Tapewire

NYSE · USD

AWK

American Water Works Company, Inc.

Export transactions ↓
Tapewire entity
3169
SEC CIK
0001410636
Parsed reports
432

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2020 Filed Mar 4, 2020 14:27 UTC
Kennedy Melanie MSVP, Human Resources
Exercise / conversionCommon Stock 1,990 $52.75 $104,972.50
Disclosure

SEC source: 0001410636-20-000058 · wf-form4_158333203188363.xml · nonDerivative · entry 2

Kennedy Melanie M · CIK 0001699352 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 14:27 UTC
Kennedy Melanie MSVP, Human Resources
Exercise / conversionCommon Stock 1,969 $65.15 $128,280.35
Disclosure

SEC source: 0001410636-20-000058 · wf-form4_158333203188363.xml · nonDerivative · entry 1

Kennedy Melanie M · CIK 0001699352 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:40 UTC
Kirwan Kevin BSVP, Chief Op Excel&Safety Off
GrantCommon Stock 55 $0.00 $0.00
Disclosure

SEC source: 0001410636-20-000054 · wf-form4_158328239173411.xml · nonDerivative · entry 1

Kirwan Kevin B · CIK 0001805478 · SVP, Chief Op Excel&Safety Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,694

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:41 UTC
Norton CherylSVP,Chief Envrn Off & East Div
GrantCommon Stock 328 $0.00 $0.00
Disclosure

SEC source: 0001410636-20-000056 · wf-form4_158328248554742.xml · nonDerivative · entry 1

Norton Cheryl · CIK 0001805481 · SVP,Chief Envrn Off & East Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,922

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:38 UTC
Hauk Bruce APres, Reg. Ops & Military Serv
GrantCommon Stock 318 $0.00 $0.00
Disclosure

SEC source: 0001410636-20-000052 · wf-form4_158328230015418.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · Pres, Reg. Ops & Military Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,888

Read SEC document
February 21, 2020 Filed Feb 25, 2020 15:13 UTC
Sgro Michael AEVP,General Counsel, Secretary
SaleCommon Stock 9,502 $137.69 $1,308,330.38
Disclosure

SEC source: 0001410636-20-000044 · wf-form4_158264356803241.xml · nonDerivative · entry 1

Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,612

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.49 to $137.93, inclusive. The report person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 15:11 UTC
Warnock Loyd ASVP, Chief EA and Corp. BD Off
SaleCommon Stock 6,200 $137.74 $853,988.00
Disclosure

SEC source: 0001410636-20-000043 · wf-form4_158264348572366.xml · nonDerivative · entry 1

Warnock Loyd A · CIK 0001296668 · SVP, Chief EA and Corp. BD Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,345

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.57 to $137.88, inclusive. The report person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
February 21, 2020 Filed Jul 15, 2020 16:29 UTC Amendment
Warnock Loyd ASVP,Chief Advisor-Reg.&ExtAffs
SaleCommon Stock 69.1723 $137.94 $9,541.63
Disclosure

SEC source: 0001410636-20-000114 · wf-form4a_159483055869689.xml · nonDerivative · entry 1

Warnock Loyd A · CIK 0001296668 · SVP,Chief Advisor-Reg.&ExtAffs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,276

F1 · shares: This amended Form 4 is being filed to report this transaction, which had been inadvertently omitted from the original Form 4 filed by the reporting person on February 25, 2020 to report a separate transaction, and promptly after such omission was discovered.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 13:30 UTC
Chin BrianSVP Strat. Fin. Planning
GrantCommon Stock 599 $0.00 $0.00
Disclosure

SEC source: 0001410636-20-000026 · wf-form4_158153220875992.xml · nonDerivative · entry 1

Chin Brian · CIK 0001710089 · SVP Strat. Fin. Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,834

Read SEC document
February 11, 2020 Filed Feb 12, 2020 13:31 UTC
Lynch WalterEVP and COO
GrantCommon Stock 2,255 $0.00 $0.00
Disclosure

SEC source: 0001410636-20-000029 · wf-form4_158153227279014.xml · nonDerivative · entry 1

Lynch Walter · CIK 0001430106 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,824

Read SEC document
February 11, 2020 Filed Feb 12, 2020 18:33 UTC
Wikle Melissa K.Vice President and Controller
GrantCommon Stock 402 $0.00 $0.00
Disclosure

SEC source: 0001410636-20-000034 · wf-form4_158153238060652.xml · nonDerivative · entry 1

Wikle Melissa K. · CIK 0001680773 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,789

Read SEC document
February 11, 2020 Filed Feb 12, 2020 18:32 UTC
STORY SUSAN NDirector · President and CEO
GrantCommon Stock 7,758 $0.00 $0.00
Disclosure

SEC source: 0001410636-20-000032 · wf-form4_158153233618319.xml · nonDerivative · entry 1

STORY SUSAN N · CIK 0001233549 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,222

Read SEC document
February 11, 2020 Filed Feb 12, 2020 18:32 UTC
Warnock Loyd ASVP, Chief EA and Corp. BD Off
GrantCommon Stock 1,053 $0.00 $0.00
Disclosure

SEC source: 0001410636-20-000033 · wf-form4_158153235910910.xml · nonDerivative · entry 1

Warnock Loyd A · CIK 0001296668 · SVP, Chief EA and Corp. BD Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,545

Read SEC document
February 11, 2020 Filed Feb 12, 2020 18:32 UTC
Sgro Michael AEVP,General Counsel, Secretary
GrantCommon Stock 1,384 $0.00 $0.00
Disclosure

SEC source: 0001410636-20-000031 · wf-form4_158153231391130.xml · nonDerivative · entry 1

Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,114

Read SEC document
February 11, 2020 Filed Feb 12, 2020 18:31 UTC
Merante James SVice President and Treasurer
GrantCommon Stock 311 $0.00 $0.00
Disclosure

SEC source: 0001410636-20-000030 · wf-form4_158153229230251.xml · nonDerivative · entry 1

Merante James S · CIK 0001767992 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,103

Read SEC document
February 11, 2020 Filed Feb 12, 2020 18:31 UTC
Kennedy Melanie MSVP, Human Resources
GrantCommon Stock 797 $0.00 $0.00
Disclosure

SEC source: 0001410636-20-000028 · wf-form4_158153225126217.xml · nonDerivative · entry 1

Kennedy Melanie M · CIK 0001699352 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,568

Read SEC document
February 11, 2020 Filed Feb 12, 2020 18:30 UTC
Hardwick M SusanEVP-Chief Financial Officer
GrantCommon Stock 2,012 $0.00 $0.00
Disclosure

SEC source: 0001410636-20-000027 · wf-form4_158153223000793.xml · nonDerivative · entry 1

Hardwick M Susan · CIK 0001584184 · EVP-Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,117

Read SEC document
January 31, 2020 Filed Feb 4, 2020 14:12 UTC
Chin BrianSVP Strat. Fin. Planning
Tax withholdingCommon Stock 111 $136.20 $15,118.20
Disclosure

SEC source: 0001410636-20-000018 · wf-form4_158084350876752.xml · nonDerivative · entry 1

Chin Brian · CIK 0001710089 · SVP Strat. Fin. Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,235

Read SEC document
January 31, 2020 Filed Feb 4, 2020 14:13 UTC
Lynch WalterEVP and COO
Tax withholdingCommon Stock 484 $136.20 $65,920.80
Disclosure

SEC source: 0001410636-20-000021 · wf-form4_158084357533956.xml · nonDerivative · entry 1

Lynch Walter · CIK 0001430106 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,569

Read SEC document
January 31, 2020 Filed Feb 4, 2020 19:14 UTC
Wikle Melissa K.Vice President and Controller
Tax withholdingCommon Stock 58 $136.20 $7,899.60
Disclosure

SEC source: 0001410636-20-000025 · wf-form4_158084366310108.xml · nonDerivative · entry 1

Wikle Melissa K. · CIK 0001680773 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,387

Read SEC document
January 31, 2020 Filed Feb 4, 2020 19:14 UTC
STORY SUSAN NDirector · President and CEO
Tax withholdingCommon Stock 1,523 $136.20 $207,432.60
Disclosure

SEC source: 0001410636-20-000024 · wf-form4_158084364056098.xml · nonDerivative · entry 1

STORY SUSAN N · CIK 0001233549 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,464

Read SEC document
January 31, 2020 Filed Feb 4, 2020 19:13 UTC
Sgro Michael AEVP,General Counsel, Secretary
Tax withholdingCommon Stock 251 $136.20 $34,186.20
Disclosure

SEC source: 0001410636-20-000023 · wf-form4_158084361856917.xml · nonDerivative · entry 1

Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,730

Read SEC document
January 31, 2020 Filed Feb 4, 2020 19:13 UTC
Merante James SVice President and Treasurer
Tax withholdingCommon Stock 53 $136.20 $7,218.60
Disclosure

SEC source: 0001410636-20-000022 · wf-form4_158084359693593.xml · nonDerivative · entry 1

Merante James S · CIK 0001767992 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792

Read SEC document
January 31, 2020 Filed Feb 4, 2020 19:12 UTC
Kennedy Melanie MSVP, Human Resources
Tax withholdingCommon Stock 124 $136.20 $16,888.80
Disclosure

SEC source: 0001410636-20-000020 · wf-form4_158084355091054.xml · nonDerivative · entry 1

Kennedy Melanie M · CIK 0001699352 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,771

Read SEC document
January 31, 2020 Filed Feb 4, 2020 19:12 UTC
Hardwick M SusanEVP - Finance
Tax withholdingCommon Stock 155 $136.20 $21,111.00
Disclosure

SEC source: 0001410636-20-000019 · wf-form4_158084353122062.xml · nonDerivative · entry 1

Hardwick M Susan · CIK 0001584184 · EVP - Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,105

Read SEC document
January 22, 2020 Filed Jan 24, 2020 14:27 UTC
Swaminathan RadhakrishnanEVP,ChiefCust.,Strat.&TechOff.
Tax withholdingCommon Stock 789 $134.05 $105,765.45
Disclosure

SEC source: 0001410636-20-000015 · wf-form4_157989402862328.xml · nonDerivative · entry 2

Swaminathan Radhakrishnan · CIK 0001721449 · EVP,ChiefCust.,Strat.&TechOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,060

Read SEC document
January 22, 2020 Filed Jan 24, 2020 14:27 UTC
Swaminathan RadhakrishnanEVP,ChiefCust.,Strat.&TechOff.
GrantCommon Stock 2,484 $0.00 $0.00
Disclosure

SEC source: 0001410636-20-000015 · wf-form4_157989402862328.xml · nonDerivative · entry 1

Swaminathan Radhakrishnan · CIK 0001721449 · EVP,ChiefCust.,Strat.&TechOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,849

F1 · balance_after: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2017 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 22, 2020. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).

Read SEC document
January 22, 2020 Filed Jan 24, 2020 14:25 UTC
Lynch WalterEVP and COO
Tax withholdingCommon Stock 5,542 $134.05 $742,905.10
Disclosure

SEC source: 0001410636-20-000011 · wf-form4_157989393804662.xml · nonDerivative · entry 2

Lynch Walter · CIK 0001430106 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,053

Read SEC document
January 22, 2020 Filed Jan 24, 2020 14:25 UTC
Lynch WalterEVP and COO
GrantCommon Stock 12,723 $0.00 $0.00
Disclosure

SEC source: 0001410636-20-000011 · wf-form4_157989393804662.xml · nonDerivative · entry 1

Lynch Walter · CIK 0001430106 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,595

F1 · balance_after: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2017 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 22, 2020. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).

Read SEC document
January 22, 2020 Filed Jan 24, 2020 19:28 UTC
Wikle Melissa K.Vice President and Controller
Tax withholdingCommon Stock 789 $134.05 $105,765.45
Disclosure

SEC source: 0001410636-20-000017 · wf-form4_157989408224229.xml · nonDerivative · entry 2

Wikle Melissa K. · CIK 0001680773 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,445

Read SEC document
January 22, 2020 Filed Jan 24, 2020 19:28 UTC
Wikle Melissa K.Vice President and Controller
GrantCommon Stock 2,232 $0.00 $0.00
Disclosure

SEC source: 0001410636-20-000017 · wf-form4_157989408224229.xml · nonDerivative · entry 1

Wikle Melissa K. · CIK 0001680773 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,234

F1 · balance_after: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2017 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 22, 2020. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).

Read SEC document
January 22, 2020 Filed Jan 24, 2020 19:27 UTC
Warnock Loyd ASVP, Chief EA and Corp. BD Off
Tax withholdingCommon Stock 1,288 $134.05 $172,656.40
Disclosure

SEC source: 0001410636-20-000016 · wf-form4_157989405615130.xml · nonDerivative · entry 2

Warnock Loyd A · CIK 0001296668 · SVP, Chief EA and Corp. BD Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,492

Read SEC document
January 22, 2020 Filed Jan 24, 2020 19:27 UTC
Warnock Loyd ASVP, Chief EA and Corp. BD Off
GrantCommon Stock 5,223 $0.00 $0.00
Disclosure

SEC source: 0001410636-20-000016 · wf-form4_157989405615130.xml · nonDerivative · entry 1

Warnock Loyd A · CIK 0001296668 · SVP, Chief EA and Corp. BD Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,780

F1 · balance_after: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2017 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 22, 2020. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).

Read SEC document
January 22, 2020 Filed Jan 24, 2020 19:27 UTC
STORY SUSAN NDirector · President and CEO
Tax withholdingCommon Stock 15,768 $134.05 $2,113,700.40
Disclosure

SEC source: 0001410636-20-000014 · wf-form4_157989400422034.xml · nonDerivative · entry 2

STORY SUSAN N · CIK 0001233549 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,987

Read SEC document
January 22, 2020 Filed Jan 24, 2020 19:27 UTC
STORY SUSAN NDirector · President and CEO
GrantCommon Stock 34,431 $0.00 $0.00
Disclosure

SEC source: 0001410636-20-000014 · wf-form4_157989400422034.xml · nonDerivative · entry 1

STORY SUSAN N · CIK 0001233549 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,755

F1 · balance_after: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2017 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 22, 2020. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).

Read SEC document
January 22, 2020 Filed Jan 24, 2020 19:26 UTC
Sgro Michael AEVP,General Counsel, Secretary
Tax withholdingCommon Stock 1,741 $134.05 $233,381.05
Disclosure

SEC source: 0001410636-20-000013 · wf-form4_157989398369475.xml · nonDerivative · entry 2

Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,981

Read SEC document
January 22, 2020 Filed Jan 24, 2020 19:26 UTC
Sgro Michael AEVP,General Counsel, Secretary
GrantCommon Stock 6,117 $0.00 $0.00
Disclosure

SEC source: 0001410636-20-000013 · wf-form4_157989398369475.xml · nonDerivative · entry 1

Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,722

F1 · balance_after: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2017 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 22, 2020. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).

Read SEC document
January 22, 2020 Filed Jan 24, 2020 19:26 UTC
Merante James SVice President and Treasurer
Tax withholdingCommon Stock 96 $134.05 $12,868.80
Disclosure

SEC source: 0001410636-20-000012 · wf-form4_157989396209768.xml · nonDerivative · entry 2

Merante James S · CIK 0001767992 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 845

Read SEC document
January 22, 2020 Filed Jan 24, 2020 19:26 UTC
Merante James SVice President and Treasurer
GrantCommon Stock 236 $0.00 $0.00
Disclosure

SEC source: 0001410636-20-000012 · wf-form4_157989396209768.xml · nonDerivative · entry 1

Merante James S · CIK 0001767992 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 941

F1 · balance_after: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2017 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 22, 2020. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).

Read SEC document
January 22, 2020 Filed Jan 24, 2020 19:25 UTC
Kennedy Melanie MSVP, Human Resources
Tax withholdingCommon Stock 874 $134.05 $117,159.70
Disclosure

SEC source: 0001410636-20-000010 · wf-form4_157989391561903.xml · nonDerivative · entry 2

Kennedy Melanie M · CIK 0001699352 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,895

Read SEC document
January 22, 2020 Filed Jan 24, 2020 19:25 UTC
Kennedy Melanie MSVP, Human Resources
GrantCommon Stock 2,493 $0.00 $0.00
Disclosure

SEC source: 0001410636-20-000010 · wf-form4_157989391561903.xml · nonDerivative · entry 1

Kennedy Melanie M · CIK 0001699352 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,769

F1 · balance_after: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2017 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 22, 2020. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).

Read SEC document
January 01, 2020 Filed Jan 3, 2020 16:59 UTC
Chin BrianSVP Strat. Fin. Planning
Tax withholdingCommon Stock 114 $122.85 $14,004.90
Disclosure

SEC source: 0001410636-20-000001 · wf-form4_157808875792931.xml · nonDerivative · entry 1

Chin Brian · CIK 0001710089 · SVP Strat. Fin. Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,346

Read SEC document
January 01, 2020 Filed Jan 3, 2020 17:01 UTC
Swaminathan RadhakrishnanEVP,ChiefCust.,Strat.&TechOff.
Tax withholdingCommon Stock 201 $122.85 $24,692.85
Disclosure

SEC source: 0001410636-20-000007 · wf-form4_157808889026102.xml · nonDerivative · entry 1

Swaminathan Radhakrishnan · CIK 0001721449 · EVP,ChiefCust.,Strat.&TechOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,365

Read SEC document
January 01, 2020 Filed Jan 3, 2020 17:00 UTC
Lynch WalterEVP and COO
Tax withholdingCommon Stock 794 $122.85 $97,542.90
Disclosure

SEC source: 0001410636-20-000003 · wf-form4_157808879989095.xml · nonDerivative · entry 1

Lynch Walter · CIK 0001430106 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,872

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:02 UTC
Wikle Melissa K.Vice President and Controller
Tax withholdingCommon Stock 154 $122.85 $18,918.90
Disclosure

SEC source: 0001410636-20-000009 · wf-form4_157808893406626.xml · nonDerivative · entry 1

Wikle Melissa K. · CIK 0001680773 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,002

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:02 UTC
Warnock Loyd ASVP, Chief EA and Corp. BD Off
Tax withholdingCommon Stock 140 $122.85 $17,199.00
Disclosure

SEC source: 0001410636-20-000008 · wf-form4_157808891286262.xml · nonDerivative · entry 1

Warnock Loyd A · CIK 0001296668 · SVP, Chief EA and Corp. BD Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,557

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:01 UTC
STORY SUSAN NDirector · President and CEO
Tax withholdingCommon Stock 2,054 $122.85 $252,333.90
Disclosure

SEC source: 0001410636-20-000006 · wf-form4_157808886677993.xml · nonDerivative · entry 1

STORY SUSAN N · CIK 0001233549 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,324

F1 · balance_after: Includes 1,231 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:01 UTC
Sgro Michael AEVP,General Counsel, Secretary
Tax withholdingCommon Stock 386 $122.85 $47,420.10
Disclosure

SEC source: 0001410636-20-000005 · wf-form4_157808884489787.xml · nonDerivative · entry 1

Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,605

F1 · balance_after: Includes 139 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:00 UTC
Merante James SVice President and Treasurer
Tax withholdingCommon Stock 36 $122.85 $4,422.60
Disclosure

SEC source: 0001410636-20-000004 · wf-form4_157808882253327.xml · nonDerivative · entry 1

Merante James S · CIK 0001767992 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:59 UTC
Kennedy Melanie MSVP, Human Resources
Tax withholdingCommon Stock 203 $122.85 $24,938.55
Disclosure

SEC source: 0001410636-20-000002 · wf-form4_157808877881757.xml · nonDerivative · entry 1

Kennedy Melanie M · CIK 0001699352 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,276

F1 · balance_after: Includes 56 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.