AWRE

SEC source: 0001209191-24-004764 · doc4.xml · derivative · entry 2

STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,724

Underlying: Common Stock · 23,724 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 11,862 shares on June 30, 2024, and 11,862 shares on December 31, 2024 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 11,862 shares on June 30, 2024, and 11,862 shares on December 31, 2024 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0001209191-24-004763 · doc4.xml · derivative · entry 2

Johnstone Brent P · CIK 0001549600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,479

Underlying: Common Stock · 36,479 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 18,239 shares on June 30, 2024, and 18,240 shares on December 31, 2024 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 18,239 shares on June 30, 2024, and 18,240 shares on December 31, 2024 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0001209191-24-004762 · doc4.xml · derivative · entry 2

Faubert Peter R. · CIK 0001679086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,275

Underlying: Common Stock · 26,275 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 13,137 shares on June 30, 2024, and 13,138 shares on December 31, 2024 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 13,137 shares on June 30, 2024, and 13,138 shares on December 31, 2024 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0001209191-24-004761 · doc4.xml · derivative · entry 2

Evee Gary · CIK 0001847110 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,510

Underlying: Common Stock · 25,510 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 12,755 shares on June 30, 2024, and 12,755 shares on December 31, 2024 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 12,755 shares on June 30, 2024, and 12,755 shares on December 31, 2024 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0001209191-24-004760 · doc4.xml · derivative · entry 2

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,826

Underlying: Common Stock · 28,826 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 14,413 shares on June 30, 2024, and 14,413 shares on December 31, 2024 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 14,413 shares on June 30, 2024, and 14,413 shares on December 31, 2024 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0001209191-24-003843 · doc4.xml · derivative · entry 6

Eckel Robert A · CIK 0001324812 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 619,000

Underlying: Common Stock · 619,000 shares

Expires 2034-02-20

F2 · price: See Remarks

F4 · derivative.exercise_date: Fifty percent of the option will vest on February 20, 2025, with the remainder vesting in 12 equal monthly installments starting on March 20, 2025.

SEC source: 0001209191-24-003843 · doc4.xml · derivative · entry 5

Eckel Robert A · CIK 0001324812 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2029-09-19

F2 · price: See Remarks

F3 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable

SEC source: 0001209191-24-003843 · doc4.xml · derivative · entry 4

Eckel Robert A · CIK 0001324812 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2029-09-19

F2 · price: See Remarks

F3 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable

SEC source: 0001209191-24-003843 · doc4.xml · derivative · entry 3

Eckel Robert A · CIK 0001324812 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2029-09-19

F2 · price: See Remarks

F3 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable

SEC source: 0001209191-24-003843 · doc4.xml · derivative · entry 2

Eckel Robert A · CIK 0001324812 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2029-09-19

F2 · price: See Remarks

F3 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable

SEC source: 0001209191-24-003843 · doc4.xml · derivative · entry 1

Eckel Robert A · CIK 0001324812 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250,000 shares

Expires 2031-02-23

F2 · price: See Remarks

F1 · derivative.exercise_date: Fifty percent of the option vested on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023.

SEC source: 0001209191-24-003842 · doc4.xml · derivative · entry 6

Lazzouni Mohamed · CIK 0001320180 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,873

Underlying: Common Stock · 157,873 shares

Expires 2029-11-19

F2 · price: See Remarks

F4 · derivative.exercise_date: Fifty percent of the option will vest on February 20, 2025, with the remainder vesting in 12 equal monthly installments starting on March 20, 2025.

SEC source: 0001209191-24-003842 · doc4.xml · derivative · entry 5

Lazzouni Mohamed · CIK 0001320180 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,750 shares

Expires 2029-11-19

F2 · price: See Remarks

F3 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable

SEC source: 0001209191-24-003842 · doc4.xml · derivative · entry 4

Lazzouni Mohamed · CIK 0001320180 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,750 shares

Expires 2029-11-19

F2 · price: See Remarks

F3 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable

SEC source: 0001209191-24-003842 · doc4.xml · derivative · entry 3

Lazzouni Mohamed · CIK 0001320180 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,750 shares

Expires 2029-11-19

F2 · price: See Remarks

F3 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable

SEC source: 0001209191-24-003842 · doc4.xml · derivative · entry 2

Lazzouni Mohamed · CIK 0001320180 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,750 shares

Expires 2029-11-19

F2 · price: See Remarks

F3 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable

SEC source: 0001209191-24-003842 · doc4.xml · derivative · entry 1

Lazzouni Mohamed · CIK 0001320180 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300,000 shares

Expires 2031-02-23

F2 · price: See Remarks

F1 · derivative.exercise_date: Fifty percent of the option vested on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023.

SEC source: 0001209191-24-003841 · doc4.xml · derivative · entry 2

Traverse David K · CIK 0001998257 · Principal Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,000

Underlying: Common Stock · 44,000 shares

Expires 2034-02-20

F2 · price: See Remarks

F3 · derivative.exercise_date: Fifty percent of the option will vest on February 20, 2025, with the remainder vesting in 12 equal monthly installments starting on March 20, 2025.

SEC source: 0001209191-24-003841 · doc4.xml · derivative · entry 1

Traverse David K · CIK 0001998257 · Principal Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2031-02-23

F2 · price: See Remarks

F1 · derivative.exercise_date: Fifty percent of the option vested on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023.

SEC source: 0001209191-24-003024 · doc4.xml · derivative · entry 1

AJ Nadell · CIK 0002007698 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 15,000 shares on July 16, 2024, 15,000 shares on January 16, 2025, 15,000 shares on January 16, 2026 and 15,000 shares on January 16, 2027 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 15,000 shares on July 16, 2024, 15,000 shares on January 16, 2025, 15,000 shares on January 16, 2026 and 15,000 shares on January 16, 2027 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0001209191-24-000499 · doc4.xml · nonDerivative · entry 1

Johnstone Brent P · CIK 0001549600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-24-000498 · doc4.xml · nonDerivative · entry 1

Faubert Peter R. · CIK 0001679086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-24-000497 · doc4.xml · nonDerivative · entry 1

Evee Gary · CIK 0001847110 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-24-000496 · doc4.xml · nonDerivative · entry 1

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-058824 · doc4.xml · nonDerivative · entry 2

Eckel Robert A · CIK 0001324812 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 328,407

SEC source: 0001209191-23-058824 · doc4.xml · nonDerivative · entry 1

Eckel Robert A · CIK 0001324812 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,497

SEC source: 0001209191-23-050160 · doc4.xml · nonDerivative · entry 1

Eckel Robert A · CIK 0001324812 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-045375 · doc4.xml · nonDerivative · entry 1

Herman Craig A · CIK 0001943523 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-041306 · doc4.xml · nonDerivative · entry 1

Johnstone Brent P · CIK 0001549600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-041305 · doc4.xml · nonDerivative · entry 1

Faubert Peter R. · CIK 0001679086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-041304 · doc4.xml · nonDerivative · entry 1

Evee Gary · CIK 0001847110 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-041303 · doc4.xml · nonDerivative · entry 1

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-033155 · doc4.xml · nonDerivative · entry 1

Eckel Robert A · CIK 0001324812 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,497

SEC source: 0001209191-23-018966 · doc4.xml · derivative · entry 2

Johnstone Brent P · CIK 0001549600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,813

Underlying: Common Stock · 41,813 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 20,906 shares on June 30, 2023, and 20,907 shares on December 31, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 20,906 shares on June 30, 2023, and 20,907 shares on December 31, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0001209191-23-018965 · doc4.xml · derivative · entry 2

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,041

Underlying: Common Stock · 33,041 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 16,520 shares on June 30, 2023, and 16,521 shares on December 31, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 16,520 shares on June 30, 2023, and 16,521 shares on December 31, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0001209191-23-018964 · doc4.xml · derivative · entry 2

Faubert Peter R. · CIK 0001679086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,117

Underlying: Common Stock · 30,117 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 15,058 shares on June 30, 2023, and 15,059 shares on December 31, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 15,058 shares on June 30, 2023, and 15,059 shares on December 31, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0001209191-23-018963 · doc4.xml · derivative · entry 2

Evee Gary · CIK 0001847110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,240

Underlying: Common Stock · 29,240 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 14,620 shares on June 30, 2023, and 14,620 shares on December 31, 2023 provided the reporting person is serving as a director, office or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 14,620 shares on June 30, 2023, and 14,620 shares on December 31, 2023 provided the reporting person is serving as a director, office or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0001209191-23-009082 · doc4.xml · nonDerivative · entry 1

Herman Craig A · CIK 0001943523 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-001998 · doc4.xml · nonDerivative · entry 1

Johnstone Brent P · CIK 0001549600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-001994 · doc4.xml · nonDerivative · entry 1

Lazzouni Mohamed · CIK 0001320180 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-001992 · doc4.xml · nonDerivative · entry 1

Faubert Peter R. · CIK 0001679086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-001984 · doc4.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,028,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-001988 · doc4.xml · nonDerivative · entry 1

Evee Gary · CIK 0001847110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-001986 · doc4.xml · nonDerivative · entry 1

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-056366 · doc4.xml · nonDerivative · entry 2

STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,021,844

SEC source: 0001209191-22-056708 · doc4.xml · nonDerivative · entry 1

Eckel Robert A · CIK 0001324812 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,497

SEC source: 0001209191-22-056366 · doc4.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,950,536

SEC source: 0001209191-22-055689 · doc4.xml · nonDerivative · entry 1

Barcelo David Brian · CIK 0001810232 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,390

SEC source: 0001209191-22-055482 · doc4.xml · nonDerivative · entry 1

Eckel Robert A · CIK 0001324812 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,497

SEC source: 0001209191-22-050693 · doc4.xml · nonDerivative · entry 1

Eckel Robert A · CIK 0001324812 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.