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American Water Works Company, Inc.

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3169
SEC CIK
0001410636
Parsed reports
432

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 19, 2021 Filed Nov 22, 2021 18:36 UTC
Norton CherylEVP and COO
Exercise / conversionCommon Stock 2,315 $65.15 $150,822.25
Disclosure

SEC source: 0001410636-21-000220 · wf-form4_163762416845390.xml · nonDerivative · entry 2

Norton Cheryl · CIK 0001805481 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 18:36 UTC
Norton CherylEVP and COO
Exercise / conversionCommon Stock 591 $52.75 $31,175.25
Disclosure

SEC source: 0001410636-21-000220 · wf-form4_163762416845390.xml · nonDerivative · entry 1

Norton Cheryl · CIK 0001805481 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 105 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.

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November 19, 2021 Filed Nov 22, 2021 18:29 UTC
Lynch WalterDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 24,617 $0.00 Strike: $65.15 $0.00
Disclosure

SEC source: 0001410636-21-000218 · wf-form4_163762372796766.xml · derivative · entry 3

Lynch Walter · CIK 0001430106 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,617 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option award vested in three equal installments on January 1, 2017, 2018 and 2019.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 18:29 UTC
Lynch WalterDirector · President and CEO
SaleCommon Stock 24,617 $173.42 $4,269,080.14
Disclosure

SEC source: 0001410636-21-000218 · wf-form4_163762372796766.xml · nonDerivative · entry 2

Lynch Walter · CIK 0001430106 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,502

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.22 to $173.85, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 18:29 UTC
Lynch WalterDirector · President and CEO
Exercise / conversionCommon Stock 24,617 $65.15 $1,603,797.55
Disclosure

SEC source: 0001410636-21-000218 · wf-form4_163762372796766.xml · nonDerivative · entry 1

Lynch Walter · CIK 0001430106 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 23:21 UTC
Duffy MaureenSVP, Comms & External Affairs
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,136 $0.00 Strike: $52.75 $0.00
Disclosure

SEC source: 0001410636-21-000216 · wf-form4_163762324916403.xml · derivative · entry 3

Duffy Maureen · CIK 0001531235 · SVP, Comms & External Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,136 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option award vested in three equal installments on January 1, 2016, 2017 and 2018.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 23:21 UTC
Duffy MaureenSVP, Comms & External Affairs
SaleCommon Stock 4,136 $173.72 $718,505.92
Disclosure

SEC source: 0001410636-21-000216 · wf-form4_163762324916403.xml · nonDerivative · entry 2

Duffy Maureen · CIK 0001531235 · SVP, Comms & External Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,120

Read SEC document
November 19, 2021 Filed Nov 22, 2021 23:21 UTC
Duffy MaureenSVP, Comms & External Affairs
Exercise / conversionCommon Stock 4,136 $52.75 $218,174.00
Disclosure

SEC source: 0001410636-21-000216 · wf-form4_163762324916403.xml · nonDerivative · entry 1

Duffy Maureen · CIK 0001531235 · SVP, Comms & External Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 196 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.

Read SEC document
May 20, 2021 Filed May 21, 2021 01:41 UTC
Kennedy Melanie MSVP, Chief Human Res. Officer
SaleCommon Stock 661 $154.55 $102,157.55
Disclosure

SEC source: 0001410636-21-000173 · wf-form4_162156129024737.xml · nonDerivative · entry 1

Kennedy Melanie M · CIK 0001699352 · SVP, Chief Human Res. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,743

F1 · balance_after: Includes 32 shares acquired pursuant to the automatic reinvestment in shares of Company common stock of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.

Read SEC document
May 12, 2021 Filed May 13, 2021 20:00 UTC GrantCommon Stock 936 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000167 · wf-form4_162095038515614.xml · nonDerivative · entry 1

MACKENZIE GEORGE · CIK 0001085657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,433

F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 12, 2022 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

Read SEC document
May 12, 2021 Filed May 14, 2021 00:44 UTC GrantCommon Stock 936 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000171 · wf-form4_162095303522360.xml · nonDerivative · entry 1

Yates Lloyd M · CIK 0001311411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,036

F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 12, 2022 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

Read SEC document
May 12, 2021 Filed May 14, 2021 00:12 UTC GrantCommon Stock 936 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000169 · wf-form4_162095115605761.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,098

F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 12, 2022 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

Read SEC document
May 12, 2021 Filed May 13, 2021 23:48 UTC
Kurz Karl FDirector
GrantCommon Stock 1,521 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000165 · wf-form4_162094967620689.xml · nonDerivative · entry 1

Kurz Karl F · CIK 0001292794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,229

F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 12, 2022 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

Read SEC document
May 12, 2021 Filed May 13, 2021 23:24 UTC GrantCommon Stock 936 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000163 · wf-form4_162094824893438.xml · nonDerivative · entry 1

KAMPLING PATRICIA L · CIK 0001337315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,036

F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 12, 2022 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

Read SEC document
May 12, 2021 Filed May 13, 2021 23:17 UTC GrantCommon Stock 936 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000161 · wf-form4_162094786293507.xml · nonDerivative · entry 1

JOHNSON JULIA L · CIK 0001221442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,060

F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 12, 2022 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

Read SEC document
May 12, 2021 Filed May 13, 2021 22:59 UTC GrantCommon Stock 936 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000159 · wf-form4_162094676083607.xml · nonDerivative · entry 1

HARRIS KIMBERLY J · CIK 0001183908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,036

F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 12, 2022 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

Read SEC document
May 12, 2021 Filed May 13, 2021 22:50 UTC GrantCommon Stock 936 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000157 · wf-form4_162094620723212.xml · nonDerivative · entry 1

HAGEN VERONICA M · CIK 0001281028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,938

F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 12, 2022 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

Read SEC document
May 12, 2021 Filed May 13, 2021 22:40 UTC GrantCommon Stock 936 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000155 · wf-form4_162094562975944.xml · nonDerivative · entry 1

GOSS MARTHA CLARK · CIK 0001221433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,675

F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 12, 2022 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

F2 · balance_after: Includes 63 shares acquired pursuant to the automatic reinvestment in shares of Company common stock of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.

Read SEC document
May 12, 2021 Filed May 13, 2021 22:19 UTC GrantCommon Stock 936 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000153 · wf-form4_162094432428503.xml · nonDerivative · entry 1

Edwards Jeffrey N · CIK 0001293146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,153

F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 12, 2022 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

F2 · balance_after: Includes 37 shares acquired pursuant to the automatic reinvestment in shares of Company common stock of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 18:53 UTC
Norton CherylEVP and COO
GrantCommon Stock 781 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000111 · wf-form4_161472920713736.xml · nonDerivative · entry 1

Norton Cheryl · CIK 0001805481 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,900

Read SEC document
March 01, 2021 Filed Mar 2, 2021 23:20 UTC PurchaseCommon Stock 61 $144.83 $8,834.63
Disclosure

SEC source: 0001410636-21-000109 · wf-form4_161472721998649.xml · nonDerivative · entry 1

GOSS MARTHA CLARK · CIK 0001221433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,676

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.55 to $144.92, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc. (the "Company"), any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Includes 284 shares acquired pursuant to the automatic reinvestment in shares of common stock of the Company of cash dividends paid on such common stock to the reporting person, received since the reporting person's last Form 4 report.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 10:54 UTC
Kirwan Kevin BSVP, Chief Op Excel&Safety Off
GrantCommon Stock 460 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000078 · wf-form4_161366366307728.xml · nonDerivative · entry 1

Kirwan Kevin B · CIK 0001805478 · SVP, Chief Op Excel&Safety Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,351

Read SEC document
February 16, 2021 Filed Feb 18, 2021 12:22 UTC
Norton CherylSVP, Chief Envrn. Officer
GrantCommon Stock 696 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000086 · wf-form4_161366894759013.xml · nonDerivative · entry 1

Norton Cheryl · CIK 0001805481 · SVP, Chief Envrn. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,119

Read SEC document
February 16, 2021 Filed Feb 18, 2021 10:05 UTC
Hauk Bruce APres, Reg. Ops & Military Serv
GrantCommon Stock 696 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000074 · wf-form4_161366073208482.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · Pres, Reg. Ops & Military Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,633

Read SEC document
February 16, 2021 Filed Feb 18, 2021 11:03 UTC
Lynch WalterDirector · President and CEO
GrantCommon Stock 7,427 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000080 · wf-form4_161366419244104.xml · nonDerivative · entry 1

Lynch Walter · CIK 0001430106 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,502

Read SEC document
February 16, 2021 Filed Feb 18, 2021 20:14 UTC
Wikle Melissa K.Vice President and Controller
GrantCommon Stock 347 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000092 · wf-form4_161367922662453.xml · nonDerivative · entry 1

Wikle Melissa K. · CIK 0001680773 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,412

Read SEC document
February 16, 2021 Filed Feb 18, 2021 19:49 UTC
Varley William MChief Growth Officer
GrantCommon Stock 743 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000090 · wf-form4_161367773844246.xml · nonDerivative · entry 1

Varley William M · CIK 0001587516 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,644

Read SEC document
February 16, 2021 Filed Feb 18, 2021 19:39 UTC
Sgro Michael AEVP and General Counsel
GrantCommon Stock 1,325 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000088 · wf-form4_161367716348019.xml · nonDerivative · entry 1

Sgro Michael A · CIK 0001628956 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,580

Read SEC document
February 16, 2021 Filed Feb 18, 2021 17:07 UTC
Noble Adam W.Chief Tech. & Innov. Officer
GrantCommon Stock 715 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000084 · wf-form4_161366801007620.xml · nonDerivative · entry 1

Noble Adam W. · CIK 0001778773 · Chief Tech. & Innov. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554

Read SEC document
February 16, 2021 Filed Feb 18, 2021 16:55 UTC
Merante James SVice President and Treasurer
GrantCommon Stock 291 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000082 · wf-form4_161366733626784.xml · nonDerivative · entry 1

Merante James S · CIK 0001767992 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,817

Read SEC document
February 16, 2021 Filed Feb 18, 2021 13:53 UTC
Hardwick M SusanEVP, Chief Financial Officer
GrantCommon Stock 2,117 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000072 · wf-form4_161365640764831.xml · nonDerivative · entry 1

Hardwick M Susan · CIK 0001584184 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,861

Read SEC document
February 16, 2021 Filed Feb 18, 2021 15:39 UTC
Kennedy Melanie MSVP, Chief Human Res. Officer
GrantCommon Stock 854 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000076 · wf-form4_161366273163083.xml · nonDerivative · entry 1

Kennedy Melanie M · CIK 0001699352 · SVP, Chief Human Res. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,372

Read SEC document
February 16, 2021 Filed Feb 18, 2021 13:47 UTC
Duffy MaureenSVP, Comms & External Affairs
GrantCommon Stock 487 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000068 · wf-form4_161365602859311.xml · nonDerivative · entry 1

Duffy Maureen · CIK 0001531235 · SVP, Comms & External Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,924

Read SEC document
January 31, 2021 Filed Feb 1, 2021 21:16 UTC
Kirwan Kevin BSVP, Chief Op Excel&Safety Off
Tax withholdingCommon Stock 152 $159.02 $24,171.04
Disclosure

SEC source: 0001410636-21-000051 · wf-form4_161223214279808.xml · nonDerivative · entry 1

Kirwan Kevin B · CIK 0001805478 · SVP, Chief Op Excel&Safety Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,891

Read SEC document
January 31, 2021 Filed Feb 1, 2021 21:53 UTC
Norton CherylSVP, Chief Envrn. Officer
Tax withholdingCommon Stock 188 $159.02 $29,895.76
Disclosure

SEC source: 0001410636-21-000061 · wf-form4_161223440397478.xml · nonDerivative · entry 1

Norton Cheryl · CIK 0001805481 · SVP, Chief Envrn. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,423

Read SEC document
January 31, 2021 Filed Feb 1, 2021 20:53 UTC
Hauk Bruce APres, Reg. Ops & Military Serv
Tax withholdingCommon Stock 184 $159.02 $29,259.68
Disclosure

SEC source: 0001410636-21-000047 · wf-form4_161223079753318.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · Pres, Reg. Ops & Military Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,937

Read SEC document
January 31, 2021 Filed Feb 1, 2021 21:31 UTC
Lynch WalterDirector · President and CEO
Tax withholdingCommon Stock 1,394 $159.02 $221,673.88
Disclosure

SEC source: 0001410636-21-000053 · wf-form4_161223304303501.xml · nonDerivative · entry 1

Lynch Walter · CIK 0001430106 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,075

Read SEC document
January 31, 2021 Filed Feb 2, 2021 02:37 UTC
Merante James SVice President and Treasurer
Tax withholdingCommon Stock 86 $159.02 $13,675.72
Disclosure

SEC source: 0001410636-21-000055 · wf-form4_161223343426212.xml · nonDerivative · entry 1

Merante James S · CIK 0001767992 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,526

Read SEC document
January 31, 2021 Filed Feb 2, 2021 02:58 UTC
Sgro Michael AEVP,General Counsel, Secretary
Tax withholdingCommon Stock 452 $159.02 $71,877.04
Disclosure

SEC source: 0001410636-21-000063 · wf-form4_161223466788446.xml · nonDerivative · entry 1

Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,255

Read SEC document
January 31, 2021 Filed Feb 2, 2021 02:46 UTC
Noble Adam W.Chief Tech. & Innov. Officer
Tax withholdingCommon Stock 222 $159.02 $35,302.44
Disclosure

SEC source: 0001410636-21-000059 · wf-form4_161223398127337.xml · nonDerivative · entry 1

Noble Adam W. · CIK 0001778773 · Chief Tech. & Innov. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 839

Read SEC document
January 31, 2021 Filed Feb 2, 2021 02:04 UTC
Kennedy Melanie MSVP, Chief Human Res. Officer
Tax withholdingCommon Stock 227 $159.02 $36,097.54
Disclosure

SEC source: 0001410636-21-000049 · wf-form4_161223142435440.xml · nonDerivative · entry 1

Kennedy Melanie M · CIK 0001699352 · SVP, Chief Human Res. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,518

Read SEC document
January 31, 2021 Filed Feb 2, 2021 01:45 UTC
Hardwick M SusanEVP-Chief Financial Officer
Tax withholdingCommon Stock 373 $159.02 $59,314.46
Disclosure

SEC source: 0001410636-21-000045 · wf-form4_161223033070854.xml · nonDerivative · entry 1

Hardwick M Susan · CIK 0001584184 · EVP-Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,744

Read SEC document
January 31, 2021 Filed Feb 2, 2021 01:40 UTC
Duffy MaureenSVP, Comms & External Affairs
Tax withholdingCommon Stock 99 $159.02 $15,742.98
Disclosure

SEC source: 0001410636-21-000043 · wf-form4_161223003433542.xml · nonDerivative · entry 1

Duffy Maureen · CIK 0001531235 · SVP, Comms & External Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,437

Read SEC document
January 31, 2021 Filed Feb 2, 2021 16:25 UTC
Wikle Melissa K.Vice President and Controller
Tax withholdingCommon Stock 111 $159.02 $17,651.22
Disclosure

SEC source: 0001410636-21-000065 · wf-form4_161228312302192.xml · nonDerivative · entry 1

Wikle Melissa K. · CIK 0001680773 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,065

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January 22, 2021 Filed Jan 25, 2021 21:21 UTC
Kirwan Kevin BSVP, Chief Op Excel&Safety Off
Tax withholdingCommon Stock 767 $160.91 $123,417.97
Disclosure

SEC source: 0001410636-21-000028 · wf-form4_161162752543974.xml · nonDerivative · entry 2

Kirwan Kevin B · CIK 0001805478 · SVP, Chief Op Excel&Safety Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,043

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January 22, 2021 Filed Jan 25, 2021 21:21 UTC
Kirwan Kevin BSVP, Chief Op Excel&Safety Off
GrantCommon Stock 2,022 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000028 · wf-form4_161162752543974.xml · nonDerivative · entry 1

Kirwan Kevin B · CIK 0001805478 · SVP, Chief Op Excel&Safety Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,810

F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2018 under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on January 22, 2021. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).

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January 22, 2021 Filed Jan 25, 2021 21:49 UTC
Norton CherylSVP, Chief Envrn. Officer
Tax withholdingCommon Stock 717 $160.91 $115,372.47
Disclosure

SEC source: 0001410636-21-000034 · wf-form4_161162935263056.xml · nonDerivative · entry 2

Norton Cheryl · CIK 0001805481 · SVP, Chief Envrn. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,611

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January 22, 2021 Filed Jan 25, 2021 21:49 UTC
Norton CherylSVP, Chief Envrn. Officer
GrantCommon Stock 1,886 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000034 · wf-form4_161162935263056.xml · nonDerivative · entry 1

Norton Cheryl · CIK 0001805481 · SVP, Chief Envrn. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,328

F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2018 under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on January 22, 2021. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).

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January 22, 2021 Filed Jan 25, 2021 21:02 UTC
Hauk Bruce APres, Reg. Ops & Military Serv
Tax withholdingCommon Stock 729 $160.91 $117,303.39
Disclosure

SEC source: 0001410636-21-000024 · wf-form4_161162651502337.xml · nonDerivative · entry 2

Hauk Bruce A · CIK 0001805479 · Pres, Reg. Ops & Military Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,121

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January 22, 2021 Filed Jan 25, 2021 21:02 UTC
Hauk Bruce APres, Reg. Ops & Military Serv
GrantCommon Stock 1,916 $0.00 $0.00
Disclosure

SEC source: 0001410636-21-000024 · wf-form4_161162651502337.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · Pres, Reg. Ops & Military Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,850

F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2018 under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on January 22, 2021. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.