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AMERICAN STATES WATER CO

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4127
SEC CIK
0001056903
Parsed reports
535

Last 12 months

Inside the activity.

4 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202622
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2022 Filed Mar 16, 2022 19:41 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 923.774 $83.89 $77,495.40
Disclosure

SEC source: 0001209191-22-019179 · doc4.xml · nonDerivative · entry 3

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,885.5607

Read SEC document
March 14, 2022 Filed Mar 16, 2022 19:35 UTC
SWITZER BRYAN KFormer Officer
Tax withholdingCommon Shares 229.1088 $83.89 $19,219.94
Disclosure

SEC source: 0001209191-22-019176 · doc4.xml · nonDerivative · entry 3

SWITZER BRYAN K · CIK 0001304194 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,275.3373

F2 · shares: 229.1088 shares withheld to satisfy tax liability.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 19:35 UTC
SWITZER BRYAN KFormer Officer
GrantCommon Shares 662.5471 $83.89 $55,581.08
Disclosure

SEC source: 0001209191-22-019176 · doc4.xml · nonDerivative · entry 2

SWITZER BRYAN K · CIK 0001304194 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,504.4461

Read SEC document
March 14, 2022 Filed Mar 16, 2022 19:34 UTC
FARROW GLADYSVice President
Tax withholdingCommon Shares 24.0304 $83.89 $2,015.91
Disclosure

SEC source: 0001209191-22-019175 · doc4.xml · nonDerivative · entry 4

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,241.7279

F3 · shares: 24.0304 shares withheld to satisfy tax liability.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 19:34 UTC
FARROW GLADYSVice President
Tax withholdingCommon Shares 271.5119 $83.89 $22,777.13
Disclosure

SEC source: 0001209191-22-019175 · doc4.xml · nonDerivative · entry 3

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,265.7583

F2 · shares: 271.5119 shares withheld to satisfy tax liability.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 19:34 UTC
FARROW GLADYSVice President
GrantCommon Shares 662.5471 $83.89 $55,581.08
Disclosure

SEC source: 0001209191-22-019175 · doc4.xml · nonDerivative · entry 2

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,537.2702

Read SEC document
March 11, 2022 Filed Mar 15, 2022 20:24 UTC
Pierotti JonVice President Reg Affairs
GrantCommon Shares 336 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-018811 · doc4.xml · nonDerivative · entry 1

Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521.2105

Read SEC document
March 11, 2022 Filed Mar 15, 2022 20:26 UTC
HODGES GRANVILLE R JRSr. Vice President-Operations
GrantCommon Shares 121 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-018818 · doc4.xml · nonDerivative · entry 2

HODGES GRANVILLE R JR · CIK 0001389251 · Sr. Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,768.6646

Read SEC document
March 11, 2022 Filed Mar 15, 2022 20:18 UTC GrantCommon Shares 702 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-018794 · doc4.xml · nonDerivative · entry 1

Connor Christopher H · CIK 0001917262 · SVP of ASUS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702

Read SEC document
March 03, 2022 Filed Mar 16, 2022 19:47 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 515.7956 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019184 · doc4.xml · nonDerivative · entry 2

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,646.1803

F2 · shares: Updated DRIP

Read SEC document
March 03, 2022 Filed Mar 16, 2022 19:41 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 27.5139 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019179 · doc4.xml · nonDerivative · entry 2

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,961.7867

F2 · shares: Updated DRIP

Read SEC document
March 02, 2022 Filed Mar 15, 2022 20:26 UTC
HODGES GRANVILLE R JRSr. Vice President-Operations
GrantCommon Shares 6.8493 $83.51 $571.99
Disclosure

SEC source: 0001209191-22-018818 · doc4.xml · nonDerivative · entry 1

HODGES GRANVILLE R JR · CIK 0001389251 · Sr. Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,768.6646

F1 · shares: DER units credited on 03/02/2022 as dividend at FMV

Read SEC document
March 01, 2022 Filed Mar 16, 2022 19:52 UTC
Rowley Paul JSVP OF OPERATIONS
GrantCommon Shares 4.6185 $83.51 $385.69
Disclosure

SEC source: 0001209191-22-019185 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,746.5074

F1 · shares: DER units credited on 03/01/2022 as dividend at FMV

Read SEC document
March 01, 2022 Filed Mar 16, 2022 19:47 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 34.8344 $83.51 $2,909.02
Disclosure

SEC source: 0001209191-22-019184 · doc4.xml · nonDerivative · entry 1

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,130.3847

F1 · shares: DER units credited on 03/01/2022 as dividend at FMV

Read SEC document
March 01, 2022 Filed Mar 16, 2022 19:41 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 7.1677 $83.51 $598.57
Disclosure

SEC source: 0001209191-22-019179 · doc4.xml · nonDerivative · entry 1

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,934.2728

F1 · shares: DER units credited on 03/01/2022 as dividend at FMV

Read SEC document
March 01, 2022 Filed Mar 16, 2022 19:35 UTC
SWITZER BRYAN KFormer Officer
GrantCommon Shares 4.0925 $83.51 $341.76
Disclosure

SEC source: 0001209191-22-019176 · doc4.xml · nonDerivative · entry 1

SWITZER BRYAN K · CIK 0001304194 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,841.899

F1 · shares: DER units credited on 03/01/2022 as dividend at FMV

Read SEC document
March 01, 2022 Filed Mar 16, 2022 19:34 UTC
FARROW GLADYSVice President
GrantCommon Shares 5.2766 $83.51 $440.65
Disclosure

SEC source: 0001209191-22-019175 · doc4.xml · nonDerivative · entry 1

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,874.7231

F1 · shares: DER units credited on 03/01/2022 as dividend at FMV

Read SEC document
March 01, 2022 Filed Jun 6, 2022 21:01 UTC
Kubiak PatrickVP of Asset Management
GrantCommon Shares 4.1156 $83.51 $343.69
Disclosure

SEC source: 0001209191-22-034570 · doc4.xml · nonDerivative · entry 1

Kubiak Patrick · CIK 0001855829 · VP of Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,094.1747

F1 · shares: DER units credited on 03/01/2022 as dividend at FMV

Read SEC document
March 01, 2022 Filed Feb 10, 2023 01:47 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
GrantCommon Shares 4.5632 $83.51 $381.07
Disclosure

SEC source: 0001209191-23-008186 · doc4.xml · nonDerivative · entry 1

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,351.6883

F1 · shares: DER units credited on 03/01/2022 as dividend at FMV

Read SEC document
February 25, 2022 Filed Mar 4, 2022 23:05 UTC
SWITZER BRYAN KFormer Officer
SaleCommon Shares 708 $83.28 $58,962.24
Disclosure

SEC source: 0001209191-22-016446 · doc4.xml · nonDerivative · entry 1

SWITZER BRYAN K · CIK 0001304194 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,837.8065

Read SEC document
February 15, 2022 Filed Aug 18, 2022 23:40 UTC GrantCommon Shares 79.927 $84.66 $6,766.62
Disclosure

SEC source: 0001209191-22-046767 · doc4.xml · nonDerivative · entry 2

HOLLOWAY ANNE M · CIK 0001187379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,166.141

F2 · shares: DER Units credited on 02/15/2022 as dividend at FMV

Read SEC document
February 04, 2022 Filed Feb 12, 2022 01:37 UTC
SPROWLS ROBERT JPresident & CEO
Tax withholdingCommon Shares 479.2337 $89.69 $42,982.47
Disclosure

SEC source: 0001209191-22-009039 · doc4.xml · nonDerivative · entry 11

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,095.5503

F9 · shares: 479.2337 shares withheld to satisfy tax liability.

Read SEC document
February 04, 2022 Filed Feb 12, 2022 01:37 UTC
SPROWLS ROBERT JPresident & CEO
Tax withholdingCommon Shares 381.8256 $89.69 $34,245.94
Disclosure

SEC source: 0001209191-22-009039 · doc4.xml · nonDerivative · entry 10

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,574.784

F8 · shares: 381.8256 shares withheld to satisfy tax liability.

Read SEC document
February 04, 2022 Filed Feb 12, 2022 01:37 UTC
SPROWLS ROBERT JPresident & CEO
Tax withholdingCommon Shares 459.6184 $89.69 $41,223.17
Disclosure

SEC source: 0001209191-22-009039 · doc4.xml · nonDerivative · entry 9

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,956.6096

F7 · shares: 459.6184 shares withheld to satisfy tax liability.

Read SEC document
February 04, 2022 Filed Feb 12, 2022 01:37 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 6.2248 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009039 · doc4.xml · nonDerivative · entry 8

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 480.3995

F6 · shares: Updated 401k Information

Read SEC document
February 04, 2022 Filed Feb 12, 2022 01:37 UTC
SPROWLS ROBERT JPresident & CEO
Disposition to issuerCommon Shares 2.75 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009039 · doc4.xml · nonDerivative · entry 7

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,416.228

F5 · shares: Adjustment due to partial share

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:55 UTC
Rowley Paul JSVP OF OPERATIONS
Tax withholdingCommon Shares 95.2733 $89.69 $8,545.06
Disclosure

SEC source: 0001209191-22-009037 · doc4.xml · nonDerivative · entry 5

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,741.8888

F5 · shares: 95.2733 shares withheld to satisfy tax liability.

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:55 UTC
Rowley Paul JSVP OF OPERATIONS
Tax withholdingCommon Shares 72.8301 $89.69 $6,532.13
Disclosure

SEC source: 0001209191-22-009037 · doc4.xml · nonDerivative · entry 4

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,837.1621

F4 · shares: 72.8301 shares withheld to satisfy tax liability.

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:55 UTC
Rowley Paul JSVP OF OPERATIONS
Tax withholdingCommon Shares 77.8282 $89.69 $6,980.41
Disclosure

SEC source: 0001209191-22-009037 · doc4.xml · nonDerivative · entry 3

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,909.9922

F3 · shares: 77.8282 shares withheld to satisfy tax liability.

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:55 UTC
Rowley Paul JSVP OF OPERATIONS
Disposition to issuerCommon Shares 250.31 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009037 · doc4.xml · nonDerivative · entry 2

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 3,289.4638

F2 · shares: Updated 401k Information

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:55 UTC
Rowley Paul JSVP OF OPERATIONS
Disposition to issuerCommon Shares 2.7513 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009037 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,987.8204

F1 · shares: Adjustment due to partial share

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:41 UTC
Kubiak PatrickVP of Asset Management
Tax withholdingCommon Shares 16.512 $89.69 $1,480.96
Disclosure

SEC source: 0001209191-22-009031 · doc4.xml · nonDerivative · entry 7

Kubiak Patrick · CIK 0001855829 · VP of Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090.0591

F7 · shares: 16.5120 shares withheld to satisfy tax liability.

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:41 UTC
Kubiak PatrickVP of Asset Management
Tax withholdingCommon Shares 12.4411 $89.69 $1,115.84
Disclosure

SEC source: 0001209191-22-009031 · doc4.xml · nonDerivative · entry 6

Kubiak Patrick · CIK 0001855829 · VP of Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,106.5711

F6 · shares: 12.4411 shares withheld to satisfy tax liability.

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:41 UTC
Kubiak PatrickVP of Asset Management
Tax withholdingCommon Shares 13.7506 $89.69 $1,233.29
Disclosure

SEC source: 0001209191-22-009031 · doc4.xml · nonDerivative · entry 5

Kubiak Patrick · CIK 0001855829 · VP of Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,119.0122

F5 · shares: 13.7506 shares withheld to satisfy tax liability.

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:41 UTC
Kubiak PatrickVP of Asset Management
Disposition to issuerCommon Shares 0.0323 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009031 · doc4.xml · nonDerivative · entry 4

Kubiak Patrick · CIK 0001855829 · VP of Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,132.7628

F4 · shares: Adjustment due to partial share

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:38 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
Tax withholdingCommon Shares 16.512 $89.69 $1,480.96
Disclosure

SEC source: 0001209191-22-009029 · doc4.xml · nonDerivative · entry 13

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,347.1251

F13 · shares: 16.5120 shares withheld to satisfy tax liability.

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:38 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
Tax withholdingCommon Shares 67.7975 $89.69 $6,080.76
Disclosure

SEC source: 0001209191-22-009029 · doc4.xml · nonDerivative · entry 12

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,363.6371

F12 · shares: 67.7975 shares withheld to satisfy tax liability.

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:38 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
Tax withholdingCommon Shares 77.8282 $89.69 $6,980.41
Disclosure

SEC source: 0001209191-22-009029 · doc4.xml · nonDerivative · entry 11

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,431.4346

F11 · shares: 77.8282 shares withheld to satisfy tax liability.

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:38 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
Disposition to issuerCommon Shares 35.64 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009029 · doc4.xml · nonDerivative · entry 10

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 1,186.17

F10 · shares: Updated 401k Information

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:38 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
Disposition to issuerCommon Shares 1.6671 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009029 · doc4.xml · nonDerivative · entry 9

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,509.2628

F9 · shares: Adjustment due to partial share

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:28 UTC
HODGES GRANVILLE R JRSr. Vice President-Operations
Tax withholdingCommon Shares 52.4053 $89.69 $4,700.23
Disclosure

SEC source: 0001209191-22-009025 · doc4.xml · nonDerivative · entry 5

HODGES GRANVILLE R JR · CIK 0001389251 · Sr. Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,640.8152

F5 · shares: 52.4053 shares withheld to satisfy tax liability.

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:28 UTC
HODGES GRANVILLE R JRSr. Vice President-Operations
Tax withholdingCommon Shares 40.1286 $89.69 $3,599.13
Disclosure

SEC source: 0001209191-22-009025 · doc4.xml · nonDerivative · entry 4

HODGES GRANVILLE R JR · CIK 0001389251 · Sr. Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,693.2205

F4 · shares: 40.1286 shares withheld to satisfy tax liability.

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:28 UTC
HODGES GRANVILLE R JRSr. Vice President-Operations
Tax withholdingCommon Shares 61.2104 $89.69 $5,489.96
Disclosure

SEC source: 0001209191-22-009025 · doc4.xml · nonDerivative · entry 3

HODGES GRANVILLE R JR · CIK 0001389251 · Sr. Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,733.3491

F3 · shares: 61.2104 shares withheld to satisfy tax liability.

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:28 UTC
HODGES GRANVILLE R JRSr. Vice President-Operations
Disposition to issuerCommon Shares 4.201 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009025 · doc4.xml · nonDerivative · entry 2

HODGES GRANVILLE R JR · CIK 0001389251 · Sr. Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,794.5595

F2 · shares: Adjustment due to partial share

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:25 UTC
FARROW GLADYSVice President
Tax withholdingCommon Shares 74.9307 $89.69 $6,720.53
Disclosure

SEC source: 0001209191-22-009024 · doc4.xml · nonDerivative · entry 7

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,869.4466

F7 · shares: 74.9307 shares withheld to satisfy tax liability.

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:25 UTC
FARROW GLADYSVice President
Tax withholdingCommon Shares 57.2794 $89.69 $5,137.39
Disclosure

SEC source: 0001209191-22-009024 · doc4.xml · nonDerivative · entry 6

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,944.3773

F6 · shares: 57.2794 shares withheld to satisfy tax liability.

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:25 UTC
FARROW GLADYSVice President
Tax withholdingCommon Shares 85.1105 $89.69 $7,633.56
Disclosure

SEC source: 0001209191-22-009024 · doc4.xml · nonDerivative · entry 5

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,001.6567

F5 · shares: 85.1105 shares withheld to satisfy tax liability.

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:25 UTC
FARROW GLADYSVice President
Disposition to issuerCommon Shares 2.5344 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009024 · doc4.xml · nonDerivative · entry 4

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,086.7672

F4 · shares: Adjustment due to partial share

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:18 UTC
TANG EVA GSr. Vice President & CFO
Tax withholdingCommon Shares 104.581 $89.69 $9,379.87
Disclosure

SEC source: 0001209191-22-009023 · doc4.xml · nonDerivative · entry 9

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,927.1051

F8 · shares: 104.5810 shares withheld to satisfy tax liability.

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:18 UTC
TANG EVA GSr. Vice President & CFO
Tax withholdingCommon Shares 79.4875 $89.69 $7,129.23
Disclosure

SEC source: 0001209191-22-009023 · doc4.xml · nonDerivative · entry 8

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,031.6861

F7 · shares: 79.4875 shares withheld to satisfy tax liability.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.