Last 12 months
Inside the activity.
26 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 13 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 6 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 11, 2019 Filed Nov 12, 2019 21:53 UTC |
Ronin Capital, LLC10% owner
STAFFORD JOHN S IIIDirector · 10% owner
|
PurchaseCommon Stock | 5,710 | $2.90 | $16,536.16 |
DisclosureSEC source: 0001179110-19-011625 · edgar.xml · nonDerivative · entry 3 Ronin Capital, LLC · CIK 0001512282 · 10% owner STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,550,057 F3 · price: This transaction was executed in multiple trades at prices ranging from $2.84 to $2.92. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 21:53 UTC |
Ronin Capital, LLC10% owner
STAFFORD JOHN S IIIDirector · 10% owner
|
PurchaseCommon Stock | 47 | $2.90 | $136.30 |
DisclosureSEC source: 0001179110-19-011625 · edgar.xml · nonDerivative · entry 2 Ronin Capital, LLC · CIK 0001512282 · 10% owner STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,544,347 F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 21:53 UTC |
Ronin Capital, LLC10% owner
STAFFORD JOHN S IIIDirector · 10% owner
|
PurchaseCommon Stock | 25,740 | $2.90 | $74,646.00 |
DisclosureSEC source: 0001179110-19-011625 · edgar.xml · nonDerivative · entry 1 Ronin Capital, LLC · CIK 0001512282 · 10% owner STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,544,300 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.84 to $2.95. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. Read SEC document |
| November 06, 2019 Filed Nov 6, 2019 22:05 UTC |
Ronin Capital, LLC10% owner
STAFFORD JOHN S IIIDirector · 10% owner
|
PurchaseCommon Stock | 300 | $2.83 | $849.00 |
DisclosureSEC source: 0001179110-19-011496 · edgar.xml · nonDerivative · entry 3 Ronin Capital, LLC · CIK 0001512282 · 10% owner STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,518,560 F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. Read SEC document |
| November 06, 2019 Filed Nov 7, 2019 19:31 UTC |
Eckel Robert ADirector · CEO and President
|
PurchaseCommon Stock | 2,000 | $2.83 | $5,660.00 |
DisclosureSEC source: 0001104659-19-061025 · tm1922227d1_4.xml · nonDerivative · entry 4 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,886 Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 22:05 UTC |
Ronin Capital, LLC10% owner
STAFFORD JOHN S IIIDirector · 10% owner
|
PurchaseCommon Stock | 1,600 | $2.81 | $4,501.92 |
DisclosureSEC source: 0001179110-19-011496 · edgar.xml · nonDerivative · entry 2 Ronin Capital, LLC · CIK 0001512282 · 10% owner STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,518,260 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.79 to $2.83. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 19:31 UTC |
Eckel Robert ADirector · CEO and President
|
PurchaseCommon Stock | 130 | $2.79 | $362.70 |
DisclosureSEC source: 0001104659-19-061025 · tm1922227d1_4.xml · nonDerivative · entry 3 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,886 Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 19:31 UTC |
Eckel Robert ADirector · CEO and President
|
PurchaseCommon Stock | 1,870 | $2.80 | $5,236.00 |
DisclosureSEC source: 0001104659-19-061025 · tm1922227d1_4.xml · nonDerivative · entry 2 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,756 Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 19:31 UTC |
Eckel Robert ADirector · CEO and President
|
PurchaseCommon Stock | 1,886 | $2.80 | $5,280.80 |
DisclosureSEC source: 0001104659-19-061025 · tm1922227d1_4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,886 Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 22:05 UTC |
Ronin Capital, LLC10% owner
STAFFORD JOHN S IIIDirector · 10% owner
|
PurchaseCommon Stock | 100 | $2.75 | $275.00 |
DisclosureSEC source: 0001179110-19-011496 · edgar.xml · nonDerivative · entry 1 Ronin Capital, LLC · CIK 0001512282 · 10% owner STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,516,660 F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 15:01 UTC |
Mungovan Robert MChief Commercial Officer
|
GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001144204-19-047102 · tv530370_4.xml · derivative · entry 7 Mungovan Robert M · CIK 0001597612 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2029-10-01 F4 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from January 1, 2020 through October 1, 2023. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 15:01 UTC |
Mungovan Robert MChief Commercial Officer
|
GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $6.50 | $0.00 |
DisclosureSEC source: 0001144204-19-047102 · tv530370_4.xml · derivative · entry 6 Mungovan Robert M · CIK 0001597612 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2029-10-01 F4 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from January 1, 2020 through October 1, 2023. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 15:01 UTC |
Mungovan Robert MChief Commercial Officer
|
GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001144204-19-047102 · tv530370_4.xml · derivative · entry 5 Mungovan Robert M · CIK 0001597612 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2029-10-01 F4 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from January 1, 2020 through October 1, 2023. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 15:01 UTC |
Mungovan Robert MChief Commercial Officer
|
GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $4.50 | $0.00 |
DisclosureSEC source: 0001144204-19-047102 · tv530370_4.xml · derivative · entry 4 Mungovan Robert M · CIK 0001597612 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2029-10-01 F4 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from January 1, 2020 through October 1, 2023. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 15:01 UTC |
Mungovan Robert MChief Commercial Officer
|
GrantUnrestricted Stock Award · Derivative | 7,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-047102 · tv530370_4.xml · derivative · entry 3 Mungovan Robert M · CIK 0001597612 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed F3 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. 7,500 shares will be issued on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date. F3 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. 7,500 shares will be issued on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 15:01 UTC |
Mungovan Robert MChief Commercial Officer
|
GrantUnrestricted Stock Award · Derivative | 40,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-047102 · tv530370_4.xml · derivative · entry 2 Mungovan Robert M · CIK 0001597612 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires not disclosed F2 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 10,000 shares on October 1, 2020, 10,000 shares on October 1, 2021, 10,000 shares on October 1, 2022, and 10,000 shares on October 1, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F2 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 10,000 shares on October 1, 2020, 10,000 shares on October 1, 2021, 10,000 shares on October 1, 2022, and 10,000 shares on October 1, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 15:01 UTC |
Mungovan Robert MChief Commercial Officer
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-047102 · tv530370_4.xml · nonDerivative · entry 1 Mungovan Robert M · CIK 0001597612 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,780 F1 · shares: The shares were issued on October 1, 2019 and will be forfeited if the reporting person is not serving as a director, officer or employee of the Company or any subsidiary of the Company on April 1, 2020. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 15:03 UTC |
Russell Kevin ThomasDirector · Chief Legal and Admin Officer
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001144204-19-045573 · tv529833_4.xml · derivative · entry 5 Russell Kevin Thomas · CIK 0001517344 · Director · Chief Legal and Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2029-09-19 F1 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 15:03 UTC |
Russell Kevin ThomasDirector · Chief Legal and Admin Officer
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $6.50 | $0.00 |
DisclosureSEC source: 0001144204-19-045573 · tv529833_4.xml · derivative · entry 4 Russell Kevin Thomas · CIK 0001517344 · Director · Chief Legal and Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2029-09-19 F1 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 15:03 UTC |
Russell Kevin ThomasDirector · Chief Legal and Admin Officer
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001144204-19-045573 · tv529833_4.xml · derivative · entry 3 Russell Kevin Thomas · CIK 0001517344 · Director · Chief Legal and Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2029-09-19 F1 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 15:03 UTC |
Russell Kevin ThomasDirector · Chief Legal and Admin Officer
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $4.50 | $0.00 |
DisclosureSEC source: 0001144204-19-045573 · tv529833_4.xml · derivative · entry 2 Russell Kevin Thomas · CIK 0001517344 · Director · Chief Legal and Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2029-09-19 F1 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 15:02 UTC |
Eckel Robert ADirector · CEO and President
|
GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001144204-19-045572 · tv529832_4.xml · derivative · entry 7 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-09-19 F4 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 15:02 UTC |
Eckel Robert ADirector · CEO and President
|
GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $6.50 | $0.00 |
DisclosureSEC source: 0001144204-19-045572 · tv529832_4.xml · derivative · entry 6 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-09-19 F4 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 15:02 UTC |
Eckel Robert ADirector · CEO and President
|
GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001144204-19-045572 · tv529832_4.xml · derivative · entry 5 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-09-19 F4 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 15:02 UTC |
Eckel Robert ADirector · CEO and President
|
GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $4.50 | $0.00 |
DisclosureSEC source: 0001144204-19-045572 · tv529832_4.xml · derivative · entry 4 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-09-19 F4 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 15:02 UTC |
Eckel Robert ADirector · CEO and President
|
GrantUnrestricted Stock Award · Derivative | 15,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-045572 · tv529832_4.xml · derivative · entry 3 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F3 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. 15,000 shares will be issued on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date. F3 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. 15,000 shares will be issued on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 15:02 UTC |
Eckel Robert ADirector · CEO and President
|
GrantUnrestricted Stock Award · Derivative | 80,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-045572 · tv529832_4.xml · derivative · entry 2 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires not disclosed F2 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 20,000 shares on September 19, 2020, 20,000 shares on September 19, 2021, 20,000 shares on September 19, 2022, and 20,000 shares on September 19, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F2 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 20,000 shares on September 19, 2020, 20,000 shares on September 19, 2021, 20,000 shares on September 19, 2022, and 20,000 shares on September 19, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 15:02 UTC |
Eckel Robert ADirector · CEO and President
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-045572 · tv529832_4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · shares: The shares were issued on September 19, 2019 and will be forfeited if the reporting person is not serving as a director, officer or employee of the Company or any subsidiary of the Company on March 19, 2020. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 20:04 UTC |
Ronin Capital, LLC10% owner
STAFFORD JOHN S IIIDirector · 10% owner
|
PurchaseCommon Stock | 1,238,052 | $2.91 | $3,596,541.06 |
DisclosureSEC source: 0001179110-19-009433 · edgar.xml · nonDerivative · entry 1 Ronin Capital, LLC · CIK 0001512282 · 10% owner STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,516,560 F1 · shares: On August 9, 2019, the reporting person purchased 1,238,052 from his brother in a privately negotiated transaction. The purchase price was fixed based upon the average of the high and low sale prices of the common stock on August 8, 2019. F1 · price: On August 9, 2019, the reporting person purchased 1,238,052 from his brother in a privately negotiated transaction. The purchase price was fixed based upon the average of the high and low sale prices of the common stock on August 8, 2019. F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 19:03 UTC |
Johnstone Brent PDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-033557 · tv524646_form4.xml · nonDerivative · entry 1 Johnstone Brent P · CIK 0001549600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,166 F1 · shares: Shares of unrestricted stock issued to reporting person on July 1, 2019. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 19:12 UTC |
Ronin Capital, LLC10% owner
STAFFORD JOHN S IIIDirector · 10% owner
|
Exercise / conversionUnrestricted Stock Award (Right to Acquire) · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008334 · edgar.xml · derivative · entry 2 Ronin Capital, LLC · CIK 0001512282 · 10% owner STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 1, 2019, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 25, 2019 subject to his continued service as a director, officer or employee of the Company. F1 · price: On July 1, 2019, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 25, 2019 subject to his continued service as a director, officer or employee of the Company. F1 · derivative.exercise_date: On July 1, 2019, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 25, 2019 subject to his continued service as a director, officer or employee of the Company. F1 · derivative.expiration_date: On July 1, 2019, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 25, 2019 subject to his continued service as a director, officer or employee of the Company. F2 · balance_after: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. The rights to purchase shares, pursuant to the Unrestricted Stock Award were granted to Mr. Stafford. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 19:12 UTC |
Ronin Capital, LLC10% owner
STAFFORD JOHN S IIIDirector · 10% owner
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008334 · edgar.xml · nonDerivative · entry 1 Ronin Capital, LLC · CIK 0001512282 · 10% owner STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,278,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On July 1, 2019, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 25, 2019 subject to his continued service as a director, officer or employee of the Company. F1 · price: On July 1, 2019, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 25, 2019 subject to his continued service as a director, officer or employee of the Company. F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. The rights to purchase shares, pursuant to the Unrestricted Stock Award were granted to Mr. Stafford. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 19:03 UTC |
Connolly Brian DDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-033558 · tv524647_form4.xml · nonDerivative · entry 1 Connolly Brian D · CIK 0001539642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 F1 · shares: Shares of unrestricted stock issued to reporting person on July 1, 2019. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 19:03 UTC |
KRUSE ADRIAN FDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-033560 · tv524649_form4.xml · nonDerivative · entry 1 KRUSE ADRIAN F · CIK 0001267265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,401 F1 · shares: Shares of unrestricted stock issued to reporting person on July 1, 2019. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 19:03 UTC |
MARTIN DAVID JChief Financial Officer
|
GrantCommon Stock | 5,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-033556 · tv524645_form4.xml · nonDerivative · entry 1 MARTIN DAVID J · CIK 0001266821 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,163 F1 · shares: Shares of unrestricted stock issued to reporting person on July 1, 2019. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 19:03 UTC |
MOBERG RICHARD PDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-033559 · tv524648_form4.xml · nonDerivative · entry 1 MOBERG RICHARD P · CIK 0001213958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,890 F1 · shares: Shares of unrestricted stock issued to reporting person on July 1, 2019. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 19:03 UTC |
Russell Kevin ThomasDirector · CEO & President, GC
|
GrantCommon Stock | 10,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-033555 · tv524643_form4.xml · nonDerivative · entry 1 Russell Kevin Thomas · CIK 0001517344 · Director · CEO & President, GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,692 F1 · shares: Shares of unrestricted stock issued to reporting person on July 1, 2019. Read SEC document |
| May 20, 2019 Filed May 22, 2019 19:00 UTC |
KRUSE ADRIAN FDirector
|
Exercise / conversionStock Appreciation Right · Derivative | 6,000 | $0.00 Strike: $2.52 | $0.00 |
DisclosureSEC source: 0001144204-19-027698 · tv522189_form4.xml · derivative · entry 3 KRUSE ADRIAN F · CIK 0001267265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2019-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to serve on the board of directors of Aware, Inc. or expiration, whichever is sooner. Read SEC document |
| May 20, 2019 Filed May 22, 2019 19:00 UTC |
KRUSE ADRIAN FDirector
|
Disposition to issuerCommon Stock | 4,707 | $3.21 | $15,118.88 |
DisclosureSEC source: 0001144204-19-027698 · tv522189_form4.xml · nonDerivative · entry 2 KRUSE ADRIAN F · CIK 0001267265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,401 Read SEC document |
| May 20, 2019 Filed May 22, 2019 19:00 UTC |
KRUSE ADRIAN FDirector
|
Exercise / conversionCommon Stock | 6,000 | $2.52 | $15,120.00 |
DisclosureSEC source: 0001144204-19-027698 · tv522189_form4.xml · nonDerivative · entry 1 KRUSE ADRIAN F · CIK 0001267265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 20, 2019, 1,293 shares were issued pursuant to Mr. Kruse's Stock Appreciation Right award as a result of the expiration of the award on May 20, 2019. Read SEC document |
| May 20, 2019 Filed May 22, 2019 19:02 UTC |
MOBERG RICHARD PDirector
|
Exercise / conversionStock Appreciation Right · Derivative | 12,000 | $0.00 Strike: $2.52 | $0.00 |
DisclosureSEC source: 0001144204-19-027699 · tv522190_form4.xml · derivative · entry 3 MOBERG RICHARD P · CIK 0001213958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2019-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to be paid by Aware, Inc. for services or expiration, whichever is sooner. Read SEC document |
| May 20, 2019 Filed May 22, 2019 19:02 UTC |
MOBERG RICHARD PDirector
|
Disposition to issuerCommon Stock | 9,415 | $3.21 | $30,240.98 |
DisclosureSEC source: 0001144204-19-027699 · tv522190_form4.xml · nonDerivative · entry 2 MOBERG RICHARD P · CIK 0001213958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,890 Read SEC document |
| May 20, 2019 Filed May 22, 2019 19:02 UTC |
MOBERG RICHARD PDirector
|
Exercise / conversionCommon Stock | 12,000 | $2.52 | $30,240.00 |
DisclosureSEC source: 0001144204-19-027699 · tv522190_form4.xml · nonDerivative · entry 1 MOBERG RICHARD P · CIK 0001213958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 20, 2019, 2,585 shares were issued pursuant to Mr. Moberg's Stock Appreciation Right award as a result of the expiration of the award on May 20, 2019. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:01 UTC |
STAFFORD JOHN S IIIDirector · 10% owner
|
GrantUnrestricted Stock Award (Right to Acquire) · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-004323 · edgar.xml · derivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: On March 25, 2019, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2019, and 5,000 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · price: On March 25, 2019, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2019, and 5,000 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.exercise_date: On March 25, 2019, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2019, and 5,000 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: On March 25, 2019, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2019, and 5,000 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 19:15 UTC |
MOBERG RICHARD PDirector
|
GrantUnrestricted Stock Award · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-016295 · tv517215_4.xml · derivative · entry 2 MOBERG RICHARD P · CIK 0001213958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2019, and 5,000 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2019, and 5,000 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 19:15 UTC |
Johnstone Brent PDirector
|
GrantUnrestricted Stock Award · Derivative | 20,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-016298 · tv517219_4.xml · derivative · entry 2 Johnstone Brent P · CIK 0001549600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 10,000 shares on June 30, 2019, and 10,000 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 10,000 shares on June 30, 2019, and 10,000 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 19:15 UTC |
Connolly Brian DDirector
|
GrantUnrestricted Stock Award · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-016297 · tv517218_4.xml · derivative · entry 2 Connolly Brian D · CIK 0001539642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2019, and 5,000 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2019, and 5,000 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 19:15 UTC |
KRUSE ADRIAN FDirector
|
GrantUnrestricted Stock Award · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-016296 · tv517216_4.xml · derivative · entry 2 KRUSE ADRIAN F · CIK 0001267265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2019, and 5,000 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2019, and 5,000 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 19:15 UTC |
MARTIN DAVID JChief Financial Officer
|
GrantUnrestricted Stock Award · Derivative | 15,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-016294 · tv517214_4.xml · derivative · entry 2 MARTIN DAVID J · CIK 0001266821 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 7,500 shares on June 30, 2019, and 7,500 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 7,500 shares on June 30, 2019, and 7,500 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 19:15 UTC |
Russell Kevin ThomasDirector · CEO& President, GC
|
GrantUnrestricted Stock Award · Derivative | 30,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-016293 · tv517213_4.xml · derivative · entry 2 Russell Kevin Thomas · CIK 0001517344 · Director · CEO& President, GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 15,000 shares on June 30, 2019, and 15,000 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 15,000 shares on June 30, 2019, and 15,000 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.