Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AWARE INC /MA/AWRE · Entity 7524 | Director · Chief Legal and Admin. Officer | January 02, 2020 | January 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AWARE INC /MA/
Report date January 02, 2020 · Filed January 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 239,447 |
Reported balance
After 2020-01-02 transaction · row 1
1 source rowRow 1 · 2020-01-02 · Grant · Acquired 9,755 · Balance 239,447 F1: Shares of unrestricted stock issued to reporting person on January 2, 2020. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.50 · Expires 2029-09-19 | Direct | 15,000 |
Reported balance
Holding disclosure · report date 2020-01-02 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 15,000 F2: Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.50 · Expires 2029-09-19 | Direct | 15,000 |
Reported balance
Holding disclosure · report date 2020-01-02 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 15,000 F2: Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.50 · Expires 2029-09-19 | Direct | 15,000 |
Reported balance
Holding disclosure · report date 2020-01-02 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 15,000 F2: Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2029-09-19 | Direct | 15,000 |
Reported balance
Holding disclosure · report date 2020-01-02 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 15,000 F2: Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of unrestricted stock issued to reporting person on January 2, 2020.
F2: Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2020 Filed Jan 3, 2020 21:00 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantCommon Stock | 9,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-000838 · tm201198-8_4.xml · nonDerivative · entry 1 Russell Kevin Thomas · CIK 0001517344 · Director · Chief Legal and Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,447 F1 · shares: Shares of unrestricted stock issued to reporting person on January 2, 2020. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 15:03 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001144204-19-045573 · tv529833_4.xml · derivative · entry 5 Russell Kevin Thomas · CIK 0001517344 · Director · Chief Legal and Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2029-09-19 F1 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 15:03 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $6.50 | $0.00 |
DisclosureSEC source: 0001144204-19-045573 · tv529833_4.xml · derivative · entry 4 Russell Kevin Thomas · CIK 0001517344 · Director · Chief Legal and Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2029-09-19 F1 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 15:03 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001144204-19-045573 · tv529833_4.xml · derivative · entry 3 Russell Kevin Thomas · CIK 0001517344 · Director · Chief Legal and Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2029-09-19 F1 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 15:03 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $4.50 | $0.00 |
DisclosureSEC source: 0001144204-19-045573 · tv529833_4.xml · derivative · entry 2 Russell Kevin Thomas · CIK 0001517344 · Director · Chief Legal and Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2029-09-19 F1 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 19:03 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantCommon Stock | 10,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-033555 · tv524643_form4.xml · nonDerivative · entry 1 Russell Kevin Thomas · CIK 0001517344 · Director · CEO & President, GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,692 F1 · shares: Shares of unrestricted stock issued to reporting person on July 1, 2019. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 19:15 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantUnrestricted Stock Award · Derivative | 30,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-016293 · tv517213_4.xml · derivative · entry 2 Russell Kevin Thomas · CIK 0001517344 · Director · CEO& President, GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 15,000 shares on June 30, 2019, and 15,000 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 15,000 shares on June 30, 2019, and 15,000 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 20:01 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantCommon Stock | 9,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-000340 · tv510274_4.xml · nonDerivative · entry 1 Russell Kevin Thomas · CIK 0001517344 · Director · CEO & President, GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,102 F1 · shares: Shares of unrestricted stock issued to reporting person on January 2, 2019. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 19:00 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantCommon Stock | 10,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-037189 · tv497910_4.xml · nonDerivative · entry 1 Russell Kevin Thomas · CIK 0001517344 · Director · CEO & President, GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,280 F1 · shares: Shares of unrestricted stock issued to reporting person on July 2, 2018. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:31 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantUnrestricted Stock Award · Derivative | 30,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-016430 · tv489130_4.xml · derivative · entry 2 Russell Kevin Thomas · CIK 0001517344 · Director · CEO & President, GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 15,000 shares on June 30, 2018, and 15,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 15,000 shares on June 30, 2018, and 15,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 20:26 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantCommon Stock | 9,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-000470 · tv482546-russell_4.xml · nonDerivative · entry 1 Russell Kevin Thomas · CIK 0001517344 · Director · co-CEO& co-President, GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,698 F1 · shares: Shares of unrestricted stock issued to reporting person on January 2, 2018. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 19:03 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantCommon Stock | 10,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-006493 · t1700422e-russell0703.xml · nonDerivative · entry 1 Russell Kevin Thomas · CIK 0001517344 · Director · co-CEO& co-President, GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,338 F1 · shares: Shares of unrestricted stock issued to reporting person on July 3, 2017. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:17 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantUnrestricted Stock Award · Derivative | 30,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-001916 · t1700137e-russell0227.xml · derivative · entry 2 Russell Kevin Thomas · CIK 0001517344 · Director · co-CEO& co-President, GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 15,000 shares on June 30, 2017, and 15,000 shares on December 31, 2017 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 15,000 shares on June 30, 2017, and 15,000 shares on December 31, 2017 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| January 03, 2017 Filed Jan 3, 2017 21:10 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantCommon Stock | 10,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-000048 · t1700005e-russell0103.xml · nonDerivative · entry 1 Russell Kevin Thomas · CIK 0001517344 · Director · co-CEO& co-President, GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,206 F1 · shares: Shares of unrestricted stock issued to reporting person on January 3, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.