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 17:10 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 3,803 | $43.09 | $163,871.27 |
DisclosureSEC source: 0001299709-23-000226 · edgardoc.xml · nonDerivative · entry 2 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 518,083 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 17:10 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 11,000 | $43.09 | $473,990.00 |
DisclosureSEC source: 0001299709-23-000226 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 521,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2023 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Read SEC document |
| August 25, 2023 Filed Aug 28, 2023 20:48 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000187 · edgardoc.xml · derivative · entry 4 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 25, 2023 Filed Aug 28, 2023 20:48 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 3,803 | $41.56 | $158,052.68 |
DisclosureSEC source: 0001299709-23-000187 · edgardoc.xml · nonDerivative · entry 2 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 510,886 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 25, 2023 Filed Aug 28, 2023 20:48 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 11,000 | $41.56 | $457,160.00 |
DisclosureSEC source: 0001299709-23-000187 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 514,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 25, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 00:31 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 6,000 | $41.29 | $247,740.00 |
DisclosureSEC source: 0001299709-23-000135 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 503,689 F1 · price: These transactions were executed in multiple trades, at prices ranging from $41.23 to $41.36. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:11 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 5,000 | $40.60 | $203,000.00 |
DisclosureSEC source: 0001299709-23-000129 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 509,689 F1 · price: These transactions were executed in multiple trades, at prices ranging from $40.52 to $40.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 22:15 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 10,000 | $48.02 | $480,200.00 |
DisclosureSEC source: 0001299709-23-000021 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,689 F1 · price: These transactions were executed in multiple trades, at prices ranging from $47.80 to $48.08. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| January 31, 2023 Filed Feb 3, 2023 00:54 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 15,000 | $47.91 | $718,650.00 |
DisclosureSEC source: 0001299709-23-000017 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,689 F1 · price: These transactions were executed in multiple trades, at prices ranging from $47.66 to $48.17. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| September 06, 2022 Filed Sep 9, 2022 00:13 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000242 · edgardoc.xml · derivative · entry 3 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Underlying: Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 06, 2022 Filed Sep 9, 2022 00:13 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 11,000 | $38.47 | $423,170.00 |
DisclosureSEC source: 0001299709-22-000242 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 6, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| August 31, 2022 Filed Sep 3, 2022 00:47 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000219 · edgardoc.xml · derivative · entry 3 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Underlying: Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 31, 2022 Filed Sep 3, 2022 00:47 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 11,000 | $41.78 | $459,580.00 |
DisclosureSEC source: 0001299709-22-000219 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:17 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000178 · edgardoc.xml · derivative · entry 3 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:17 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 11,000 | $44.65 | $491,150.00 |
DisclosureSEC source: 0001299709-22-000178 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 25, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 22:46 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 10,000 | $46.44 | $464,400.00 |
DisclosureSEC source: 0001299709-22-000158 · edgardoc.xml · nonDerivative · entry 2 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,689 F2 · price: These transactions were executed in multiple trades, at prices ranging from $46.27 to $46.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 22:46 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 10,000 | $47.52 | $475,200.00 |
DisclosureSEC source: 0001299709-22-000158 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,689 F1 · price: These transactions were executed in multiple trades, at prices ranging from $47.28 to $47.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| December 03, 2021 Filed Dec 6, 2021 22:19 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 1,606 | $57.68 | $92,634.08 |
DisclosureSEC source: 0001299709-21-000290 · edgardoc.xml · nonDerivative · entry 2 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 526,689 F2 · price: These transactions were executed in multiple trades, at prices ranging from $57.65 to $57.84. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| December 03, 2021 Filed Dec 6, 2021 22:19 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 4,114 | $56.55 | $232,646.70 |
DisclosureSEC source: 0001299709-21-000290 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,295 F1 · price: These transactions were executed in multiple trades, at prices ranging from $56.50 to $56.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 21:27 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 25,318 | $60.35 | $1,527,941.30 |
DisclosureSEC source: 0001299709-21-000284 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532,409 F1 · price: These transactions were executed in multiple trades, at prices ranging from $59.94 to $60.67. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| September 06, 2021 Filed Sep 9, 2021 22:24 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000248 · edgardoc.xml · derivative · entry 7 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,000 Underlying: Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 06, 2021 Filed Sep 9, 2021 22:24 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 5,791 | $47.16 | $273,103.56 |
DisclosureSEC source: 0001299709-21-000248 · edgardoc.xml · nonDerivative · entry 4 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557,727 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc.for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 06, 2021 Filed Sep 9, 2021 22:24 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000248 · edgardoc.xml · nonDerivative · entry 3 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 5 and September 6, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| September 05, 2021 Filed Sep 9, 2021 22:24 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000248 · edgardoc.xml · derivative · entry 6 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,000 Underlying: Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 05, 2021 Filed Sep 9, 2021 22:24 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 5,783 | $47.16 | $272,726.28 |
DisclosureSEC source: 0001299709-21-000248 · edgardoc.xml · nonDerivative · entry 2 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,518 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc.for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 05, 2021 Filed Sep 9, 2021 22:24 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000248 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 5 and September 6, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 01:26 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000209 · edgardoc.xml · derivative · entry 4 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,000 Underlying: Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 01:26 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 5,783 | $48.48 | $280,359.84 |
DisclosureSEC source: 0001299709-21-000209 · edgardoc.xml · nonDerivative · entry 2 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,301 F1 · security: Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 01:26 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 11,000 | $48.48 | $533,280.00 |
DisclosureSEC source: 0001299709-21-000209 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 20:53 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 33,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000168 · edgardoc.xml · derivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,000 Underlying: Common Stock · 33,000 shares Expires not disclosed F1 · security: Grant to the reporting person on August 25, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 stock incentive plan in connection with the reporting person's employment contract as Chief Financial Officer. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.