Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axos Financial, Inc.AX · Entity 3860 | Director | May 12, 2026 | May 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axos Financial, Inc.
Report date May 12, 2026 · Filed May 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 71,240 |
Reported balance
After 2026-05-12 transaction · row 1
1 source rowRow 1 · 2026-05-12 · Gift · Disposed 2,100 · Balance 71,240 F1: This transaction represents a charitable donation of 2,100 shares of common stock of the Issuer to a charitable fund on May 12, 2026. The Issuer's common stock was transferred at $84.66, resulting in a value for the donation of $177,786. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction represents a charitable donation of 2,100 shares of common stock of the Issuer to a charitable fund on May 12, 2026. The Issuer's common stock was transferred at $84.66, resulting in a value for the donation of $177,786.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2026 Filed May 14, 2026 20:24 UTC | Axos Financial, Inc. AX · Entity 3860 | GiftCommon Stock | 2,100 | $84.66 | $177,786.00 |
DisclosureSEC source: 0001529312-26-000003 · edgardoc.xml · nonDerivative · entry 1 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,240 F1 · shares: This transaction represents a charitable donation of 2,100 shares of common stock of the Issuer to a charitable fund on May 12, 2026. The Issuer's common stock was transferred at $84.66, resulting in a value for the donation of $177,786. Read SEC document |
| November 14, 2025 Filed Nov 19, 2025 00:14 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 3,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001529312-25-000003 · edgardoc.xml · derivative · entry 4 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,615 Underlying: Common Stock · 3,615 shares Expires not disclosed F6 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F7 · derivative.exercise_date: The RSU's fully vest on January 3, 2027. F7 · derivative.expiration_date: The RSU's fully vest on January 3, 2027. Read SEC document |
| November 14, 2025 Filed Nov 19, 2025 00:14 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 4,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001529312-25-000003 · edgardoc.xml · derivative · entry 3 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,289 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs fully vest on the one year anniversary of the grant date. F5 · derivative.expiration_date: The RSUs fully vest on the one year anniversary of the grant date. Read SEC document |
| November 14, 2025 Filed Nov 19, 2025 00:14 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 2,144 | $79.12 | $169,633.28 |
DisclosureSEC source: 0001529312-25-000003 · edgardoc.xml · nonDerivative · entry 2 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,340 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| November 14, 2025 Filed Nov 19, 2025 00:14 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 4,289 | $79.12 | $339,345.68 |
DisclosureSEC source: 0001529312-25-000003 · edgardoc.xml · nonDerivative · entry 1 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on November 14, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| August 12, 2025 Filed Aug 13, 2025 22:48 UTC | Axos Financial, Inc. AX · Entity 3860 | GiftCommon Stock | 1,100 | $88.05 | $96,855.00 |
DisclosureSEC source: 0001299709-25-000121 · edgardoc.xml · nonDerivative · entry 1 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,195 F1 · shares: This transaction represents a charitable donation of 1,100 shares of common stock of the Issuer to a charitable fund on August 12, 2025. The Issuer's common stock was transferred at $88.05, resulting in a value for the donation of $96.855. Read SEC document |
| November 14, 2024 Filed Nov 16, 2024 00:11 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 4,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000243 · edgardoc.xml · derivative · entry 1 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,289 Underlying: Common Stock · 4,289 shares Expires not disclosed F1 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. The number of RSUs granted reflected a change in the compensation applicable to the nonemployee members of the Board of Directors to: (a) change the annual grant date from August of each year to the date of the annual meeting of the stockholders of Axos Financial, Inc.; (b) be based on certain approved dollar amounts (which for certain directors include premiums for service as chairman or vice chairman of the Board of Directors or its committees), divided by the closing stock price on the grant date; and (c) include additional amounts for this year?s grants in light of the delayed grant date for the current year. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs fully vest on the anniversary date of grant. F3 · derivative.expiration_date: The RSUs fully vest on the anniversary date of grant. Read SEC document |
| September 12, 2024 Filed Sep 13, 2024 20:34 UTC | Axos Financial, Inc. AX · Entity 3860 | GiftCommon Stock | 1,512 | $61.64 | $93,199.68 |
DisclosureSEC source: 0001299709-24-000163 · edgardoc.xml · nonDerivative · entry 1 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,295 F1 · shares: This transaction represents a charitable donation of 1,512 shares of common stock of the Issuer to a charitable fund on September 12, 2024. The Issuer's common stock was transferred at $61.64, resulting in a value for the donation of $93,199.68. Read SEC document |
| August 31, 2024 Filed Sep 5, 2024 00:35 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000149 · edgardoc.xml · derivative · entry 6 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F7 · derivative.exercise_date: The RSUs fully vest on the anniversary date of grant. F7 · derivative.expiration_date: The RSUs fully vest on the anniversary date of grant. Read SEC document |
| August 31, 2024 Filed Sep 5, 2024 00:35 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000149 · edgardoc.xml · derivative · entry 5 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F6 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F6 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 31, 2024 Filed Sep 5, 2024 00:35 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 2,999 | $69.43 | $208,220.57 |
DisclosureSEC source: 0001299709-24-000149 · edgardoc.xml · nonDerivative · entry 4 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,807 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| August 31, 2024 Filed Sep 5, 2024 00:35 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 999 | $69.43 | $69,360.57 |
DisclosureSEC source: 0001299709-24-000149 · edgardoc.xml · nonDerivative · entry 3 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,806 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| August 31, 2024 Filed Sep 5, 2024 00:35 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 6,000 | $69.43 | $416,580.00 |
DisclosureSEC source: 0001299709-24-000149 · edgardoc.xml · nonDerivative · entry 2 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents shares of Common Stock issued on August 31, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| August 31, 2024 Filed Sep 5, 2024 00:35 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,000 | $69.43 | $138,860.00 |
DisclosureSEC source: 0001299709-24-000149 · edgardoc.xml · nonDerivative · entry 1 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 20:31 UTC | Axos Financial, Inc. AX · Entity 3860 | GiftCommon Stock | 3,000 | $50.75 | $152,250.00 |
DisclosureSEC source: 0001299709-24-000040 · edgardoc.xml · nonDerivative · entry 1 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,805 F1 · shares: This transaction represents a charitable donation of 3,000 shares of common stock of the Issuer to a charitable fund on March 12, 2024. The Issuer's common stock was transferred at $50.75, resulting in a value for the donation of $152,235.00. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 17:08 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000217 · edgardoc.xml · derivative · entry 7 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F7 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F7 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 17:08 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000217 · edgardoc.xml · derivative · entry 6 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F7 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F7 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 17:08 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000217 · edgardoc.xml · derivative · entry 5 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,667 Underlying: Common Stock · 6,000 shares Expires not disclosed F3 · security: Grant to the reporting person on August 31, 2023 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs fully vest on the anniversary date of grant. F5 · derivative.expiration_date: The RSUs fully vest on the anniversary date of grant. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 17:08 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 999 | $43.09 | $43,046.91 |
DisclosureSEC source: 0001299709-23-000217 · edgardoc.xml · nonDerivative · entry 4 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,805 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 17:08 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 1,333 | $43.09 | $57,438.97 |
DisclosureSEC source: 0001299709-23-000217 · edgardoc.xml · nonDerivative · entry 3 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,804 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 17:08 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,000 | $43.09 | $86,180.00 |
DisclosureSEC source: 0001299709-23-000217 · edgardoc.xml · nonDerivative · entry 2 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 17:08 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,667 | $43.09 | $114,921.03 |
DisclosureSEC source: 0001299709-23-000217 · edgardoc.xml · nonDerivative · entry 1 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:59 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000171 · edgardoc.xml · derivative · entry 3 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,667 Underlying: Common Stock · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs fully vest on the anniversary date of grant. F5 · derivative.expiration_date: The RSUs fully vest on the anniversary date of grant. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:59 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 3,000 | $41.42 | $124,260.00 |
DisclosureSEC source: 0001299709-23-000171 · edgardoc.xml · nonDerivative · entry 2 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,470 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:59 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 6,000 | $41.42 | $248,520.00 |
DisclosureSEC source: 0001299709-23-000171 · edgardoc.xml · nonDerivative · entry 1 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,470 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 15, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 00:30 UTC | Axos Financial, Inc. AX · Entity 3860 | GiftCommon Stock | 3,056 | $47.53 | $145,251.68 |
DisclosureSEC source: 0001299709-23-000019 · edgardoc.xml · nonDerivative · entry 1 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,470 F1 · shares: This transaction represents a charitable donation of 3,056 shares of common stock of the Issuer to a charitable fund on February 22, 2023. The Issuer's common stock closed at $47.53 that day, resulting in a value for the donation of $145,251.68. Read SEC document |
| August 31, 2022 Filed Sep 3, 2022 00:45 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 4,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000210 · edgardoc.xml · derivative · entry 2 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,667 Underlying: Common Stock · 4,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 31, 2022 Filed Sep 3, 2022 00:45 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 4,667 | $41.78 | $194,987.26 |
DisclosureSEC source: 0001299709-22-000210 · edgardoc.xml · nonDerivative · entry 1 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 22:53 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000153 · edgardoc.xml · derivative · entry 1 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,334 Underlying: Common Stock · 6,000 shares Expires not disclosed F1 · security: Grant to the reporting person on August 15, 2022 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs fully vest on the anniversary date of grant. F3 · derivative.expiration_date: The RSUs fully vest on the anniversary date of grant. Read SEC document |
| August 01, 2022 Filed Aug 4, 2022 00:57 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000127 · edgardoc.xml · derivative · entry 2 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,334 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F3 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 01, 2022 Filed Aug 4, 2022 00:57 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,667 | $42.10 | $112,280.70 |
DisclosureSEC source: 0001299709-22-000127 · edgardoc.xml · nonDerivative · entry 1 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 01, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 23:17 UTC | Axos Financial, Inc. AX · Entity 3860 | GiftCommon Stock | 2,750 | $47.63 | $130,982.50 |
DisclosureSEC source: 0001299709-22-000062 · edgardoc.xml · nonDerivative · entry 1 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,192 F1 · shares: This transaction represents a charitable donation of 2,750 shares of common stock of the Issuer to a charitable fund on March 15, 2022. The Issuer's common stock closed at $47.63 that day, resulting in a value for the donation of $130,982.50. Read SEC document |
| September 05, 2021 Filed Sep 9, 2021 20:28 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000231 · edgardoc.xml · derivative · entry 3 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,001 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 05, 2021 Filed Sep 9, 2021 20:28 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 986 | $47.16 | $46,499.76 |
DisclosureSEC source: 0001299709-21-000231 · edgardoc.xml · nonDerivative · entry 2 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,942 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| September 05, 2021 Filed Sep 9, 2021 20:28 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000231 · edgardoc.xml · nonDerivative · entry 1 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 5, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 00:37 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000188 · edgardoc.xml · derivative · entry 4 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,668 Underlying: Common Stock · 6,000 shares Expires not disclosed F5 · security: Grant to the reporting person on August 31, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 00:37 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000188 · edgardoc.xml · derivative · entry 3 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,668 Underlying: Common Stock · 2,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 00:37 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 986 | $48.48 | $47,801.28 |
DisclosureSEC source: 0001299709-21-000188 · edgardoc.xml · nonDerivative · entry 2 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,261 F1 · security: Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 00:37 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,666 | $48.48 | $129,247.68 |
DisclosureSEC source: 0001299709-21-000188 · edgardoc.xml · nonDerivative · entry 1 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 20:50 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000136 · edgardoc.xml · derivative · entry 3 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,334 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 20:50 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 986 | $47.85 | $47,180.10 |
DisclosureSEC source: 0001299709-21-000136 · edgardoc.xml · nonDerivative · entry 2 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,581 F1 · security: Represents shares of Common Stock issued on August 1, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 20:50 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,667 | $47.85 | $127,615.95 |
DisclosureSEC source: 0001299709-21-000136 · edgardoc.xml · nonDerivative · entry 1 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 1, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 00:43 UTC | Axos Financial, Inc. AX · Entity 3860 | GiftCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000034 · edgardoc.xml · nonDerivative · entry 1 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,900 F1 · security: Gift by James Argalas to Georgetown University with no beneficial ownership retained. Read SEC document |
| September 05, 2020 Filed Sep 9, 2020 20:29 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000216 · edgardoc.xml · derivative · entry 3 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,001 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| September 05, 2020 Filed Sep 9, 2020 20:29 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 986 | $24.91 | $24,561.26 |
DisclosureSEC source: 0001299709-20-000216 · edgardoc.xml · nonDerivative · entry 2 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,400 F1 · security: Represents shares of Common Stock issued on September 05, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 05, 2020 Filed Sep 9, 2020 20:29 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,667 | $24.91 | $66,434.97 |
DisclosureSEC source: 0001299709-20-000216 · edgardoc.xml · nonDerivative · entry 1 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 05, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 20:48 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000182 · edgardoc.xml · derivative · entry 1 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,668 Underlying: Common Stock · 8,000 shares Expires not disclosed F1 · security: Grant to the reporting person on August 31, 2020 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 00:10 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000147 · edgardoc.xml · derivative · entry 3 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,668 Underlying: Common Stock · 3,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 00:10 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 1,258 | $24.87 | $31,286.46 |
DisclosureSEC source: 0001299709-20-000147 · edgardoc.xml · nonDerivative · entry 2 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,719 F1 · security: Represents shares of Common Stock issued on August 17, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 00:10 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 3,400 | $24.87 | $84,558.00 |
DisclosureSEC source: 0001299709-20-000147 · edgardoc.xml · nonDerivative · entry 1 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 17, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.