Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axos Financial, Inc.AX · Entity 3860 | President, Commercial Bank | September 23, 2025 | September 25, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axos Financial, Inc.
Report date September 23, 2025 · Filed September 25, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,440 |
Reported balance
After 2025-09-23 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-09-23 · Exercise / conversion · Acquired 1,692 · Balance 20,440 F1: Represents shares of Common Stock issued on September 23, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. |
| Common StockSEC Table I · non-derivative | Direct | 19,581 |
Reported balance
After 2025-09-23 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2025-09-23 · Disposition to issuer · Disposed 859 · Balance 19,581 F2: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 28,693 |
Reported balance
After 2025-09-23 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-09-23 · Exercise / conversion · Disposed 1,692 · Balance 28,693 F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5: The RSUs vest as to one-third of the shares on each anniversary date of grant. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 1,541 |
Reported balance
Holding disclosure · report date 2025-09-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,541 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Common Stock issued on September 23, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
F2: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F5: The RSUs vest as to one-third of the shares on each anniversary date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 23, 2025 Filed Sep 25, 2025 14:21 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,692 | $88.46 | $149,674.32 |
DisclosureSEC source: 0001807029-25-000005 · edgardoc.xml · derivative · entry 4 PARK DAVID X · CIK 0001807029 · President, Commercial Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,693 Underlying: Common Stock · 1,692 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 23, 2025 Filed Sep 25, 2025 14:21 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 859 | $88.46 | $75,987.14 |
DisclosureSEC source: 0001807029-25-000005 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · President, Commercial Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,581 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 23, 2025 Filed Sep 25, 2025 14:21 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,692 | $88.46 | $149,674.32 |
DisclosureSEC source: 0001807029-25-000005 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · President, Commercial Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 23, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 19:32 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 3,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001807029-25-000003 · edgardoc.xml · derivative · entry 8 PARK DAVID X · CIK 0001807029 · President, Commercial Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,385 Underlying: Common Stock · 3,197 shares Expires not disclosed F6 · security: Grant to the reporting person on September 15, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 19:32 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001807029-25-000003 · edgardoc.xml · derivative · entry 7 PARK DAVID X · CIK 0001807029 · President, Commercial Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,188 Underlying: Common Stock · 1,477 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 19:32 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001807029-25-000003 · edgardoc.xml · derivative · entry 6 PARK DAVID X · CIK 0001807029 · President, Commercial Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,665 Underlying: Common Stock · 1,793 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 19:32 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 910 | $90.29 | $82,163.90 |
DisclosureSEC source: 0001807029-25-000003 · edgardoc.xml · nonDerivative · entry 4 PARK DAVID X · CIK 0001807029 · President, Commercial Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,748 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 19:32 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 750 | $90.29 | $67,717.50 |
DisclosureSEC source: 0001807029-25-000003 · edgardoc.xml · nonDerivative · entry 3 PARK DAVID X · CIK 0001807029 · President, Commercial Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,658 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 19:32 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,477 | $90.29 | $133,358.33 |
DisclosureSEC source: 0001807029-25-000003 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · President, Commercial Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 19:32 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,793 | $90.29 | $161,889.97 |
DisclosureSEC source: 0001807029-25-000003 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · President, Commercial Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 23, 2025 Filed Mar 25, 2025 15:45 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-25-000069 · edgardoc.xml · derivative · entry 4 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,458 Underlying: Common Stock · 1,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 23, 2025 Filed Mar 25, 2025 15:45 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 576 | $64.21 | $36,984.96 |
DisclosureSEC source: 0001299709-25-000069 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,138 F2 · security: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 23, 2025 Filed Mar 25, 2025 15:45 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,136 | $64.21 | $72,942.56 |
DisclosureSEC source: 0001299709-25-000069 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 23, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 20, 2025 Filed Mar 21, 2025 17:18 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 11,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-25-000053 · edgardoc.xml · derivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,594 Underlying: Common Stock · 11,769 shares Expires not disclosed F1 · security: Grant to the reporting person on March 20, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over four years, one-fourth of the shares on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over four years, one-fourth of the shares on each anniversary date of grant. Read SEC document |
| March 20, 2025 Filed Mar 21, 2025 17:18 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 3,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-25-000053 · edgardoc.xml · derivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,825 Underlying: Common Stock · 3,473 shares Expires not disclosed F1 · security: Grant to the reporting person on March 20, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 17:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,811 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-25-000033 · edgardoc.xml · derivative · entry 7 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,352 Underlying: Common Stock · 1,811 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 17:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-25-000033 · edgardoc.xml · derivative · entry 6 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,163 Underlying: Common Stock · 1,847 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 17:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 992 | $63.94 | $63,428.48 |
DisclosureSEC source: 0001299709-25-000033 · edgardoc.xml · nonDerivative · entry 4 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,578 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 17:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 937 | $63.94 | $59,911.78 |
DisclosureSEC source: 0001299709-25-000033 · edgardoc.xml · nonDerivative · entry 3 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,570 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 17:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,811 | $63.94 | $115,795.34 |
DisclosureSEC source: 0001299709-25-000033 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 17:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,847 | $63.94 | $118,097.18 |
DisclosureSEC source: 0001299709-25-000033 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 14:22 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 1,427 | $85.25 | $121,651.75 |
DisclosureSEC source: 0001299709-24-000260 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,849 Read SEC document |
| September 23, 2024 Filed Sep 25, 2024 16:33 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000199 · edgardoc.xml · derivative · entry 4 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,010 Underlying: Common Stock · 1,692 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 23, 2024 Filed Sep 25, 2024 16:33 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 857 | $65.86 | $56,442.02 |
DisclosureSEC source: 0001299709-24-000199 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,276 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 23, 2024 Filed Sep 25, 2024 16:33 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,692 | $65.86 | $111,435.12 |
DisclosureSEC source: 0001299709-24-000199 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 23, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 15, 2024 Filed Sep 17, 2024 16:20 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000178 · edgardoc.xml · derivative · entry 5 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,702 Underlying: Common Stock · 1,792 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2024 Filed Sep 17, 2024 16:20 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 4,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000178 · edgardoc.xml · derivative · entry 4 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,494 Underlying: Common Stock · 4,431 shares Expires not disclosed F3 · security: Grant to the reporting person on September 15, 2024 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2024 Filed Sep 17, 2024 16:20 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 908 | $63.20 | $57,385.60 |
DisclosureSEC source: 0001299709-24-000178 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,441 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 15, 2024 Filed Sep 17, 2024 16:20 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,792 | $63.20 | $113,254.40 |
DisclosureSEC source: 0001299709-24-000178 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 15, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 13:10 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 792 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000125 · edgardoc.xml · derivative · entry 4 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,063 Underlying: Common Stock · 792 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 13:10 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 401 | $69.69 | $27,945.69 |
DisclosureSEC source: 0001299709-24-000125 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,557 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 13:10 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 792 | $69.69 | $55,194.48 |
DisclosureSEC source: 0001299709-24-000125 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 25, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 23, 2024 Filed Mar 27, 2024 18:07 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000081 · edgardoc.xml · derivative · entry 4 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,855 Underlying: Common Stock · 1,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 23, 2024 Filed Mar 27, 2024 18:07 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 575 | $52.25 | $30,043.75 |
DisclosureSEC source: 0001299709-24-000081 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,166 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 23, 2024 Filed Mar 27, 2024 18:07 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,136 | $52.25 | $59,356.00 |
DisclosureSEC source: 0001299709-24-000081 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 23, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 16:36 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 756 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000068 · edgardoc.xml · derivative · entry 4 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,991 Underlying: Common Stock · 756 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 16:36 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 421 | $50.78 | $21,378.38 |
DisclosureSEC source: 0001299709-24-000068 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,605 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 16:36 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 756 | $50.78 | $38,389.68 |
DisclosureSEC source: 0001299709-24-000068 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 19, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 17:20 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000054 · edgardoc.xml · derivative · entry 5 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,747 Underlying: Common Stock · 1,810 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 17:20 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 5,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000054 · edgardoc.xml · derivative · entry 4 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,557 Underlying: Common Stock · 5,543 shares Expires not disclosed F3 · security: Grant to the reporting person on March 15, 2024 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 17:20 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 993 | $49.43 | $49,083.99 |
DisclosureSEC source: 0001299709-24-000054 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,270 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 17:20 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,810 | $49.43 | $89,468.30 |
DisclosureSEC source: 0001299709-24-000054 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 15, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 23, 2023 Filed Sep 26, 2023 16:58 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000275 · edgardoc.xml · derivative · entry 4 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,014 Underlying: Common Stock · 1,691 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 23, 2023 Filed Sep 26, 2023 16:58 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 838 | $38.28 | $32,078.64 |
DisclosureSEC source: 0001299709-23-000275 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,453 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 23, 2023 Filed Sep 26, 2023 16:58 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,691 | $38.28 | $64,731.48 |
DisclosureSEC source: 0001299709-23-000275 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 23, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 16:02 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 5,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000249 · edgardoc.xml · derivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,705 Underlying: Common Stock · 5,378 shares Expires not disclosed F1 · security: Grant to the reporting person on September 15, 2023 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 13:10 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000228 · edgardoc.xml · derivative · entry 4 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,327 Underlying: Common Stock · 1,682 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 13:10 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 833 | $43.09 | $35,893.97 |
DisclosureSEC source: 0001299709-23-000228 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,600 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 13:10 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,682 | $43.09 | $72,477.38 |
DisclosureSEC source: 0001299709-23-000228 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 25, 2023 Filed Aug 28, 2023 16:50 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 792 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000192 · edgardoc.xml · derivative · entry 4 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,009 Underlying: Common Stock · 792 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.