Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AWARE INC /MA/AWRE · Entity 7524 | Director | January 02, 2019 | January 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AWARE INC /MA/
Report date January 02, 2019 · Filed January 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-01-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-01-02 · Exercise / conversion · Acquired 5,000 · Balance 5,000 F1: On January 2, 2019, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. Row 2 · 2019-01-02 · Gift · Disposed 5,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Revocable Trust | 346,671 |
Reported balance
After 2019-01-02 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2019-01-02 · Gift · Acquired 5,000 · Balance 346,671 |
| Unrestricted Stock Award (Right to Acquire)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-01-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-01-02 · Exercise / conversion · Disposed 5,000 · Balance 0 F1: On January 2, 2019, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 2, 2019, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2019 Filed Jan 3, 2019 20:24 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionUnrestricted Stock Award (Right to Acquire) · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000188 · edgar.xml · derivative · entry 4 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 2, 2019, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F1 · price: On January 2, 2019, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F1 · derivative.exercise_date: On January 2, 2019, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F1 · derivative.expiration_date: On January 2, 2019, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 20:24 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000188 · edgar.xml · nonDerivative · entry 3 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 346,671 Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 20:24 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000188 · edgar.xml · nonDerivative · entry 2 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 20:24 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000188 · edgar.xml · nonDerivative · entry 1 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 2, 2019, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F1 · price: On January 2, 2019, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:50 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionUnrestricted Stock Award (Right to Acquire) · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009356 · edgar.xml · derivative · entry 4 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F1 · price: On July 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F1 · derivative.exercise_date: On July 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F1 · derivative.expiration_date: On July 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:50 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009356 · edgar.xml · nonDerivative · entry 3 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 341,671 Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:50 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009356 · edgar.xml · nonDerivative · entry 2 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:50 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009356 · edgar.xml · nonDerivative · entry 1 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On July 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. F1 · price: On July 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 21:03 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantUnrestricted Stock Award (Right to Acquire) · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-004777 · edgar.xml · derivative · entry 1 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: On March 20, 2018, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · price: On March 20, 2018, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.exercise_date: On March 20, 2018, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: On March 20, 2018, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:43 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionUnrestricted Stock Award (Right to Acquire) · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000377 · edgar.xml · derivative · entry 6 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company. F1 · price: On January 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company. F1 · derivative.exercise_date: On January 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company. F1 · derivative.expiration_date: On January 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:43 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000377 · edgar.xml · nonDerivative · entry 5 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 336,671 Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:43 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000377 · edgar.xml · nonDerivative · entry 4 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:43 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000377 · edgar.xml · nonDerivative · entry 3 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company. F1 · price: On January 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 16:40 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionUnrestricted Stock Award (Right to Acquire) · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010153 · edgar.xml · derivative · entry 3 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 3, 2017, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company. F1 · price: On July 3, 2017, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company. F1 · derivative.exercise_date: On July 3, 2017, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company. F1 · derivative.expiration_date: On July 3, 2017, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 16:40 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010153 · edgar.xml · nonDerivative · entry 1 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On July 3, 2017, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company. F1 · price: On July 3, 2017, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company. Read SEC document |
| July 03, 2017 Filed Jan 3, 2018 22:43 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000377 · edgar.xml · nonDerivative · entry 2 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 331,671 Read SEC document |
| July 03, 2017 Filed Jan 3, 2018 22:43 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000377 · edgar.xml · nonDerivative · entry 1 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:35 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantUnrestricted Stock Award (Right to Acquire) · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003488 · edgar.xml · derivative · entry 1 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: On February 27, 2017, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2017, and 5,000 shares on December 31, 2017 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · price: On February 27, 2017, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2017, and 5,000 shares on December 31, 2017 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.exercise_date: On February 27, 2017, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2017, and 5,000 shares on December 31, 2017 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: On February 27, 2017, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2017, and 5,000 shares on December 31, 2017 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| January 03, 2017 Filed Jan 3, 2017 21:31 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionUnrestricted Stock Award (Right to Acquire) · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000072 · edgar.xml · derivative · entry 7 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On January 3, 2017, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 28, 2016 subject to his continued service as a director, officer or employee of the Company. F2 · derivative.expiration_date: On January 3, 2017, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 28, 2016 subject to his continued service as a director, officer or employee of the Company. Read SEC document |
| January 03, 2017 Filed Jan 3, 2017 21:31 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000072 · edgar.xml · nonDerivative · entry 5 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 326,671 F3 · kind: On January 3, 2017, the reporting person gifted 5,000 shares of common stock to a revocable trust controlled by the reporting person. F3 · price: On January 3, 2017, the reporting person gifted 5,000 shares of common stock to a revocable trust controlled by the reporting person. Read SEC document |
| January 03, 2017 Filed Jan 3, 2017 21:31 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000072 · edgar.xml · nonDerivative · entry 4 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: On January 3, 2017, the reporting person gifted 5,000 shares of common stock to a revocable trust controlled by the reporting person. F3 · price: On January 3, 2017, the reporting person gifted 5,000 shares of common stock to a revocable trust controlled by the reporting person. Read SEC document |
| January 03, 2017 Filed Jan 3, 2017 21:31 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000072 · edgar.xml · nonDerivative · entry 3 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 3, 2017, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 28, 2016 subject to his continued service as a director, officer or employee of the Company. F2 · price: On January 3, 2017, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 28, 2016 subject to his continued service as a director, officer or employee of the Company. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 20:24 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GiftCommon Stock | 286,671 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031145 · edgar.xml · nonDerivative · entry 3 STAFFORD JOHN S JR · CIK 0001034005 · Director Stafford Susan Yang · CIK 0001496364 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 286,671 F3 · kind: On November 1, 2016, the Shares acquired by Mr. & Mrs. Stafford from the Family Trust were gifted to a revocable trust of Mr. Stafford (the "Revocable Trust"). F3 · price: On November 1, 2016, the Shares acquired by Mr. & Mrs. Stafford from the Family Trust were gifted to a revocable trust of Mr. Stafford (the "Revocable Trust"). Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 20:24 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GiftCommon Stock | 286,671 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031145 · edgar.xml · nonDerivative · entry 2 STAFFORD JOHN S JR · CIK 0001034005 · Director Stafford Susan Yang · CIK 0001496364 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 F3 · kind: On November 1, 2016, the Shares acquired by Mr. & Mrs. Stafford from the Family Trust were gifted to a revocable trust of Mr. Stafford (the "Revocable Trust"). F3 · price: On November 1, 2016, the Shares acquired by Mr. & Mrs. Stafford from the Family Trust were gifted to a revocable trust of Mr. Stafford (the "Revocable Trust"). Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 20:24 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 286,671 | $5.23 | $1,497,855.98 |
DisclosureSEC source: 0001179110-16-031145 · edgar.xml · nonDerivative · entry 1 STAFFORD JOHN S JR · CIK 0001034005 · Director Stafford Susan Yang · CIK 0001496364 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,671 F1 · kind: On November 1, 2016 John R. Stafford, Jr. and his spouse Susan Yang Stafford engaged in a series of private transactions for estate planning purposes with members of their immediate family and trusts controlled by them that resulted in the acquisition of 286,671 shares of common stock (the "Shares") of Aware, Inc. (the "Company") beneficially owned by a family trust (the "Family Trust"). In consideration of the Shares, Mr. & Mrs. Stafford contributed to the Family Trust cash consideration for the Shares based on the then fair market value of the shares. F2 · price: Represents the average of the high and low prices for the Shares as reported on the Nasdaq Global Market on October 31, 2016. Read SEC document |
| November 01, 2016 Filed Jan 3, 2017 21:31 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GiftCommon Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000072 · edgar.xml · nonDerivative · entry 2 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 321,671 F1 · kind: On November 1, 2016, the reporting person gifted 35,000 shares of common stock to a revocable trust controlled by the reporting person. F1 · price: On November 1, 2016, the reporting person gifted 35,000 shares of common stock to a revocable trust controlled by the reporting person. Read SEC document |
| November 01, 2016 Filed Jan 3, 2017 21:31 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GiftCommon Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000072 · edgar.xml · nonDerivative · entry 1 STAFFORD JOHN S JR · CIK 0001034005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On November 1, 2016, the reporting person gifted 35,000 shares of common stock to a revocable trust controlled by the reporting person. F1 · price: On November 1, 2016, the reporting person gifted 35,000 shares of common stock to a revocable trust controlled by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.