Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2019 Filed Feb 19, 2019 16:59 UTC |
Swaminathan RadhakrishnanEVP,ChiefCust.,Strat.&TechOff.
|
GrantCommon Stock | 1,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000054 · wf-form4_155061356732259.xml · nonDerivative · entry 1 Swaminathan Radhakrishnan · CIK 0001721449 · EVP,ChiefCust.,Strat.&TechOff. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,566 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 16:20 UTC |
Chin BrianSVP Strat. Fin. Planning
|
GrantCommon Stock | 834 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000040 · wf-form4_155061121234477.xml · nonDerivative · entry 1 Chin Brian · CIK 0001710089 · SVP Strat. Fin. Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,583 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 16:41 UTC |
Lynch WalterEVP and COO
|
GrantCommon Stock | 3,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000045 · wf-form4_155061245437971.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,038 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:11 UTC |
Wikle Melissa K.Vice President and Controller
|
GrantCommon Stock | 509 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000058 · wf-form4_155061426717878.xml · nonDerivative · entry 1 Wikle Melissa K. · CIK 0001680773 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,156 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:56 UTC |
Sullivan Linda GEVP and CFO
|
GrantCommon Stock | 2,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000052 · wf-form4_155061334927011.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,679 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:02 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
GrantCommon Stock | 1,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000056 · wf-form4_155061372211291.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,720 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:48 UTC |
STORY SUSAN NDirector · President and CEO
|
GrantCommon Stock | 10,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000050 · wf-form4_155061288086221.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,706 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:39 UTC |
Kennedy Melanie MSVP, Human Resources
|
GrantCommon Stock | 1,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000043 · wf-form4_155061234138487.xml · nonDerivative · entry 1 Kennedy Melanie M · CIK 0001699352 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,404 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:44 UTC |
Sgro Michael AEVP,General Counsel, Secretary
|
GrantCommon Stock | 1,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000048 · wf-form4_155061265582167.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,803 Read SEC document |
| January 23, 2019 Filed Jan 24, 2019 18:39 UTC |
Lynch WalterEVP and COO
|
Tax withholdingCommon Stock | 3,806 | $94.24 | $358,677.44 |
DisclosureSEC source: 0001410636-19-000023 · wf-form4_154837313483079.xml · nonDerivative · entry 2 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,984 Read SEC document |
| January 23, 2019 Filed Jan 24, 2019 18:39 UTC |
Lynch WalterEVP and COO
|
GrantCommon Stock | 9,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000023 · wf-form4_154837313483079.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,790 F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2016 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 23, 2019. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 00:13 UTC |
Wikle Melissa K.Vice President and Controller
|
Tax withholdingCommon Stock | 321 | $94.24 | $30,251.04 |
DisclosureSEC source: 0001410636-19-000033 · wf-form4_154837517328792.xml · nonDerivative · entry 2 Wikle Melissa K. · CIK 0001680773 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,647 Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 00:13 UTC |
Wikle Melissa K.Vice President and Controller
|
GrantCommon Stock | 868 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000033 · wf-form4_154837517328792.xml · nonDerivative · entry 1 Wikle Melissa K. · CIK 0001680773 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,968 F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in July 2016 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 23, 2019. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 00:09 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
Tax withholdingCommon Stock | 995 | $94.24 | $93,768.80 |
DisclosureSEC source: 0001410636-19-000031 · wf-form4_154837497802287.xml · nonDerivative · entry 2 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,347 Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 00:09 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
GrantCommon Stock | 4,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000031 · wf-form4_154837497802287.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,342 F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2016 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 23, 2019. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 00:01 UTC |
Sullivan Linda GEVP and CFO
|
Tax withholdingCommon Stock | 2,568 | $94.24 | $242,008.32 |
DisclosureSEC source: 0001410636-19-000029 · wf-form4_154837447334825.xml · nonDerivative · entry 2 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,049 Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 00:01 UTC |
Sullivan Linda GEVP and CFO
|
GrantCommon Stock | 7,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000029 · wf-form4_154837447334825.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,617 F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2016 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 23, 2019. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 23, 2019 Filed Jan 24, 2019 23:50 UTC |
STORY SUSAN NDirector · President and CEO
|
Tax withholdingCommon Stock | 9,794 | $94.24 | $922,986.56 |
DisclosureSEC source: 0001410636-19-000027 · wf-form4_154837381180449.xml · nonDerivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,449 Read SEC document |
| January 23, 2019 Filed Jan 24, 2019 23:50 UTC |
STORY SUSAN NDirector · President and CEO
|
GrantCommon Stock | 21,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000027 · wf-form4_154837381180449.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,243 F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2016 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 23, 2019. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 23, 2019 Filed Jan 24, 2019 23:43 UTC |
Sgro Michael AEVP,General Counsel, Secretary
|
Tax withholdingCommon Stock | 1,346 | $94.24 | $126,847.04 |
DisclosureSEC source: 0001410636-19-000025 · wf-form4_154837338682386.xml · nonDerivative · entry 2 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,068 Read SEC document |
| January 23, 2019 Filed Jan 24, 2019 23:43 UTC |
Sgro Michael AEVP,General Counsel, Secretary
|
GrantCommon Stock | 4,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000025 · wf-form4_154837338682386.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,414 F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2016 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 23, 2019. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 23, 2019 Filed Jan 24, 2019 23:34 UTC |
Kennedy Melanie MSVP, Human Resources
|
Tax withholdingCommon Stock | 289 | $94.24 | $27,235.36 |
DisclosureSEC source: 0001410636-19-000021 · wf-form4_154837283021890.xml · nonDerivative · entry 2 Kennedy Melanie M · CIK 0001699352 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,324 Read SEC document |
| January 23, 2019 Filed Jan 24, 2019 23:34 UTC |
Kennedy Melanie MSVP, Human Resources
|
GrantCommon Stock | 787 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000021 · wf-form4_154837283021890.xml · nonDerivative · entry 1 Kennedy Melanie M · CIK 0001699352 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,613 F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2016 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 23, 2019. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 17:19 UTC |
Swaminathan RadhakrishnanEVP,ChiefCust.,Strat.&TechOff.
|
Tax withholdingCommon Stock | 201 | $90.77 | $18,244.77 |
DisclosureSEC source: 0001410636-19-000015 · wf-form4_154646755919758.xml · nonDerivative · entry 1 Swaminathan Radhakrishnan · CIK 0001721449 · EVP,ChiefCust.,Strat.&TechOff. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,831 Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 15:40 UTC |
Chin BrianSVP Plan.&Strat.&Int.Treas.
|
Tax withholdingCommon Stock | 113 | $90.77 | $10,257.01 |
DisclosureSEC source: 0001410636-19-000002 · wf-form4_154646162079901.xml · nonDerivative · entry 1 Chin Brian · CIK 0001710089 · SVP Plan.&Strat.&Int.Treas. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749 Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 15:44 UTC |
Lynch WalterEVP and COO
|
Tax withholdingCommon Stock | 1,087 | $90.77 | $98,666.99 |
DisclosureSEC source: 0001410636-19-000006 · wf-form4_154646187300196.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,944 Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 22:39 UTC |
Wikle Melissa K.Vice President and Controller
|
Tax withholdingCommon Stock | 182 | $90.77 | $16,520.14 |
DisclosureSEC source: 0001410636-19-000019 · wf-form4_154646876543908.xml · nonDerivative · entry 1 Wikle Melissa K. · CIK 0001680773 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 22:37 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
Tax withholdingCommon Stock | 242 | $90.77 | $21,966.34 |
DisclosureSEC source: 0001410636-19-000017 · wf-form4_154646865267029.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,298 Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 22:17 UTC |
Sullivan Linda GEVP and CFO
|
Tax withholdingCommon Stock | 847 | $90.77 | $76,882.19 |
DisclosureSEC source: 0001410636-19-000013 · wf-form4_154646741762140.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,427 F1 · balance_after: Includes 495 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 21:02 UTC |
STORY SUSAN NDirector · President and CEO
|
Tax withholdingCommon Stock | 2,642 | $90.77 | $239,814.34 |
DisclosureSEC source: 0001410636-19-000011 · wf-form4_154646294159001.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,392 F1 · balance_after: Includes 379 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 20:54 UTC |
Sgro Michael AEVP,General Counsel, Secretary
|
Tax withholdingCommon Stock | 515 | $90.77 | $46,746.55 |
DisclosureSEC source: 0001410636-19-000008 · wf-form4_154646245176984.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,679 F1 · balance_after: Includes 101 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 20:42 UTC |
Kennedy Melanie MSVP, Human Resources
|
Tax withholdingCommon Stock | 222 | $90.77 | $20,150.94 |
DisclosureSEC source: 0001410636-19-000004 · wf-form4_154646174939864.xml · nonDerivative · entry 1 Kennedy Melanie M · CIK 0001699352 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,826 F1 · balance_after: Includes 35 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| November 29, 2018 Filed Nov 29, 2018 22:42 UTC |
STORY SUSAN NDirector · President and CEO
|
GiftCommon Stock | 96 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000179 · wf-form4_154353133428633.xml · nonDerivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,655 Read SEC document |
| November 27, 2018 Filed Nov 29, 2018 22:42 UTC |
STORY SUSAN NDirector · President and CEO
|
PurchaseCommon Stock | 96 | $91.91 | $8,823.36 |
DisclosureSEC source: 0001410636-18-000179 · wf-form4_154353133428633.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,751 F1 · balance_after: Includes 1,251 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 19:08 UTC |
Lynch WalterEVP and COO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $44.06 | $0.00 |
DisclosureSEC source: 0001410636-18-000177 · wf-form4_154241329527006.xml · derivative · entry 3 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,545 Underlying: Common Stock · 5,000 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award granted on February 20, 2014 and representing a right to purchase 28,545 shares vested in three equal installments on January 1, 2015, January 1, 2016 and January 1, 2017. F3 · balance_after: Prior exercises of a total of 15,000 shares underlying this option were previously reported. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 19:08 UTC |
Lynch WalterEVP and COO
|
SaleCommon Stock | 5,000 | $91.69 | $458,450.00 |
DisclosureSEC source: 0001410636-18-000177 · wf-form4_154241329527006.xml · nonDerivative · entry 2 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,031 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.68 to $91.74, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 19:08 UTC |
Lynch WalterEVP and COO
|
Exercise / conversionCommon Stock | 5,000 | $44.06 | $220,300.00 |
DisclosureSEC source: 0001410636-18-000177 · wf-form4_154241329527006.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 01:50 UTC |
Kurz Karl FDirector
|
PurchaseCommon Stock | 1,000 | $91.30 | $91,300.00 |
DisclosureSEC source: 0001410636-18-000175 · wf-form4_154224663168528.xml · nonDerivative · entry 1 Kurz Karl F · CIK 0001292794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,189 F1 · balance_after: Includes 3,651 director units that settle solely in common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the distribution date (subject to the exercise by the reporting person of the right to defer payment to a later date in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 11:04 UTC |
Lynch WalterEVP and COO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $44.06 | $0.00 |
DisclosureSEC source: 0001410636-18-000157 · wf-form4_153624622915896.xml · derivative · entry 3 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,545 Underlying: Common Stock · 10,000 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award granted on February 20, 2014 and representing a right to purchase 28,545 shares vested in three equal installments on January 1, 2015, January 1, 2016 and January 1, 2017. F3 · balance_after: A prior exercise of 5,000 shares underlying this option was previously reported. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 11:04 UTC |
Lynch WalterEVP and COO
|
SaleCommon Stock | 10,000 | $89.57 | $895,700.00 |
DisclosureSEC source: 0001410636-18-000157 · wf-form4_153624622915896.xml · nonDerivative · entry 2 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,031 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.44 to $89.75, inclusive. The report person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 11:04 UTC |
Lynch WalterEVP and COO
|
Exercise / conversionCommon Stock | 10,000 | $44.06 | $440,600.00 |
DisclosureSEC source: 0001410636-18-000157 · wf-form4_153624622915896.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 13:46 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,493 | $0.00 Strike: $65.15 | $0.00 |
DisclosureSEC source: 0001410636-18-000152 · wf-form4_153606878617734.xml · derivative · entry 8 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,833 Underlying: Common Stock · 4,493 shares Expires 2022-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option award granted on February 16, 2016, representing a right to purchase 10,108 shares, vests in three equal installments on January 1, 2017, 2018 and 2019. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 13:46 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
SaleCommon Stock | 4,493 | $87.63 | $393,721.59 |
DisclosureSEC source: 0001410636-18-000152 · wf-form4_153606878617734.xml · nonDerivative · entry 5 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,540 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.50 to $87.875, inclusive. The report person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 13:46 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
Exercise / conversionCommon Stock | 4,493 | $65.15 | $292,718.95 |
DisclosureSEC source: 0001410636-18-000152 · wf-form4_153606878617734.xml · nonDerivative · entry 4 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 13:46 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,245 | $0.00 Strike: $52.75 | $0.00 |
DisclosureSEC source: 0001410636-18-000152 · wf-form4_153606878617734.xml · derivative · entry 7 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,075 Underlying: Common Stock · 5,245 shares Expires 2021-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option award granted on February 17, 2015, representing a right to purchase 10,435 shares, vested in three equal installments on January 1, 2016, 2017 and 2018. F5 · balance_after: A prior exercise of 3,115 shares underlying this option was previously reported. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 13:46 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 782 | $0.00 Strike: $65.15 | $0.00 |
DisclosureSEC source: 0001410636-18-000152 · wf-form4_153606878617734.xml · derivative · entry 6 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,326 Underlying: Common Stock · 782 shares Expires 2022-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option award granted on February 16, 2016, representing a right to purchase 10,108 shares, vests in three equal installments on January 1, 2017, 2018 and 2019. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 13:46 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
SaleCommon Stock | 6,027 | $88.04 | $530,617.08 |
DisclosureSEC source: 0001410636-18-000152 · wf-form4_153606878617734.xml · nonDerivative · entry 3 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,540 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.00 to $88.09, inclusive. The report person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 13:46 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
Exercise / conversionCommon Stock | 5,245 | $52.75 | $276,673.75 |
DisclosureSEC source: 0001410636-18-000152 · wf-form4_153606878617734.xml · nonDerivative · entry 2 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 13:46 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
Exercise / conversionCommon Stock | 782 | $65.15 | $50,947.30 |
DisclosureSEC source: 0001410636-18-000152 · wf-form4_153606878617734.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 17:39 UTC |
Kennedy Melanie MSVP, Human Resources
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,114 | $0.00 Strike: $34.12 | $0.00 |
DisclosureSEC source: 0001410636-18-000150 · wf-form4_153444116622107.xml · derivative · entry 3 Kennedy Melanie M · CIK 0001699352 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,114 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award granted on February 23, 2012 vested in three equal installments on January 1, 2013, January 1, 2014 and January 1, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.