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SEC CIK
0001122976
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Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 28, 2018 Filed Oct 1, 2018 20:31 UTC
Wiseman Donald KSVP, President of PP&S
Exercise / conversionRestricted Stock Units · Derivative 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-028767 · form4.xml · derivative · entry 4

Wiseman Donald K · CIK 0001672055 · SVP, President of PP&S

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2018-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 20:31 UTC
Wiseman Donald KSVP, President of PP&S
Tax withholdingCommon Stock 1,226 $43.42 $53,232.92
Disclosure

SEC source: 0001127602-18-028767 · form4.xml · nonDerivative · entry 2

Wiseman Donald K · CIK 0001672055 · SVP, President of PP&S

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,949

Read SEC document
September 28, 2018 Filed Oct 1, 2018 20:31 UTC
Wiseman Donald KSVP, President of PP&S
Exercise / conversionCommon Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-028767 · form4.xml · nonDerivative · entry 1

Wiseman Donald K · CIK 0001672055 · SVP, President of PP&S

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
August 22, 2018 Filed Aug 22, 2018 21:04 UTC
Patterson Robert MDirector · Chairman, President & CEO
SaleCommon Stock 19,196 $43.30 $831,215.59
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · nonDerivative · entry 10

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,679.399

F3 · price: The sale price is a weighted average for the sale transactions. The sales prices range from a low of $43.12 per share to a high of $43.52 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 21:04 UTC
Patterson Robert MDirector · Chairman, President & CEO
SaleCommon Stock 20,000 $43.61 $872,150.00
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · nonDerivative · entry 9

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,875.399

F2 · price: The sale price is a weighted average for the sale transactions. The sales prices range from a low of $43.21 per share to a high of $43.89. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation or a security holder of PolyOne Corporation.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:04 UTC
Patterson Robert MDirector · Chairman, President & CEO
Exercise / conversionStock Appreciation Rights · Derivative 20,500 $0.00 Strike: $35.07 $0.00
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · derivative · entry 14

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,500 shares

Expires 2024-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $35.07 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:04 UTC
Patterson Robert MDirector · Chairman, President & CEO
Exercise / conversionStock Appreciation Rights · Derivative 30,700 $0.00 Strike: $23.08 $0.00
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · derivative · entry 13

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,700 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $23.08 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:04 UTC
Patterson Robert MDirector · Chairman, President & CEO
Exercise / conversionStock Appreciation Rights · Derivative 48,800 $0.00 Strike: $14.61 $0.00
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · derivative · entry 12

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,800 shares

Expires 2022-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $14.61 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:04 UTC
Patterson Robert MDirector · Chairman, President & CEO
Exercise / conversionStock Appreciation Rights · Derivative 30,500 $0.00 Strike: $14.81 $0.00
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · derivative · entry 11

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,500 shares

Expires 2021-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock appreciation rights vested in three equal annual installments beginning February 16, 2012.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:04 UTC
Patterson Robert MDirector · Chairman, President & CEO
Disposition to issuerCommon Stock 18,363 $43.16 $792,547.08
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · nonDerivative · entry 8

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,875.399

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:04 UTC
Patterson Robert MDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 20,500 $35.07 $718,935.00
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · nonDerivative · entry 7

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,238.399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:04 UTC
Patterson Robert MDirector · Chairman, President & CEO
Disposition to issuerCommon Stock 22,752 $43.16 $981,976.32
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · nonDerivative · entry 6

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,738.399

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:04 UTC
Patterson Robert MDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 30,700 $23.08 $708,556.00
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · nonDerivative · entry 5

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,490.399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:04 UTC
Patterson Robert MDirector · Chairman, President & CEO
Disposition to issuerCommon Stock 30,837 $43.16 $1,330,924.92
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · nonDerivative · entry 4

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,790.399

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:04 UTC
Patterson Robert MDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 48,800 $14.61 $712,968.00
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · nonDerivative · entry 3

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,627.399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:04 UTC
Patterson Robert MDirector · Chairman, President & CEO
Disposition to issuerCommon Stock 19,352 $43.16 $835,232.32
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · nonDerivative · entry 2

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,827.399

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:04 UTC
Patterson Robert MDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 30,500 $14.81 $451,705.00
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · nonDerivative · entry 1

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,179.399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired pursuant to dividend reinvestment since the last Form 4 was filed.

Read SEC document
July 09, 2018 Filed Oct 1, 2018 20:55 UTC GrantCommon Stock 205 $44.46 $9,114.22
Disclosure

SEC source: 0001127602-18-028781 · form4.xml · nonDerivative · entry 2

Powell William Howard · CIK 0001299373 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 52,636

F1 · shares: Shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 20:51 UTC GrantCommon Stock 660 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022296 · form4.xml · nonDerivative · entry 1

Preete Kerry J · CIK 0001438256 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 14,155

F1 · balance_after: Includes 51 shares acquired on April 5, 2018 pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 20:52 UTC GrantCommon Stock 660 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022300 · form4.xml · nonDerivative · entry 1

WULFSOHN WILLIAM A · CIK 0001326402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 25,550

F1 · balance_after: Includes 98 shares acquired on April 5, 2018 pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 20:49 UTC GrantCommon Stock 660 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022290 · form4.xml · nonDerivative · entry 1

Powell William Howard · CIK 0001299373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,187.752

Read SEC document
June 30, 2018 Filed Jul 2, 2018 20:45 UTC GrantCommon Stock 660 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022279 · form4.xml · nonDerivative · entry 2

Jellison William R · CIK 0001189883 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 15,792

Read SEC document
June 30, 2018 Filed Jul 2, 2018 20:45 UTC GrantCommon Stock 601 $43.54 $26,167.54
Disclosure

SEC source: 0001127602-18-022279 · form4.xml · nonDerivative · entry 1

Jellison William R · CIK 0001189883 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 15,132

F1 · balance_after: Includes 53 shares acquired on April 5, 2018 pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 20:47 UTC
Mink Kim AnnDirector
GrantCommon Stock 660 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022285 · form4.xml · nonDerivative · entry 1

Mink Kim Ann · CIK 0001660951 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 3,688

F1 · balance_after: Includes 9 shares acquired on April 5, 2018 pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 20:44 UTC GrantCommon Stock 660 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022274 · form4.xml · nonDerivative · entry 1

Goff Gregory James · CIK 0001490987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,453

Read SEC document
June 30, 2018 Filed Jul 2, 2018 20:39 UTC GrantCommon Stock 660 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022262 · form4.xml · nonDerivative · entry 1

FEARON RICHARD H · CIK 0001188586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,543

Read SEC document
June 30, 2018 Filed Jul 2, 2018 20:26 UTC GrantCommon Stock 660 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022219 · form4.xml · nonDerivative · entry 1

LIN SANDRA BEACH · CIK 0001220571 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 19,179

F1 · balance_after: Includes 72 shares acquired on April 5, 2018 pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 20:20 UTC GrantCommon Stock 660 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022198 · form4.xml · nonDerivative · entry 1

ABERNATHY ROBERT E · CIK 0001222888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:23 UTC SaleCommon Stock 15,000 $43.16 $647,455.50
Disclosure

SEC source: 0001127602-18-021576 · form4.xml · nonDerivative · entry 4

Powell William Howard · CIK 0001299373 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 5,000

F3 · price: The sales price is a weighted average for the sales transactions. The sales prices range from a low of $43.06 per share to a high of $43.315 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:23 UTC GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-021576 · form4.xml · nonDerivative · entry 2

Powell William Howard · CIK 0001299373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,527.752

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:23 UTC SaleCommon Stock 4,000 $43.30 $173,194.40
Disclosure

SEC source: 0001127602-18-021576 · form4.xml · nonDerivative · entry 1

Powell William Howard · CIK 0001299373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,027.752

F1 · price: The sales price is a weighted average for the sales transactions. The sales prices range from a low of $43.28 per share to a high of $43.3511 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.

Read SEC document
April 05, 2018 Filed Jun 20, 2018 20:23 UTC GrantCommon Stock 213 $42.73 $9,101.49
Disclosure

SEC source: 0001127602-18-021576 · form4.xml · nonDerivative · entry 3

Powell William Howard · CIK 0001299373 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 52,431

F2 · shares: Shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 21:15 UTC GrantCommon Stock 677 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-013800 · form4.xml · nonDerivative · entry 1

Preete Kerry J · CIK 0001438256 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 13,444

F1 · balance_after: Includes 46 shares acquired on January 10, 2018 pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 21:19 UTC GrantCommon Stock 677 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-013808 · form4.xml · nonDerivative · entry 1

WULFSOHN WILLIAM A · CIK 0001326402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 24,792

F1 · balance_after: Includes 89 shares acquired on January 10, 2018 pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 21:14 UTC GrantCommon Stock 677 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-013797 · form4.xml · nonDerivative · entry 1

Powell William Howard · CIK 0001299373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,027.752

Read SEC document
March 31, 2018 Filed Apr 3, 2018 21:12 UTC
Mink Kim AnnDirector
GrantCommon Stock 677 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-013792 · form4.xml · nonDerivative · entry 1

Mink Kim Ann · CIK 0001660951 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 3,019

F1 · balance_after: Includes 6 shares acquired on January 10, 2018 pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 21:10 UTC GrantCommon Stock 677 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-013788 · form4.xml · nonDerivative · entry 1

LORRAINE RICHARD A · CIK 0001270569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 677

Read SEC document
March 31, 2018 Filed Apr 3, 2018 21:09 UTC GrantCommon Stock 677 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-013784 · form4.xml · nonDerivative · entry 1

LIN SANDRA BEACH · CIK 0001220571 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 18,447

F1 · balance_after: Includes 65 shares acquired on January 10, 2018 pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 21:07 UTC GrantCommon Stock 677 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-013780 · form4.xml · nonDerivative · entry 2

Jellison William R · CIK 0001189883 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 14,478

Read SEC document
March 31, 2018 Filed Apr 3, 2018 21:07 UTC GrantCommon Stock 559 $42.48 $23,746.32
Disclosure

SEC source: 0001127602-18-013780 · form4.xml · nonDerivative · entry 1

Jellison William R · CIK 0001189883 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 13,801

F1 · balance_after: Includes 45 shares acquired on January 10, 2018 pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 21:05 UTC GrantCommon Stock 677 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-013776 · form4.xml · nonDerivative · entry 1

Goff Gregory James · CIK 0001490987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,793

Read SEC document
March 31, 2018 Filed Apr 3, 2018 21:04 UTC GrantCommon Stock 677 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-013774 · form4.xml · nonDerivative · entry 1

FEARON RICHARD H · CIK 0001188586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,883

Read SEC document
March 31, 2018 Filed Apr 3, 2018 21:02 UTC GrantCommon Stock 188 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-013769 · form4.xml · nonDerivative · entry 1

ABERNATHY ROBERT E · CIK 0001222888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:20 UTC GrantStock Appreciation Rights · Derivative 8,000 $0.00 Strike: $41.89 $0.00
Disclosure

SEC source: 0001127602-18-006645 · form4.xml · derivative · entry 2

San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2028-02-14

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $41.89 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:20 UTC GrantRestricted Stock Units · Derivative 2,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-006645 · form4.xml · derivative · entry 1

San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Underlying: Common Stock · 2,800 shares

Expires 2021-02-14

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:19 UTC
Horn J ScottSVP, President Distribution
GrantStock Appreciation Rights · Derivative 6,700 $0.00 Strike: $41.89 $0.00
Disclosure

SEC source: 0001127602-18-006642 · form4.xml · derivative · entry 2

Horn J Scott · CIK 0001710183 · SVP, President Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,700

Underlying: Common Stock · 6,700 shares

Expires 2028-02-14

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $41.89 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:19 UTC
Horn J ScottSVP, President Distribution
GrantRestricted Stock Units · Derivative 2,350 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-006642 · form4.xml · derivative · entry 1

Horn J Scott · CIK 0001710183 · SVP, President Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,350

Underlying: Common Stock · 2,350 shares

Expires 2021-02-14

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:18 UTC
Wiseman Donald KSVP, President of PP&S
GrantStock Appreciation Rights · Derivative 8,000 $0.00 Strike: $41.89 $0.00
Disclosure

SEC source: 0001127602-18-006640 · form4.xml · derivative · entry 2

Wiseman Donald K · CIK 0001672055 · SVP, President of PP&S

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2028-02-14

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $41.89 per share and no more than one-third of the grant can vest per year during the first three years.

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February 14, 2018 Filed Feb 16, 2018 21:18 UTC
Wiseman Donald KSVP, President of PP&S
GrantRestricted Stock Units · Derivative 2,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-006640 · form4.xml · derivative · entry 1

Wiseman Donald K · CIK 0001672055 · SVP, President of PP&S

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Underlying: Common Stock · 2,800 shares

Expires 2021-02-14

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

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February 14, 2018 Filed Feb 16, 2018 21:15 UTC
Midea M. John Jr.SVP, Glbl Ops & Process Imprv
GrantStock Appreciation Rights · Derivative 10,000 $0.00 Strike: $41.89 $0.00
Disclosure

SEC source: 0001127602-18-006638 · form4.xml · derivative · entry 2

Midea M. John Jr. · CIK 0001632652 · SVP, Glbl Ops & Process Imprv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2028-02-14

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $41.89 per share and no more than one-third of the grant can vest per year during the first three years.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.