Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axos Financial, Inc.AX · Entity 3860 | Director | September 05, 2021 | September 09, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axos Financial, Inc.
Report date September 05, 2021 · Filed September 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,582 |
Reported balance
After 2021-09-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-09-05 · Exercise / conversion · Acquired 2,667 · Balance 15,582 F1: Represents shares of Common Stock issued on September 5, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. |
| Common StockSEC Table I · non-derivative | Direct | 14,241 |
Reported balance
After 2021-09-05 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-09-05 · Disposition to issuer · Disposed 1,341 · Balance 14,241 F3: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 14,001 |
Reported balance
After 2021-09-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-09-05 · Exercise / conversion · Disposed 2,667 · Balance 14,001 F4: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5: The RSUs vest as to one-third of the shares on each anniversary date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Common Stock issued on September 5, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.
F2: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F3: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.
F4: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
F5: The RSUs vest as to one-third of the shares on each anniversary date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 05, 2021 Filed Sep 9, 2021 20:29 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000232 · edgardoc.xml · derivative · entry 3 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,001 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 05, 2021 Filed Sep 9, 2021 20:29 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 1,341 | $47.16 | $63,241.56 |
DisclosureSEC source: 0001299709-21-000232 · edgardoc.xml · nonDerivative · entry 2 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,241 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| September 05, 2021 Filed Sep 9, 2021 20:29 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000232 · edgardoc.xml · nonDerivative · entry 1 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 5, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 00:40 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000189 · edgardoc.xml · derivative · entry 4 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,668 Underlying: Common Stock · 6,000 shares Expires not disclosed F5 · security: Grant to the reporting person on August 31, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 00:40 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000189 · edgardoc.xml · derivative · entry 3 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,668 Underlying: Common Stock · 2,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 00:40 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 1,340 | $48.48 | $64,963.20 |
DisclosureSEC source: 0001299709-21-000189 · edgardoc.xml · nonDerivative · entry 2 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,915 F1 · security: Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 00:40 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,666 | $48.48 | $129,247.68 |
DisclosureSEC source: 0001299709-21-000189 · edgardoc.xml · nonDerivative · entry 1 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 20:56 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000138 · edgardoc.xml · derivative · entry 3 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,334 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 20:56 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 1,341 | $47.85 | $64,166.85 |
DisclosureSEC source: 0001299709-21-000138 · edgardoc.xml · nonDerivative · entry 2 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,589 F1 · security: Represents shares of Common Stock issued on August 1, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 20:56 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,667 | $47.85 | $127,615.95 |
DisclosureSEC source: 0001299709-21-000138 · edgardoc.xml · nonDerivative · entry 1 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 1, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 23:08 UTC | Axos Financial, Inc. AX · Entity 3860 | GiftCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000265 · edgardoc.xml · nonDerivative · entry 1 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,263 F1 · security: Gift by Brandon Black to the Santa Fe Christian School with no beneficial ownership retained. Read SEC document |
| October 30, 2020 Filed Nov 2, 2020 18:16 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000258 · edgardoc.xml · derivative · entry 3 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,001 Underlying: Common Stock · 1,265 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| October 30, 2020 Filed Nov 2, 2020 18:16 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 636 | $27.26 | $17,337.36 |
DisclosureSEC source: 0001299709-20-000258 · edgardoc.xml · nonDerivative · entry 2 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,863 F1 · security: Represents shares of Common Stock issued on October 30, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| October 30, 2020 Filed Nov 2, 2020 18:16 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,265 | $27.26 | $34,483.90 |
DisclosureSEC source: 0001299709-20-000258 · edgardoc.xml · nonDerivative · entry 1 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on October 30, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| September 05, 2020 Filed Sep 9, 2020 20:30 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000217 · edgardoc.xml · derivative · entry 3 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,266 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| September 05, 2020 Filed Sep 9, 2020 20:30 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 1,341 | $24.91 | $33,404.31 |
DisclosureSEC source: 0001299709-20-000217 · edgardoc.xml · nonDerivative · entry 2 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,234 F1 · security: Represents shares of Common Stock issued on September 05, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 05, 2020 Filed Sep 9, 2020 20:30 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,667 | $24.91 | $66,434.97 |
DisclosureSEC source: 0001299709-20-000217 · edgardoc.xml · nonDerivative · entry 1 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 05, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 20:49 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000185 · edgardoc.xml · derivative · entry 1 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,933 Underlying: Common Stock · 8,000 shares Expires not disclosed F1 · security: Grant to the reporting person on August 31, 2020 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 01, 2020 Filed Aug 5, 2020 21:32 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000130 · edgardoc.xml · derivative · entry 3 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,933 Underlying: Common Stock · 2,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 01, 2020 Filed Aug 5, 2020 21:32 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 1,341 | $22.41 | $30,051.81 |
DisclosureSEC source: 0001299709-20-000130 · edgardoc.xml · nonDerivative · entry 2 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,908 F1 · security: Represents shares of Common Stock issued on August 01, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 01, 2020 Filed Aug 5, 2020 21:32 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,666 | $22.41 | $59,745.06 |
DisclosureSEC source: 0001299709-20-000130 · edgardoc.xml · nonDerivative · entry 1 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 01, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| March 11, 2020 Filed Mar 11, 2020 22:03 UTC | Axos Financial, Inc. AX · Entity 3860 | PurchaseCommon Stock | 5,000 | $19.10 | $95,498.00 |
DisclosureSEC source: 0001299709-20-000031 · edgardoc.xml · nonDerivative · entry 1 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,583 Read SEC document |
| October 30, 2019 Filed Oct 31, 2019 22:43 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000190 · edgardoc.xml · derivative · entry 3 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,599 Underlying: Common Stock · 1,265 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| October 30, 2019 Filed Oct 31, 2019 22:43 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 636 | $29.49 | $18,755.64 |
DisclosureSEC source: 0001299709-19-000190 · edgardoc.xml · nonDerivative · entry 2 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,583 F1 · security: Represents shares of Common Stock issued on October 30, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| October 30, 2019 Filed Oct 31, 2019 22:43 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,265 | $29.49 | $37,304.85 |
DisclosureSEC source: 0001299709-19-000190 · edgardoc.xml · nonDerivative · entry 1 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on October 30, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 23:29 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000153 · edgardoc.xml · derivative · entry 3 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,864 Underlying: Common Stock · 2,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 23:29 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 1,341 | $25.91 | $34,745.31 |
DisclosureSEC source: 0001299709-19-000153 · edgardoc.xml · nonDerivative · entry 2 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,954 F1 · security: Represents shares of Common Stock issued on September 05, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 23:29 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,666 | $25.91 | $69,076.06 |
DisclosureSEC source: 0001299709-19-000153 · edgardoc.xml · nonDerivative · entry 1 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 05, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:04 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000078 · edgardoc.xml · derivative · entry 1 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,530 Underlying: Common Stock · 8,000 shares Expires not disclosed F1 · security: Grant to the reporting person on August 1, 2019 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| October 30, 2018 Filed Nov 1, 2018 22:29 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-18-000135 · edgardoc.xml · derivative · entry 3 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,530 Underlying: Common Stock · 1,264 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| October 30, 2018 Filed Nov 1, 2018 22:29 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 635 | $29.66 | $18,834.10 |
DisclosureSEC source: 0001299709-18-000135 · edgardoc.xml · nonDerivative · entry 2 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629 F1 · security: Represents shares of Common Stock issued on October 30, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| October 30, 2018 Filed Nov 1, 2018 22:29 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,264 | $29.66 | $37,490.24 |
DisclosureSEC source: 0001299709-18-000135 · edgardoc.xml · nonDerivative · entry 1 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on October 30, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| September 05, 2018 Filed Sep 8, 2018 00:26 UTC | Axos Financial, Inc. BOFI · Entity 3860 | GrantRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-18-000099 · edgardoc.xml · derivative · entry 1 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,794 Underlying: Common Stock · 8,000 shares Expires not disclosed F1 · security: Grant to the reporting person on September 5, 2018 of restricted stock units ("RSUs") under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.