Last 12 months
Inside the activity.
26 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 13 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 6 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2019 Filed Jan 3, 2019 20:24 UTC |
Ronin Capital, LLC10% owner
STAFFORD JOHN S IIIDirector · 10% owner
|
Exercise / conversionUnrestricted Stock Award (Right to Acquire) · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000189 · edgar.xml · derivative · entry 2 Ronin Capital, LLC · CIK 0001512282 · 10% owner STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 2, 2019, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F1 · price: On January 2, 2019, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F1 · derivative.exercise_date: On January 2, 2019, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F1 · derivative.expiration_date: On January 2, 2019, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F2 · balance_after: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. The rights to purchase shares, pursuant to the Unrestricted Stock Award were granted to Mr. Stafford. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 20:24 UTC |
Ronin Capital, LLC10% owner
STAFFORD JOHN S IIIDirector · 10% owner
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000189 · edgar.xml · nonDerivative · entry 1 Ronin Capital, LLC · CIK 0001512282 · 10% owner STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,273,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 2, 2019, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F1 · price: On January 2, 2019, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. The rights to purchase shares, pursuant to the Unrestricted Stock Award were granted to Mr. Stafford. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 20:24 UTC |
STAFFORD JOHN S JRDirector
|
Exercise / conversionUnrestricted Stock Award (Right to Acquire) · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000188 · edgar.xml · derivative · entry 4 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 2, 2019, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F1 · price: On January 2, 2019, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F1 · derivative.exercise_date: On January 2, 2019, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F1 · derivative.expiration_date: On January 2, 2019, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 20:24 UTC |
STAFFORD JOHN S JRDirector
|
GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000188 · edgar.xml · nonDerivative · entry 3 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 346,671 Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 20:24 UTC |
STAFFORD JOHN S JRDirector
|
GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000188 · edgar.xml · nonDerivative · entry 2 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 20:24 UTC |
STAFFORD JOHN S JRDirector
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000188 · edgar.xml · nonDerivative · entry 1 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 2, 2019, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F1 · price: On January 2, 2019, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 20:02 UTC |
Johnstone Brent PDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-000343 · tv510277_4.xml · nonDerivative · entry 1 Johnstone Brent P · CIK 0001549600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,166 F1 · shares: Shares of unrestricted stock issued to reporting person on January 2, 2019. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 20:02 UTC |
KRUSE ADRIAN FDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-000342 · tv510276_4.xml · nonDerivative · entry 1 KRUSE ADRIAN F · CIK 0001267265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,108 F1 · shares: Shares of unrestricted stock issued to reporting person on January 2, 2019. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 20:01 UTC |
MOBERG RICHARD PDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-000341 · tv510275_4.xml · nonDerivative · entry 1 MOBERG RICHARD P · CIK 0001213958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,305 F1 · shares: Shares of unrestricted stock issued to reporting person on January 2, 2019. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 20:01 UTC |
Russell Kevin ThomasDirector · CEO & President, GC
|
GrantCommon Stock | 9,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-000340 · tv510274_4.xml · nonDerivative · entry 1 Russell Kevin Thomas · CIK 0001517344 · Director · CEO & President, GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,102 F1 · shares: Shares of unrestricted stock issued to reporting person on January 2, 2019. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 20:00 UTC |
MARTIN DAVID JChief Financial Officer
|
GrantCommon Stock | 4,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-000339 · tv510273_4.xml · nonDerivative · entry 1 MARTIN DAVID J · CIK 0001266821 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,801 F1 · shares: Shares of unrestricted stock issued to reporting person on January 2, 2019. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 20:00 UTC |
Connolly Brian DDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-000338 · tv510272_4.xml · nonDerivative · entry 1 Connolly Brian D · CIK 0001539642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 F1 · shares: Shares of unrestricted stock issued to reporting person on January 2, 2019. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:50 UTC |
STAFFORD JOHN S JRDirector
|
Exercise / conversionUnrestricted Stock Award (Right to Acquire) · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009356 · edgar.xml · derivative · entry 4 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F1 · price: On July 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F1 · derivative.exercise_date: On July 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F1 · derivative.expiration_date: On July 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:50 UTC |
STAFFORD JOHN S JRDirector
|
GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009356 · edgar.xml · nonDerivative · entry 3 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 341,671 Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:50 UTC |
STAFFORD JOHN S JRDirector
|
GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009356 · edgar.xml · nonDerivative · entry 2 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:50 UTC |
STAFFORD JOHN S JRDirector
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009356 · edgar.xml · nonDerivative · entry 1 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On July 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F1 · price: On July 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:50 UTC |
Ronin Capital, LLC10% owner
STAFFORD JOHN S IIIDirector · 10% owner
|
Exercise / conversionUnrestricted Stock Award (Right to Acquire) · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009355 · edgar.xml · derivative · entry 2 Ronin Capital, LLC · CIK 0001512282 · 10% owner STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 2, 2018, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F1 · price: On July 2, 2018, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F1 · derivative.exercise_date: On July 2, 2018, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F1 · derivative.expiration_date: On July 2, 2018, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F2 · balance_after: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. The rights to purchase shares, pursuant to the Unrestricted Stock Award were granted to Mr. Stafford. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:50 UTC |
Ronin Capital, LLC10% owner
STAFFORD JOHN S IIIDirector · 10% owner
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009355 · edgar.xml · nonDerivative · entry 1 Ronin Capital, LLC · CIK 0001512282 · 10% owner STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,268,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On July 2, 2018, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F1 · price: On July 2, 2018, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. The rights to purchase shares, pursuant to the Unrestricted Stock Award were granted to Mr. Stafford. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 19:02 UTC |
MOBERG RICHARD PDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-037195 · tv497915_4.xml · nonDerivative · entry 1 MOBERG RICHARD P · CIK 0001213958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,305 F1 · shares: Shares of unrestricted stock issued to reporting person on July 2, 2018. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 19:02 UTC |
MARTIN DAVID JChief Financial Officer
|
GrantCommon Stock | 5,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-037193 · tv497914_4.xml · nonDerivative · entry 1 MARTIN DAVID J · CIK 0001266821 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,876 F1 · shares: Shares of unrestricted stock issued to reporting person on July 2, 2018. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 19:01 UTC |
Connolly Brian DDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-037191 · tv497912_4.xml · nonDerivative · entry 1 Connolly Brian D · CIK 0001539642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 F1 · shares: Shares of unrestricted stock issued to reporting person on July 2, 2018. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 19:01 UTC |
Johnstone Brent PDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-037192 · tv497913_4.xml · nonDerivative · entry 1 Johnstone Brent P · CIK 0001549600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,166 F1 · shares: Shares of unrestricted stock issued to reporting person on July 2, 2018. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 19:01 UTC |
KRUSE ADRIAN FDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-037190 · tv497911_4.xml · nonDerivative · entry 1 KRUSE ADRIAN F · CIK 0001267265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,108 F1 · shares: Shares of unrestricted stock issued to reporting person on July 2, 2018. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 19:00 UTC |
Russell Kevin ThomasDirector · CEO & President, GC
|
GrantCommon Stock | 10,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-037189 · tv497910_4.xml · nonDerivative · entry 1 Russell Kevin Thomas · CIK 0001517344 · Director · CEO & President, GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,280 F1 · shares: Shares of unrestricted stock issued to reporting person on July 2, 2018. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 21:03 UTC |
STAFFORD JOHN S IIIDirector · 10% owner
|
GrantUnrestricted Stock Award (Right to Acquire) · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-004779 · edgar.xml · derivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: On March 20, 2018, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · price: On March 20, 2018, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.exercise_date: On March 20, 2018, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: On March 20, 2018, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 21:03 UTC |
STAFFORD JOHN S JRDirector
|
GrantUnrestricted Stock Award (Right to Acquire) · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-004777 · edgar.xml · derivative · entry 1 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: On March 20, 2018, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · price: On March 20, 2018, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.exercise_date: On March 20, 2018, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: On March 20, 2018, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:33 UTC |
MARTIN DAVID JChief Financial Officer
|
GrantUnrestricted Stock Award · Derivative | 15,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-016433 · tv489133_4.xml · derivative · entry 2 MARTIN DAVID J · CIK 0001266821 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 7,500 shares on June 30, 2018, and 7,500 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 7,500 shares on June 30, 2018, and 7,500 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:32 UTC |
Johnstone Brent PDirector
|
GrantUnrestricted Stock Award · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-016432 · tv489132_4.xml · derivative · entry 2 Johnstone Brent P · CIK 0001549600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:31 UTC |
Russell Kevin ThomasDirector · CEO & President, GC
|
GrantUnrestricted Stock Award · Derivative | 30,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-016430 · tv489130_4.xml · derivative · entry 2 Russell Kevin Thomas · CIK 0001517344 · Director · CEO & President, GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 15,000 shares on June 30, 2018, and 15,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 15,000 shares on June 30, 2018, and 15,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:31 UTC |
MOBERG RICHARD PDirector
|
GrantUnrestricted Stock Award · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-016428 · tv489129_4.xml · derivative · entry 2 MOBERG RICHARD P · CIK 0001213958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:30 UTC |
KRUSE ADRIAN FDirector
|
GrantUnrestricted Stock Award · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-016427 · tv489126_4.xml · derivative · entry 2 KRUSE ADRIAN F · CIK 0001267265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:30 UTC |
Connolly Brian DDirector
|
GrantUnrestricted Stock Award · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-016425 · tv489123_4.xml · derivative · entry 2 Connolly Brian D · CIK 0001539642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:44 UTC |
Ronin Capital, LLC10% owner
STAFFORD JOHN S IIIDirector · 10% owner
|
Exercise / conversionUnrestricted Stock Award (Right to Acquire) · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000379 · edgar.xml · derivative · entry 2 Ronin Capital, LLC · CIK 0001512282 · 10% owner STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 2, 2018, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company. F1 · price: On January 2, 2018, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company. F1 · derivative.exercise_date: On January 2, 2018, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company. F1 · derivative.expiration_date: On January 2, 2018, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company. F2 · balance_after: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. The rights to purchase shares, pursuant to the Unrestricted Stock Award were granted to Mr. Stafford. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:44 UTC |
Ronin Capital, LLC10% owner
STAFFORD JOHN S IIIDirector · 10% owner
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000379 · edgar.xml · nonDerivative · entry 1 Ronin Capital, LLC · CIK 0001512282 · 10% owner STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,263,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 2, 2018, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company. F1 · price: On January 2, 2018, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company. F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. The rights to purchase shares, pursuant to the Unrestricted Stock Award were granted to Mr. Stafford. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:43 UTC |
STAFFORD JOHN S JRDirector
|
Exercise / conversionUnrestricted Stock Award (Right to Acquire) · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000377 · edgar.xml · derivative · entry 6 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company. F1 · price: On January 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company. F1 · derivative.exercise_date: On January 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company. F1 · derivative.expiration_date: On January 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:43 UTC |
STAFFORD JOHN S JRDirector
|
GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000377 · edgar.xml · nonDerivative · entry 5 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 336,671 Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:43 UTC |
STAFFORD JOHN S JRDirector
|
GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000377 · edgar.xml · nonDerivative · entry 4 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:43 UTC |
STAFFORD JOHN S JRDirector
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000377 · edgar.xml · nonDerivative · entry 3 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company. F1 · price: On January 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 20:26 UTC |
Russell Kevin ThomasDirector · co-CEO& co-President, GC
|
GrantCommon Stock | 9,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-000470 · tv482546-russell_4.xml · nonDerivative · entry 1 Russell Kevin Thomas · CIK 0001517344 · Director · co-CEO& co-President, GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,698 F1 · shares: Shares of unrestricted stock issued to reporting person on January 2, 2018. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 20:25 UTC |
MARTIN DAVID JChief Financial Officer
|
GrantCommon Stock | 4,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-000469 · tv482545-martin_4.xml · nonDerivative · entry 1 MARTIN DAVID J · CIK 0001266821 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,518 F1 · shares: Shares of unrestricted stock issued to reporting person on January 2, 2018. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 20:23 UTC |
MOBERG RICHARD PDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-000467 · tv482544-moberg_4.xml · nonDerivative · entry 1 MOBERG RICHARD P · CIK 0001213958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,305 F1 · shares: Shares of unrestricted stock issued to reporting person on January 2, 2018. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 20:23 UTC |
KRUSE ADRIAN FDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-000465 · tv482541-kruse_4.xml · nonDerivative · entry 1 KRUSE ADRIAN F · CIK 0001267265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,108 F1 · shares: Shares of unrestricted stock issued to reporting person on January 2, 2018. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 20:22 UTC |
Connolly Brian DDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-000464 · tv482536-connolly_4.xml · nonDerivative · entry 1 Connolly Brian D · CIK 0001539642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 F1 · shares: Shares of unrestricted stock issued to reporting person on January 2, 2018. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 20:21 UTC |
Johnstone Brent PDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-000463 · tv482533-johnstone_4.xml · nonDerivative · entry 1 Johnstone Brent P · CIK 0001549600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,166 F1 · shares: Shares of unrestricted stock issued to reporting person on January 2, 2018. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 19:04 UTC |
MARTIN DAVID JChief Financial Officer
|
GrantCommon Stock | 4,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-006494 · t1700422f-martin0703.xml · nonDerivative · entry 1 MARTIN DAVID J · CIK 0001266821 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,827 F1 · shares: Shares of unrestricted stock issued to reporting person on July 3, 2017. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 19:03 UTC |
Russell Kevin ThomasDirector · co-CEO& co-President, GC
|
GrantCommon Stock | 10,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-006493 · t1700422e-russell0703.xml · nonDerivative · entry 1 Russell Kevin Thomas · CIK 0001517344 · Director · co-CEO& co-President, GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,338 F1 · shares: Shares of unrestricted stock issued to reporting person on July 3, 2017. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 19:02 UTC |
MOBERG RICHARD PDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-006492 · t1700422d-moberg0703.xml · nonDerivative · entry 1 MOBERG RICHARD P · CIK 0001213958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,305 F1 · shares: Shares of unrestricted stock issued to reporting person on July 3, 2017. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 19:02 UTC |
KRUSE ADRIAN FDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-006491 · t1700422c-kruse0703.xml · nonDerivative · entry 1 KRUSE ADRIAN F · CIK 0001267265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,108 F1 · shares: Shares of unrestricted stock issued to reporting person on July 3, 2017. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 19:01 UTC |
Johnstone Brent PDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-006490 · t1700422b-johnstone0703.xml · nonDerivative · entry 1 Johnstone Brent P · CIK 0001549600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,166 F1 · shares: Shares of unrestricted stock issued to reporting person on July 3, 2017. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 19:00 UTC |
Connolly Brian DDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-006489 · t1700422a-connolly0703.xml · nonDerivative · entry 1 Connolly Brian D · CIK 0001539642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 F1 · shares: Shares of unrestricted stock issued to reporting person on July 3, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.