Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AWARE INC /MA/AWRE · Entity 7524 | Director | January 02, 2020 | January 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AWARE INC /MA/
Report date January 02, 2020 · Filed January 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 133,890 |
Reported balance
After 2020-01-02 transaction · row 1
1 source rowRow 1 · 2020-01-02 · Grant · Acquired 5,000 · Balance 133,890 F1: Shares of unrestricted stock issued to reporting person on January 2, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of unrestricted stock issued to reporting person on January 2, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2020 Filed Jan 3, 2020 21:00 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-000834 · tm201198-4_4.xml · nonDerivative · entry 1 MOBERG RICHARD P · CIK 0001213958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,890 F1 · shares: Shares of unrestricted stock issued to reporting person on January 2, 2020. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 19:03 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-033559 · tv524648_form4.xml · nonDerivative · entry 1 MOBERG RICHARD P · CIK 0001213958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,890 F1 · shares: Shares of unrestricted stock issued to reporting person on July 1, 2019. Read SEC document |
| May 20, 2019 Filed May 22, 2019 19:02 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionStock Appreciation Right · Derivative | 12,000 | $0.00 Strike: $2.52 | $0.00 |
DisclosureSEC source: 0001144204-19-027699 · tv522190_form4.xml · derivative · entry 3 MOBERG RICHARD P · CIK 0001213958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2019-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to be paid by Aware, Inc. for services or expiration, whichever is sooner. Read SEC document |
| May 20, 2019 Filed May 22, 2019 19:02 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Disposition to issuerCommon Stock | 9,415 | $3.21 | $30,240.98 |
DisclosureSEC source: 0001144204-19-027699 · tv522190_form4.xml · nonDerivative · entry 2 MOBERG RICHARD P · CIK 0001213958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,890 Read SEC document |
| May 20, 2019 Filed May 22, 2019 19:02 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionCommon Stock | 12,000 | $2.52 | $30,240.00 |
DisclosureSEC source: 0001144204-19-027699 · tv522190_form4.xml · nonDerivative · entry 1 MOBERG RICHARD P · CIK 0001213958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 20, 2019, 2,585 shares were issued pursuant to Mr. Moberg's Stock Appreciation Right award as a result of the expiration of the award on May 20, 2019. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 19:15 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantUnrestricted Stock Award · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-016295 · tv517215_4.xml · derivative · entry 2 MOBERG RICHARD P · CIK 0001213958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2019, and 5,000 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2019, and 5,000 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 20:01 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-000341 · tv510275_4.xml · nonDerivative · entry 1 MOBERG RICHARD P · CIK 0001213958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,305 F1 · shares: Shares of unrestricted stock issued to reporting person on January 2, 2019. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 19:02 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-037195 · tv497915_4.xml · nonDerivative · entry 1 MOBERG RICHARD P · CIK 0001213958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,305 F1 · shares: Shares of unrestricted stock issued to reporting person on July 2, 2018. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:31 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantUnrestricted Stock Award · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-016428 · tv489129_4.xml · derivative · entry 2 MOBERG RICHARD P · CIK 0001213958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 20:23 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-000467 · tv482544-moberg_4.xml · nonDerivative · entry 1 MOBERG RICHARD P · CIK 0001213958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,305 F1 · shares: Shares of unrestricted stock issued to reporting person on January 2, 2018. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 19:02 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-006492 · t1700422d-moberg0703.xml · nonDerivative · entry 1 MOBERG RICHARD P · CIK 0001213958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,305 F1 · shares: Shares of unrestricted stock issued to reporting person on July 3, 2017. Read SEC document |
| March 09, 2017 Filed Mar 9, 2017 21:20 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Disposition to issuerCommon Stock | 210,000 | $4.36 | $915,600.00 |
DisclosureSEC source: 0001571049-17-002170 · t1700137d-moberg0309.xml · nonDerivative · entry 1 MOBERG RICHARD P · CIK 0001213958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,305 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:16 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantUnrestricted Stock Award · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-001915 · t1700137d-moberg0227.xml · derivative · entry 2 MOBERG RICHARD P · CIK 0001213958 · Director · co-CEO& co-President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2017, and 5,000 shares on December 31, 2017 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2017, and 5,000 shares on December 31, 2017 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| January 03, 2017 Filed Jan 3, 2017 21:08 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantCommon Stock | 10,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-000047 · t1700005d-moberg0103.xml · nonDerivative · entry 1 MOBERG RICHARD P · CIK 0001213958 · Director · co-CEO& co-President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,305 F1 · shares: Shares of unrestricted stock issued to reporting person on January 3, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.