Tapewire

NYSE · USD

AWR

AMERICAN STATES WATER CO

Export transactions ↓
Tapewire entity
4127
SEC CIK
0001056903
Parsed reports
535

Last 12 months

Inside the activity.

4 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202622
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2021 Filed Mar 13, 2021 01:34 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 22.3746 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020344 · doc4.xml · nonDerivative · entry 2

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,098.3829

F2 · shares: Updated DRIP

Read SEC document
March 02, 2021 Filed Mar 13, 2021 01:36 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 37.7683 $71.65 $2,706.10
Disclosure

SEC source: 0001209191-21-020345 · doc4.xml · nonDerivative · entry 1

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,364.1717

F1 · shares: DER units credited on 03/02/2021 as dividend at FMV

Read SEC document
March 02, 2021 Filed Mar 13, 2021 01:34 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 8.6524 $71.65 $619.94
Disclosure

SEC source: 0001209191-21-020344 · doc4.xml · nonDerivative · entry 1

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,076.0083

F1 · shares: DER units credited on 03/02/2021 as dividend at FMV

Read SEC document
March 02, 2021 Filed Mar 13, 2021 01:29 UTC
SWITZER BRYAN KVice President
GrantCommon Shares 5.3746 $71.65 $385.09
Disclosure

SEC source: 0001209191-21-020341 · doc4.xml · nonDerivative · entry 1

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,950.8797

F1 · shares: DER units credited on 03/02/2021 as dividend at FMV

Read SEC document
March 02, 2021 Filed Mar 13, 2021 01:25 UTC
Rowley Paul JVP OF OPERATIONS
GrantCommon Shares 5.3746 $71.65 $385.09
Disclosure

SEC source: 0001209191-21-020335 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,121.7713

F1 · shares: DER units credited on 03/02/2021 as dividend at FMV

Read SEC document
March 02, 2021 Filed Mar 13, 2021 01:24 UTC
KRUGER DENISE LSr. Vice President
GrantCommon Shares 7.4742 $71.65 $535.53
Disclosure

SEC source: 0001209191-21-020333 · doc4.xml · nonDerivative · entry 1

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,631.0034

F1 · shares: DER units credited on 03/02/2021 as dividend at FMV

Read SEC document
March 02, 2021 Filed Mar 13, 2021 01:21 UTC
FARROW GLADYSVice President
GrantCommon Shares 7.0805 $71.65 $507.32
Disclosure

SEC source: 0001209191-21-020331 · doc4.xml · nonDerivative · entry 1

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,017.3466

F1 · shares: DER units credited on 03/02/2021 as dividend at FMV

Read SEC document
March 02, 2021 Filed Mar 13, 2021 01:20 UTC
HODGES GRANVILLE R JRVice President - Operations
GrantCommon Shares 5.6034 $71.65 $401.48
Disclosure

SEC source: 0001209191-21-020329 · doc4.xml · nonDerivative · entry 1

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,470.6452

F1 · shares: DER units credited on 03/02/2021 as dividend at FMV

Read SEC document
March 02, 2021 Filed Aug 10, 2021 17:07 UTC
Harrison StuartSenior Vice President
GrantCommon Shares 7.5912 $71.65 $543.91
Disclosure

SEC source: 0001209191-21-050537 · doc4.xml · nonDerivative · entry 1

Harrison Stuart · CIK 0001819892 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,631.1969

F1 · shares: DER units credited on 03/02/2021 as dividend at FMV

Read SEC document
March 02, 2021 Filed Feb 12, 2022 00:38 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
GrantCommon Shares 4.3761 $71.65 $313.55
Disclosure

SEC source: 0001209191-22-009029 · doc4.xml · nonDerivative · entry 5

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,499.5848

F5 · shares: DER units credited on 03/02/2021 as dividend at FMV

Read SEC document
February 16, 2021 Filed May 19, 2021 22:46 UTC GrantCommon Shares 79.0925 $78.49 $6,207.97
Disclosure

SEC source: 0001209191-21-034152 · doc4.xml · nonDerivative · entry 5

ANDERSON JAMES L · CIK 0001130221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,902.3089

F5 · shares: DER Units credited on 02/16/2021 as dividend at FMV

Read SEC document
February 16, 2021 Filed May 19, 2021 22:45 UTC GrantCommon Shares 13.2009 $78.49 $1,036.14
Disclosure

SEC source: 0001209191-21-034150 · doc4.xml · nonDerivative · entry 4

BONTA DIANA M · CIK 0001388959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,179.8912

F4 · shares: DER Units credited on 02/16/2021 as dividend at FMV

Read SEC document
February 16, 2021 Filed May 19, 2021 22:44 UTC GrantCommon Shares 77.8287 $78.49 $6,108.77
Disclosure

SEC source: 0001209191-21-034149 · doc4.xml · nonDerivative · entry 4

HOLLOWAY ANNE M · CIK 0001187379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,718.5484

F3 · shares: DER Units credited on 02/16/2021 as dividend at FMV

Read SEC document
February 08, 2021 Filed May 19, 2021 22:46 UTC GrantCommon Shares 398.2371 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034152 · doc4.xml · nonDerivative · entry 4

ANDERSON JAMES L · CIK 0001130221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,823.2164

F4 · shares: Updated DRIP

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:49 UTC
FARROW GLADYSVice President
Tax withholdingCommon Shares 112.3529 $79.80 $8,965.76
Disclosure

SEC source: 0001209191-21-008710 · doc4.xml · nonDerivative · entry 3

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,010.2661

F3 · shares: 112.3529 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:49 UTC
FARROW GLADYSVice President
Tax withholdingCommon Shares 91.1654 $79.80 $7,275.00
Disclosure

SEC source: 0001209191-21-008710 · doc4.xml · nonDerivative · entry 2

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,122.619

F2 · shares: 91.1654 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:49 UTC
FARROW GLADYSVice President
Tax withholdingCommon Shares 71.8015 $79.80 $5,729.76
Disclosure

SEC source: 0001209191-21-008710 · doc4.xml · nonDerivative · entry 1

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,213.7844

F1 · shares: 71.8015 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:48 UTC
HODGES GRANVILLE R JRVice President - Operations
GrantCommon Shares 382.9433 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-008708 · doc4.xml · nonDerivative · entry 4

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President - Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 13,621.5959

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:48 UTC
HODGES GRANVILLE R JRVice President - Operations
Tax withholdingCommon Shares 78.6175 $79.80 $6,273.68
Disclosure

SEC source: 0001209191-21-008708 · doc4.xml · nonDerivative · entry 3

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,465.0419

F3 · shares: 78.6175 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:48 UTC
HODGES GRANVILLE R JRVice President - Operations
Tax withholdingCommon Shares 50.0238 $79.80 $3,991.90
Disclosure

SEC source: 0001209191-21-008708 · doc4.xml · nonDerivative · entry 2

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,543.6594

F2 · shares: 50.0238 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:48 UTC
HODGES GRANVILLE R JRVice President - Operations
Tax withholdingCommon Shares 39.4657 $79.80 $3,149.36
Disclosure

SEC source: 0001209191-21-008708 · doc4.xml · nonDerivative · entry 1

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,593.6832

F1 · shares: 39.4657 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:47 UTC
Rowley Paul JVP OF OPERATIONS
GrantCommon Shares 241.4782 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-008705 · doc4.xml · nonDerivative · entry 4

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 3,039.1538

F4 · shares: Updated 401k Information

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:47 UTC
Rowley Paul JVP OF OPERATIONS
Tax withholdingCommon Shares 112.3529 $79.80 $8,965.76
Disclosure

SEC source: 0001209191-21-008705 · doc4.xml · nonDerivative · entry 3

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,116.3967

F3 · shares: 112.3529 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:47 UTC
Rowley Paul JVP OF OPERATIONS
Tax withholdingCommon Shares 91.1654 $79.80 $7,275.00
Disclosure

SEC source: 0001209191-21-008705 · doc4.xml · nonDerivative · entry 2

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,228.7496

F2 · shares: 91.1654 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:47 UTC
Rowley Paul JVP OF OPERATIONS
Tax withholdingCommon Shares 71.8015 $79.80 $5,729.76
Disclosure

SEC source: 0001209191-21-008705 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,319.915

F1 · shares: 71.8015 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:46 UTC
SPROWLS ROBERT JPresident & CEO
Tax withholdingCommon Shares 510.0173 $79.80 $40,699.38
Disclosure

SEC source: 0001209191-21-008702 · doc4.xml · nonDerivative · entry 3

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,326.4035

F3 · shares: 510.0173 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:46 UTC
SPROWLS ROBERT JPresident & CEO
Tax withholdingCommon Shares 457.4549 $79.80 $36,504.90
Disclosure

SEC source: 0001209191-21-008702 · doc4.xml · nonDerivative · entry 2

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,836.4208

F2 · shares: 457.4549 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:46 UTC
SPROWLS ROBERT JPresident & CEO
Tax withholdingCommon Shares 375.5183 $79.80 $29,966.36
Disclosure

SEC source: 0001209191-21-008702 · doc4.xml · nonDerivative · entry 1

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,293.8757

F1 · shares: 375.5183 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:47 UTC
KRUGER DENISE LSr. Vice President
GrantCommon Shares 399.231 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-008706 · doc4.xml · nonDerivative · entry 4

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 14,198.7812

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:47 UTC
KRUGER DENISE LSr. Vice President
Tax withholdingCommon Shares 123.0163 $79.80 $9,816.70
Disclosure

SEC source: 0001209191-21-008706 · doc4.xml · nonDerivative · entry 3

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,623.5292

F3 · shares: 123.0163 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:47 UTC
KRUGER DENISE LSr. Vice President
Tax withholdingCommon Shares 99.8283 $79.80 $7,966.30
Disclosure

SEC source: 0001209191-21-008706 · doc4.xml · nonDerivative · entry 2

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,746.5455

F2 · shares: 99.8283 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:47 UTC
KRUGER DENISE LSr. Vice President
Tax withholdingCommon Shares 78.1744 $79.80 $6,238.32
Disclosure

SEC source: 0001209191-21-008706 · doc4.xml · nonDerivative · entry 1

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,846.3738

F1 · shares: 463.4557 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:44 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
GrantCommon Shares 1,248.63 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-008701 · doc4.xml · nonDerivative · entry 4

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 1,221.81

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:44 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
Tax withholdingCommon Shares 18.9209 $79.80 $1,509.89
Disclosure

SEC source: 0001209191-21-008701 · doc4.xml · nonDerivative · entry 3

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,005.1809

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:44 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
Tax withholdingCommon Shares 15.8001 $79.80 $1,260.85
Disclosure

SEC source: 0001209191-21-008701 · doc4.xml · nonDerivative · entry 2

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,024.1018

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:44 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
Tax withholdingCommon Shares 66.8404 $79.80 $5,333.86
Disclosure

SEC source: 0001209191-21-008701 · doc4.xml · nonDerivative · entry 1

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,039.9019

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:43 UTC
SWITZER BRYAN KVice President
Tax withholdingCommon Shares 112.3529 $79.80 $8,965.76
Disclosure

SEC source: 0001209191-21-008699 · doc4.xml · nonDerivative · entry 3

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,945.5051

F3 · shares: 112.3529 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:43 UTC
SWITZER BRYAN KVice President
Tax withholdingCommon Shares 71.5253 $79.80 $5,707.72
Disclosure

SEC source: 0001209191-21-008699 · doc4.xml · nonDerivative · entry 2

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,057.858

F2 · shares: 71.5253 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:43 UTC
SWITZER BRYAN KVice President
Tax withholdingCommon Shares 56.3331 $79.80 $4,495.38
Disclosure

SEC source: 0001209191-21-008699 · doc4.xml · nonDerivative · entry 1

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,129.3833

F1 · shares: 56.3331 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:42 UTC
TANG EVA GSr. Vice President & CFO
Tax withholdingCommon Shares 156.7952 $79.80 $12,512.26
Disclosure

SEC source: 0001209191-21-008698 · doc4.xml · nonDerivative · entry 3

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,067.3559

F3 · shares: 156.7952 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:42 UTC
TANG EVA GSr. Vice President & CFO
Tax withholdingCommon Shares 99.8283 $79.80 $7,966.30
Disclosure

SEC source: 0001209191-21-008698 · doc4.xml · nonDerivative · entry 2

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,224.1511

F2 · shares: 99.8283 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:42 UTC
TANG EVA GSr. Vice President & CFO
Tax withholdingCommon Shares 78.1744 $79.80 $6,238.32
Disclosure

SEC source: 0001209191-21-008698 · doc4.xml · nonDerivative · entry 1

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,323.9794

F1 · shares: 78.1744 shares withheld to satisfy tax liability.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:56 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon SHares 1,039 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007642 · doc4.xml · nonDerivative · entry 9

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,402.1538

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:56 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 58 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007642 · doc4.xml · nonDerivative · entry 8

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 9,053.4868

F5 · shares: Updated 401k Information

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:56 UTC
TANG EVA GSr. Vice President & CFO
Disposition to issuerCommon Shares 1.3133 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007642 · doc4.xml · nonDerivative · entry 7

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,363.1538

F4 · shares: Adjustment due to partial share

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:55 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon SHares 4,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007641 · doc4.xml · nonDerivative · entry 9

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,669.394

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:55 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 3.0889 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007641 · doc4.xml · nonDerivative · entry 8

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 474.1747

F6 · shares: Updated 401k Information

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:55 UTC
SPROWLS ROBERT JPresident & CEO
Disposition to issuerCommon Shares 2.2094 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007641 · doc4.xml · nonDerivative · entry 7

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,419.394

F5 · shares: Adjustment due to partial share

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:09 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
GrantCommon Shares 566 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007624 · doc4.xml · nonDerivative · entry 7

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,106.7423

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:09 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
GrantCommon Shares 26.82 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007624 · doc4.xml · nonDerivative · entry 6

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 26.82

F6 · shares: Updated 401k Information

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.