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AVIENT CORP

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4061
SEC CIK
0001122976
Parsed reports
682

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2020 Filed Jul 1, 2020 16:01 UTC GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-020542 · form4.xml · nonDerivative · entry 1

Goff Gregory James · CIK 0001490987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,345

Read SEC document
June 30, 2020 Filed Jul 1, 2020 16:00 UTC GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-020541 · form4.xml · nonDerivative · entry 1

FEARON RICHARD H · CIK 0001188586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,935

Read SEC document
June 30, 2020 Filed Jul 1, 2020 15:58 UTC GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-020540 · form4.xml · nonDerivative · entry 1

LIN SANDRA BEACH · CIK 0001220571 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 29,188

F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 15:56 UTC GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-020539 · form4.xml · nonDerivative · entry 1

ABERNATHY ROBERT E · CIK 0001222888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,740

Read SEC document
March 31, 2020 Filed Apr 1, 2020 23:18 UTC GrantCommon Stock 1,705 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012481 · form4.xml · nonDerivative · entry 1

ABERNATHY ROBERT E · CIK 0001222888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,490

Read SEC document
March 31, 2020 Filed Apr 1, 2020 23:17 UTC GrantCommon Stock 1,705 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012480 · form4.xml · nonDerivative · entry 1

LIN SANDRA BEACH · CIK 0001220571 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 27,676

F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 23:15 UTC GrantCommon Stock 1,705 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012479 · form4.xml · nonDerivative · entry 1

FEARON RICHARD H · CIK 0001188586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,685

Read SEC document
March 31, 2020 Filed Apr 1, 2020 23:14 UTC GrantCommon Stock 1,705 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012478 · form4.xml · nonDerivative · entry 1

Goff Gregory James · CIK 0001490987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,095

Read SEC document
March 31, 2020 Filed Apr 1, 2020 23:12 UTC GrantCommon Stock 1,574 $19.07 $30,008.31
Disclosure

SEC source: 0001127602-20-012477 · form4.xml · nonDerivative · entry 2

Jellison William R · CIK 0001189883 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 31,346

Read SEC document
March 31, 2020 Filed Apr 1, 2020 23:12 UTC GrantCommon Stock 1,705 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012477 · form4.xml · nonDerivative · entry 1

Jellison William R · CIK 0001189883 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 29,772

F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 23:10 UTC
Mink Kim AnnDirector
GrantCommon Stock 1,705 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012476 · form4.xml · nonDerivative · entry 1

Mink Kim Ann · CIK 0001660951 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 11,563

F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 23:09 UTC GrantCommon Stock 1,705 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012475 · form4.xml · nonDerivative · entry 1

Preete Kerry J · CIK 0001438256 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 22,451

F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 22:46 UTC GrantCommon Stock 1,705 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012474 · form4.xml · nonDerivative · entry 1

Verduin Patricia · CIK 0001290501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,960

Read SEC document
March 31, 2020 Filed Apr 1, 2020 22:45 UTC GrantCommon Stock 1,705 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012473 · form4.xml · nonDerivative · entry 1

WULFSOHN WILLIAM A · CIK 0001326402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 34,299

F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 15:29 UTC
Horn J ScottSVP, President Distribution
PurchaseCommon Stock 5,000 $13.43 $67,150.00
Disclosure

SEC source: 0001127602-20-011588 · form4.xml · nonDerivative · entry 1

Horn J Scott · CIK 0001710183 · SVP, President Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,768

Read SEC document
March 18, 2020 Filed Mar 18, 2020 18:03 UTC PurchaseCommon Stock 3,000 $11.70 $35,100.00
Disclosure

SEC source: 0001127602-20-011213 · form4.xml · nonDerivative · entry 1

FEARON RICHARD H · CIK 0001188586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,980

Read SEC document
March 18, 2020 Filed Mar 19, 2020 18:59 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
OtherCommon Stock 9,871.6683 $10.13 $100,000.00
Disclosure

SEC source: 0001127602-20-011443 · form4.xml · nonDerivative · entry 1

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Indirect · Supplemental Plan

Disclosed balance after: 23,500.4458

F1 · balance_after: Reflects the investment by the reporting person in PolyOne stock under the Supplemental Plan.

F2 · ownership.nature: The information in this report is based on a plan statement as of March 18, 2020.

Read SEC document
March 18, 2020 Filed Mar 19, 2020 18:58 UTC
Midea M. John Jr.SVP, Glbl Ops & Process Imprv
OtherCommon Stock 4,049.7 $10.13 $41,023.46
Disclosure

SEC source: 0001127602-20-011441 · form4.xml · nonDerivative · entry 1

Midea M. John Jr. · CIK 0001632652 · SVP, Glbl Ops & Process Imprv

10b5-1 filing: Not disclosed

Ownership: Indirect · Supplemental Plan

Disclosed balance after: 4,049.7

F1 · balance_after: Reflects the investment by the reporting person in PolyOne stock under the Supplemental Plan.

Read SEC document
March 18, 2020 Filed Mar 19, 2020 18:44 UTC
Garratt Michael ASVP, Chief Commercial Officer
OtherCommon Stock 4,935.8342 $10.13 $50,000.00
Disclosure

SEC source: 0001127602-20-011425 · form4.xml · nonDerivative · entry 1

Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Supplemental Plan

Disclosed balance after: 14,129.7898

F1 · balance_after: Reflects the investment by the reporting person in PolyOne stock under the Supplemental Plan.

F2 · ownership.nature: The information in this report is based on a plan statement as of March 18, 2020.

Read SEC document
March 18, 2020 Filed Mar 19, 2020 18:42 UTC PurchaseCommon Stock 2,000 $8.90 $17,800.00
Disclosure

SEC source: 0001127602-20-011421 · form4.xml · nonDerivative · entry 3

FEARON RICHARD H · CIK 0001188586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,980

Read SEC document
March 18, 2020 Filed Mar 19, 2020 18:42 UTC PurchaseCommon Stock 3,000 $10.95 $32,850.00
Disclosure

SEC source: 0001127602-20-011421 · form4.xml · nonDerivative · entry 2

FEARON RICHARD H · CIK 0001188586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,980

Read SEC document
March 18, 2020 Filed Mar 19, 2020 18:42 UTC PurchaseCommon Stock 3,000 $9.95 $29,850.00
Disclosure

SEC source: 0001127602-20-011421 · form4.xml · nonDerivative · entry 1

FEARON RICHARD H · CIK 0001188586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,980

Read SEC document
March 17, 2020 Filed Mar 17, 2020 21:44 UTC
RICHARDSON BRADLEY CEVP & Chief Financial Officer
OtherCommon Stock 10,033.445 $14.95 $150,000.00
Disclosure

SEC source: 0001127602-20-011127 · form4.xml · nonDerivative · entry 1

RICHARDSON BRADLEY C · CIK 0001232523 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Savings Plan Trust

Disclosed balance after: 12,820.79

F1 · balance_after: Reflects the transfer by the reporting person of funds invested in the PolyOne Retirement Savings Plan (the "Plan") into the PolyOne stock fund within the Plan.

F2 · ownership.nature: The information in this report is based on a plan statement as of March 16, 2020.

Read SEC document
March 17, 2020 Filed Mar 17, 2020 21:34 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
OtherCommon Stock 13,377.926 $14.95 $199,999.99
Disclosure

SEC source: 0001127602-20-011126 · form4.xml · nonDerivative · entry 1

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Indirect · Supplemental Plan

Disclosed balance after: 13,377.926

F1 · balance_after: Reflects the investment by the reporting person in PolyOne stock under the Supplemental Plan.

Read SEC document
March 17, 2020 Filed Mar 17, 2020 21:33 UTC
Patterson Robert MDirector · Chairman, President & CEO
OtherCommon Stock 23,411.371 $14.95 $350,000.00
Disclosure

SEC source: 0001127602-20-011125 · form4.xml · nonDerivative · entry 1

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Supplemental Plan

Disclosed balance after: 80,497.926

F1 · balance_after: Reflects the investment by the reporting person in PolyOne stock under the Supplemental Plan.

F2 · ownership.nature: The information in this report is based on a plan statement as of March 16, 2020.

Read SEC document
March 17, 2020 Filed Mar 17, 2020 21:31 UTC PurchaseCommon Stock 3,000 $12.97 $38,910.00
Disclosure

SEC source: 0001127602-20-011124 · form4.xml · nonDerivative · entry 2

FEARON RICHARD H · CIK 0001188586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,980

Read SEC document
March 17, 2020 Filed Mar 17, 2020 21:31 UTC PurchaseCommon Stock 6,000 $13.79 $82,740.00
Disclosure

SEC source: 0001127602-20-011124 · form4.xml · nonDerivative · entry 1

FEARON RICHARD H · CIK 0001188586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,980

Read SEC document
March 16, 2020 Filed Mar 17, 2020 21:30 UTC
Garratt Michael ASVP, Chief Commercial Officer
OtherCommon Stock 5,163.029 $15.28 $78,891.08
Disclosure

SEC source: 0001127602-20-011122 · form4.xml · nonDerivative · entry 1

Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Supplemental Plan

Disclosed balance after: 9,018.6611

F1 · balance_after: Reflects the investment by the reporting person in PolyOne stock under the Supplemental Plan.

F2 · ownership.nature: The information in this report is based on a plan statement as of March 16, 2020.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 17:15 UTC
Midea M. John Jr.SVP, Glbl Ops & Process Imprv
PurchaseCommon Stock 1,000 $17.76 $17,755.00
Disclosure

SEC source: 0001127602-20-010729 · form4.xml · nonDerivative · entry 1

Midea M. John Jr. · CIK 0001632652 · SVP, Glbl Ops & Process Imprv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,484

Read SEC document
February 21, 2020 Filed Feb 24, 2020 15:40 UTC PurchaseCommon Stock 3,500 $30.52 $106,820.00
Disclosure

SEC source: 0001127602-20-007109 · form4.xml · nonDerivative · entry 1

FEARON RICHARD H · CIK 0001188586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,980

Read SEC document
February 15, 2020 Filed Feb 19, 2020 20:22 UTC
Patterson Robert MDirector · Chairman, President & CEO
Exercise / conversionRestricted Stock Units · Derivative 39,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006356 · form4.xml · derivative · entry 4

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,050 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 20:22 UTC
Patterson Robert MDirector · Chairman, President & CEO
Tax withholdingCommon Stock 13,599 $31.49 $428,232.51
Disclosure

SEC source: 0001127602-20-006356 · form4.xml · nonDerivative · entry 2

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,031

F3 · shares: Represents shares of PolyOne common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 15, 2020.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 20:22 UTC
Patterson Robert MDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 39,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006356 · form4.xml · nonDerivative · entry 1

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 20:31 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
Exercise / conversionRestricted Stock Units · Derivative 3,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006372 · form4.xml · derivative · entry 3

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,350 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 20:31 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
Tax withholdingCommon Stock 1,029 $31.49 $32,403.21
Disclosure

SEC source: 0001127602-20-006372 · form4.xml · nonDerivative · entry 2

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,024

F3 · shares: Represents shares of PolyOne common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 15, 2020.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 20:31 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
Exercise / conversionCommon Stock 3,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006372 · form4.xml · nonDerivative · entry 1

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 20:38 UTC
Horn J ScottSVP, President Distribution
Exercise / conversionRestricted Stock Units · Derivative 1,060 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006376 · form4.xml · derivative · entry 3

Horn J Scott · CIK 0001710183 · SVP, President Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,060 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 20:38 UTC
Horn J ScottSVP, President Distribution
Tax withholdingCommon Stock 388 $31.49 $12,218.12
Disclosure

SEC source: 0001127602-20-006376 · form4.xml · nonDerivative · entry 2

Horn J Scott · CIK 0001710183 · SVP, President Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,768

F3 · shares: Represents shares of PolyOne common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 15, 2020.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 20:38 UTC
Horn J ScottSVP, President Distribution
Exercise / conversionCommon Stock 1,060 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006376 · form4.xml · nonDerivative · entry 1

Horn J Scott · CIK 0001710183 · SVP, President Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 20:33 UTC Exercise / conversionRestricted Stock Units · Derivative 2,950 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006373 · form4.xml · derivative · entry 3

San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,950 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 20:33 UTC Tax withholdingCommon Stock 1,061 $31.49 $33,410.89
Disclosure

SEC source: 0001127602-20-006373 · form4.xml · nonDerivative · entry 2

San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,396

F3 · shares: Represents shares of PolyOne common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 15, 2020.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 20:33 UTC Exercise / conversionCommon Stock 2,950 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006373 · form4.xml · nonDerivative · entry 1

San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 20:29 UTC
Garratt Michael ASVP, Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 4,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006370 · form4.xml · derivative · entry 4

Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,400 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 20:29 UTC
Garratt Michael ASVP, Chief Commercial Officer
Tax withholdingCommon Stock 1,502 $31.49 $47,297.98
Disclosure

SEC source: 0001127602-20-006370 · form4.xml · nonDerivative · entry 2

Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,845

F3 · shares: Represents shares of PolyOne common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 15, 2020.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 20:29 UTC
Garratt Michael ASVP, Chief Commercial Officer
Exercise / conversionCommon Stock 4,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006370 · form4.xml · nonDerivative · entry 1

Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 20:26 UTC
RICHARDSON BRADLEY CEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 8,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006365 · form4.xml · derivative · entry 5

RICHARDSON BRADLEY C · CIK 0001232523 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,150 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 20:26 UTC
RICHARDSON BRADLEY CEVP & Chief Financial Officer
Tax withholdingCommon Stock 2,633 $31.49 $82,913.17
Disclosure

SEC source: 0001127602-20-006365 · form4.xml · nonDerivative · entry 2

RICHARDSON BRADLEY C · CIK 0001232523 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,790

F3 · shares: Represents shares of PolyOne common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 15, 2020.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 20:26 UTC
RICHARDSON BRADLEY CEVP & Chief Financial Officer
Exercise / conversionCommon Stock 8,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006365 · form4.xml · nonDerivative · entry 1

RICHARDSON BRADLEY C · CIK 0001232523 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

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February 15, 2020 Filed Feb 19, 2020 20:24 UTC
Midea M. John Jr.SVP, Glbl Ops & Process Imprv
Exercise / conversionRestricted Stock Units · Derivative 3,950 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006360 · form4.xml · derivative · entry 3

Midea M. John Jr. · CIK 0001632652 · SVP, Glbl Ops & Process Imprv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,950 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

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February 15, 2020 Filed Feb 19, 2020 20:24 UTC
Midea M. John Jr.SVP, Glbl Ops & Process Imprv
Tax withholdingCommon Stock 1,358 $31.54 $42,831.32
Disclosure

SEC source: 0001127602-20-006360 · form4.xml · nonDerivative · entry 2

Midea M. John Jr. · CIK 0001632652 · SVP, Glbl Ops & Process Imprv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,484

F3 · shares: Represents shares of PolyOne common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 15, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.