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Traverse David K

Disclosed activity across 1 company

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41958
SEC CIK
0001998257

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AWARE INC /MA/AWRE · Entity 7524Chief Financial OfficerJune 01, 2026June 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AWARE INC /MA/

Report date June 01, 2026 · Filed June 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect73,707 Ending reported balance After 2026-06-02 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-01 · Exercise / conversion · Acquired 3,921 · Balance 68,707

F1: Restricted Stock Unit award vested, resulting in 6,000 shares of Common Stock. To satisfy tax withholding obligations, 2,079 shares were withheld, and 3,921 shares were issued.

Row 2 · 2026-06-02 · Purchase · Acquired 5,000 · Balance 73,707

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Unit award vested, resulting in 6,000 shares of Common Stock. To satisfy tax withholding obligations, 2,079 shares were withheld, and 3,921 shares were issued.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2026 Filed Jun 3, 2026 20:11 UTC AWARE INC /MA/ AWRE · Entity 7524 PurchaseCommon Stock 5,000 $1.46 $7,300.00
Disclosure

SEC source: 0001193125-26-255448 · ownership.xml · nonDerivative · entry 2

Traverse David K · CIK 0001998257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,707

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:11 UTC AWARE INC /MA/ AWRE · Entity 7524 Exercise / conversionCommon Stock 3,921 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-255448 · ownership.xml · nonDerivative · entry 1

Traverse David K · CIK 0001998257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Stock Unit award vested, resulting in 6,000 shares of Common Stock. To satisfy tax withholding obligations, 2,079 shares were withheld, and 3,921 shares were issued.

Read SEC document
March 17, 2026 Filed Mar 17, 2026 21:24 UTC AWARE INC /MA/ AWRE · Entity 7524 PurchaseCommon Stock 4,500 $1.15 $5,175.00
Disclosure

SEC source: 0001193125-26-111241 · ownership.xml · nonDerivative · entry 1

Traverse David K · CIK 0001998257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,984

Read SEC document
June 02, 2025 Filed Jun 3, 2025 21:39 UTC AWARE INC /MA/ AWRE · Entity 7524 PurchaseCommon Stock 2,500 $1.65 $4,125.00
Disclosure

SEC source: 0000950170-25-081157 · ownership.xml · nonDerivative · entry 2

Traverse David K · CIK 0001998257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,151

Read SEC document
June 01, 2025 Filed Jun 3, 2025 21:39 UTC AWARE INC /MA/ AWRE · Entity 7524 Exercise / conversionCommon stock 3,476 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-081157 · ownership.xml · nonDerivative · entry 1

Traverse David K · CIK 0001998257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Stock Unit award vested, resulting in 6,000 shares of Common Stock. To satisfy tax withholding obligations, 2,079 shares were withheld, and 3,921 shares were issued.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 22:54 UTC AWARE INC /MA/ AWRE · Entity 7524 PurchaseCommon stock 2,500 $1.61 $4,025.00
Disclosure

SEC source: 0000950170-24-132938 · ownership.xml · nonDerivative · entry 2

Traverse David K · CIK 0001998257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,254

Read SEC document
December 01, 2024 Filed Dec 3, 2024 22:54 UTC AWARE INC /MA/ AWRE · Entity 7524 Exercise / conversionCommon stock 4,240 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-132938 · ownership.xml · nonDerivative · entry 1

Traverse David K · CIK 0001998257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Stock Unit award vested, resulting in 6,000 shares of Common Stock. To satisfy tax withholding obligations, 1,760 shares were withheld, and 4,240 shares were issued.

Read SEC document
December 01, 2024 Filed Mar 17, 2025 20:15 UTC AWARE INC /MA/ AWRE · Entity 7524 PurchaseCommon stock 2,000 $1.56 $3,120.00
Disclosure

SEC source: 0000950170-25-040282 · ownership.xml · nonDerivative · entry 1

Traverse David K · CIK 0001998257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,254

Read SEC document
November 15, 2024 Filed Nov 19, 2024 21:00 UTC AWARE INC /MA/ AWRE · Entity 7524 PurchaseCommon stock 3,347 $1.49 $4,987.03
Disclosure

SEC source: 0000950170-24-128544 · ownership.xml · nonDerivative · entry 1

Traverse David K · CIK 0001998257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,132

Read SEC document
October 31, 2024 Filed Nov 4, 2024 22:24 UTC AWARE INC /MA/ AWRE · Entity 7524 GrantStock Option (Right to Buy) · Derivative 100,000 $2.05 Strike: $2.05 $205,000.00
Disclosure

SEC source: 0000950170-24-120928 · ownership.xml · derivative · entry 2

Traverse David K · CIK 0001998257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2034-10-31

F1 · derivative.exercise_date: Twenty-five percent of the option will vest annually, beginning on October 31, 2025, and continuing on each anniversary thereafter until fully vested on October 31, 2028

Read SEC document
October 31, 2024 Filed Nov 19, 2024 21:00 UTC AWARE INC /MA/ AWRE · Entity 7524 GrantStock Option (Right to Buy) · Derivative 100,000 $2.05 Strike: $2.05 $205,000.00
Disclosure

SEC source: 0000950170-24-128544 · ownership.xml · derivative · entry 2

Traverse David K · CIK 0001998257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2034-10-31

F1 · derivative.exercise_date: Twenty-five percent of the option will vest annually, beginning on October 31, 2025, and continuing on each anniversary thereafter until fully vested on October 31, 2028

Read SEC document
June 01, 2024 Filed Jun 3, 2024 20:39 UTC AWARE INC /MA/ AWRE · Entity 7524 GrantUnrestricted Stock Award · Derivative 24,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-005783 · doc4.xml · derivative · entry 3

Traverse David K · CIK 0001998257 · Principal Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 24,000 shares

Expires not disclosed

F2 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 6,000 shares on December 1, 2024, 6,000 shares on June 1, 2025, 6,000 shares on June 1, 2026 and 6,000 shares on June 1, 2027 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F2 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 6,000 shares on December 1, 2024, 6,000 shares on June 1, 2025, 6,000 shares on June 1, 2026 and 6,000 shares on June 1, 2027 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 21:00 UTC AWARE INC /MA/ AWRE · Entity 7524 PurchaseCommon Stock 4,907 $1.58 $7,753.06
Disclosure

SEC source: 0001209191-24-004862 · doc4.xml · nonDerivative · entry 1

Traverse David K · CIK 0001998257 · Principal Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,458

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:45 UTC AWARE INC /MA/ AWRE · Entity 7524 GrantStock Option (Right to Buy) · Derivative 44,000 Not disclosed Strike: $2.21 Not disclosed
Disclosure

SEC source: 0001209191-24-003841 · doc4.xml · derivative · entry 2

Traverse David K · CIK 0001998257 · Principal Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,000

Underlying: Common Stock · 44,000 shares

Expires 2034-02-20

F2 · price: See Remarks

F3 · derivative.exercise_date: Fifty percent of the option will vest on February 20, 2025, with the remainder vesting in 12 equal monthly installments starting on March 20, 2025.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:45 UTC AWARE INC /MA/ AWRE · Entity 7524 Disposition to issuerStock Option (Right to Buy) · Derivative 100,000 Not disclosed Strike: $4.73 Not disclosed
Disclosure

SEC source: 0001209191-24-003841 · doc4.xml · derivative · entry 1

Traverse David K · CIK 0001998257 · Principal Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2031-02-23

F2 · price: See Remarks

F1 · derivative.exercise_date: Fifty percent of the option vested on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.