Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2021 Filed Jan 6, 2021 16:55 UTC |
Kvalheim GrantSee Remarks
|
Exercise / conversionClass A Common Shares | 2,934 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001051 · form4.xml · nonDerivative · entry 3 Kvalheim Grant · CIK 0001689321 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,653,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 16:55 UTC |
Kvalheim GrantSee Remarks
|
Exercise / conversionClass A Common Shares | 3,436 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001051 · form4.xml · nonDerivative · entry 2 Kvalheim Grant · CIK 0001689321 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,650,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 16:55 UTC |
Kvalheim GrantSee Remarks
|
Exercise / conversionClass A Common Shares | 1,475 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001051 · form4.xml · nonDerivative · entry 1 Kvalheim Grant · CIK 0001689321 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,646,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 16:48 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
Exercise / conversionRestricted Stock Units · Derivative | 4,191 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001029 · form4.xml · derivative · entry 11 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by James and Leslie Belardi Family Trust Disclosed balance after: 8,382 Underlying: Class A Common Shares · 4,191 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 25,146 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 25,146 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 25,146 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 16:48 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
Exercise / conversionRestricted Stock Units · Derivative | 4,909 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001029 · form4.xml · derivative · entry 10 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 4,909 Underlying: Class A Common Shares · 4,909 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 16:48 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
Exercise / conversionRestricted Stock Units · Derivative | 4,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001029 · form4.xml · derivative · entry 9 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James and Leslie Belardi Family Trust Disclosed balance after: 0 Underlying: Class A Common Shares · 4,336 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 16:48 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
Tax withholdingClass A Common Shares | 7,167 | $43.14 | $309,184.38 |
DisclosureSEC source: 0001127602-21-001029 · form4.xml · nonDerivative · entry 5 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 917,405 F6 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of restricted share awards. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 16:48 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
Tax withholdingClass A Common Shares | 6,207 | $43.14 | $267,769.98 |
DisclosureSEC source: 0001127602-21-001029 · form4.xml · nonDerivative · entry 4 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 924,572 F5 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 16:48 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
Exercise / conversionClass A Common Shares | 4,191 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001029 · form4.xml · nonDerivative · entry 3 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 930,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 16:48 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
Exercise / conversionClass A Common Shares | 4,909 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001029 · form4.xml · nonDerivative · entry 2 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 926,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 16:48 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
Exercise / conversionClass A Common Shares | 4,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001029 · form4.xml · nonDerivative · entry 1 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 921,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:23 UTC |
Leach BrianDirector
|
GrantClass A Common Shares | 3,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-001097 · form4.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,511 F1 · shares: This Form 4 is being filed to report a restricted share award which vests on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:03 UTC |
Sondej John AndrewSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 587 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001068 · form4.xml · derivative · entry 7 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,174 Underlying: Class A Common Shares · 587 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 3,521 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 3,521 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 3,521 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:03 UTC |
Sondej John AndrewSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 540 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001068 · form4.xml · derivative · entry 6 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540 Underlying: Class A Common Shares · 540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. An additional 3,240 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. An additional 3,240 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. An additional 3,240 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:03 UTC |
Sondej John AndrewSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001068 · form4.xml · derivative · entry 5 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 341 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 2,046 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 2,046 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 2,046 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:03 UTC |
Sondej John AndrewSee Remarks
|
Tax withholdingClass A Common Shares | 546 | $43.14 | $23,554.44 |
DisclosureSEC source: 0001127602-21-001068 · form4.xml · nonDerivative · entry 4 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,697 F5 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:03 UTC |
Sondej John AndrewSee Remarks
|
Exercise / conversionClass A Common Shares | 587 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001068 · form4.xml · nonDerivative · entry 3 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:03 UTC |
Sondej John AndrewSee Remarks
|
Exercise / conversionClass A Common Shares | 540 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001068 · form4.xml · nonDerivative · entry 2 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:03 UTC |
Sondej John AndrewSee Remarks
|
Exercise / conversionClass A Common Shares | 341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001068 · form4.xml · nonDerivative · entry 1 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 23:08 UTC |
BEILINSON MARC ADirector
|
GrantClass A Common Shares | 4,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-001133 · form4.xml · nonDerivative · entry 1 BEILINSON MARC A · CIK 0001279821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,690 F1 · shares: This Form 4 is being filed to report a restricted share award which vests on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:30 UTC |
WRUBEL ARTHURDirector
|
GrantClass A Common Shares | 3,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-001105 · form4.xml · nonDerivative · entry 1 WRUBEL ARTHUR · CIK 0001279098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,541 F1 · shares: This Form 4 is being filed to report a restricted share award which vests on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:52 UTC |
WHEELER WILLIAM JPresident
|
Exercise / conversionRestricted Stock Units · Derivative | 3,353 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001040 · form4.xml · derivative · entry 7 WHEELER WILLIAM J · CIK 0001273281 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,706 Underlying: Class A Common Shares · 3,353 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 20,117 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 20,117 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 20,117 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:52 UTC |
WHEELER WILLIAM JPresident
|
Exercise / conversionRestricted Stock Units · Derivative | 3,927 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001040 · form4.xml · derivative · entry 6 WHEELER WILLIAM J · CIK 0001273281 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,928 Underlying: Class A Common Shares · 3,927 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:52 UTC |
WHEELER WILLIAM JPresident
|
Exercise / conversionRestricted Stock Units · Derivative | 2,602 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001040 · form4.xml · derivative · entry 5 WHEELER WILLIAM J · CIK 0001273281 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 2,602 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:52 UTC |
WHEELER WILLIAM JPresident
|
Tax withholdingClass A Common Shares | 3,522 | $43.14 | $151,939.08 |
DisclosureSEC source: 0001127602-21-001040 · form4.xml · nonDerivative · entry 4 WHEELER WILLIAM J · CIK 0001273281 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,619 F5 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:52 UTC |
WHEELER WILLIAM JPresident
|
Exercise / conversionClass A Common Shares | 3,353 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001040 · form4.xml · nonDerivative · entry 3 WHEELER WILLIAM J · CIK 0001273281 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 538,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:52 UTC |
WHEELER WILLIAM JPresident
|
Exercise / conversionClass A Common Shares | 3,927 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001040 · form4.xml · nonDerivative · entry 2 WHEELER WILLIAM J · CIK 0001273281 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:52 UTC |
WHEELER WILLIAM JPresident
|
Exercise / conversionClass A Common Shares | 2,602 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001040 · form4.xml · nonDerivative · entry 1 WHEELER WILLIAM J · CIK 0001273281 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:21 UTC |
MCCALL H CARLDirector
|
GrantClass A Common Shares | 3,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-001095 · form4.xml · nonDerivative · entry 1 MCCALL H CARL · CIK 0001223627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,541 F1 · shares: This Form 4 is being filed to report a restricted share award which vests on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:45 UTC |
SWANN LYNN CDirector
|
GrantClass A Common Shares | 3,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-001123 · form4.xml · nonDerivative · entry 1 SWANN LYNN C · CIK 0001253486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,796 F1 · shares: This Form 4 is being filed to report a restricted share award which vests on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:37 UTC |
Ruisi LawrenceDirector
|
GrantClass A Common Shares | 3,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-001114 · form4.xml · nonDerivative · entry 1 Ruisi Lawrence · CIK 0001312995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,065 F1 · shares: This Form 4 is being filed to report a restricted share award which vests on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:59 UTC |
Klein Martin PExecutive VP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001059 · form4.xml · derivative · entry 7 Klein Martin P · CIK 0001518052 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,700 Underlying: Class A Common Shares · 2,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 17,100 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 17,100 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 17,100 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:59 UTC |
Klein Martin PExecutive VP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,338 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001059 · form4.xml · derivative · entry 6 Klein Martin P · CIK 0001518052 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,339 Underlying: Class A Common Shares · 3,338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:59 UTC |
Klein Martin PExecutive VP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,735 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001059 · form4.xml · derivative · entry 5 Klein Martin P · CIK 0001518052 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 1,735 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:59 UTC |
Klein Martin PExecutive VP and CFO
|
Tax withholdingClass A Common Shares | 2,584 | $43.14 | $111,473.76 |
DisclosureSEC source: 0001127602-21-001059 · form4.xml · nonDerivative · entry 4 Klein Martin P · CIK 0001518052 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,788 F5 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:59 UTC |
Klein Martin PExecutive VP and CFO
|
Exercise / conversionClass A Common Shares | 2,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001059 · form4.xml · nonDerivative · entry 3 Klein Martin P · CIK 0001518052 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:59 UTC |
Klein Martin PExecutive VP and CFO
|
Exercise / conversionClass A Common Shares | 3,338 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001059 · form4.xml · nonDerivative · entry 2 Klein Martin P · CIK 0001518052 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:59 UTC |
Klein Martin PExecutive VP and CFO
|
Exercise / conversionClass A Common Shares | 1,735 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001059 · form4.xml · nonDerivative · entry 1 Klein Martin P · CIK 0001518052 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:33 UTC |
Taitz Hope SDirector
|
GrantClass A Common Shares | 3,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-001108 · form4.xml · nonDerivative · entry 1 Taitz Hope S · CIK 0001525808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,198 F1 · shares: This Form 4 is being filed to report a restricted share award which vests on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:26 UTC |
Zeko Fehmi AlexanderDirector
|
GrantClass A Common Shares | 3,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-001100 · form4.xml · nonDerivative · entry 1 Zeko Fehmi Alexander · CIK 0001733826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,938 F1 · shares: This Form 4 is being filed to report a restricted share award which vests on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:19 UTC |
Borden Robert LDirector
|
GrantClass A Common Shares | 3,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-001093 · form4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,107 F1 · shares: This Form 4 is being filed to report a restricted share award which vests on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:08 UTC |
Niemann Douglas BartlettEVP and Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,377 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001081 · form4.xml · derivative · entry 3 Niemann Douglas Bartlett · CIK 0001836389 · EVP and Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,756 Underlying: Class A Common Shares · 1,377 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 8,265 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F2 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 8,265 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 8,265 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:08 UTC |
Niemann Douglas BartlettEVP and Chief Risk Officer
|
Tax withholdingClass A Common Shares | 505 | $43.14 | $21,785.70 |
DisclosureSEC source: 0001127602-21-001081 · form4.xml · nonDerivative · entry 2 Niemann Douglas Bartlett · CIK 0001836389 · EVP and Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 872 F3 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:08 UTC |
Niemann Douglas BartlettEVP and Chief Risk Officer
|
Exercise / conversionClass A Common Shares | 1,377 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001081 · form4.xml · nonDerivative · entry 1 Niemann Douglas Bartlett · CIK 0001836389 · EVP and Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:05 UTC |
Golden John LeonardEVP and General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 1,509 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001075 · form4.xml · derivative · entry 7 Golden John Leonard · CIK 0001836613 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,018 Underlying: Class A Common Shares · 1,509 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 9,053 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 9,053 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 9,053 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:05 UTC |
Golden John LeonardEVP and General Counsel
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Exercise / conversionRestricted Stock Units · Derivative | 1,767 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001075 · form4.xml · derivative · entry 6 Golden John Leonard · CIK 0001836613 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,768 Underlying: Class A Common Shares · 1,767 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. An additional 10,604 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. An additional 10,604 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. An additional 10,604 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:05 UTC |
Golden John LeonardEVP and General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 694 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001075 · form4.xml · derivative · entry 5 Golden John Leonard · CIK 0001836613 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 694 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 4,163 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 4,163 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 4,163 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:05 UTC |
Golden John LeonardEVP and General Counsel
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Tax withholdingClass A Common Shares | 2,175 | $43.14 | $93,829.50 |
DisclosureSEC source: 0001127602-21-001075 · form4.xml · nonDerivative · entry 4 Golden John Leonard · CIK 0001836613 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,696 F5 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:05 UTC |
Golden John LeonardEVP and General Counsel
|
Exercise / conversionClass A Common Shares | 1,509 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001075 · form4.xml · nonDerivative · entry 3 Golden John Leonard · CIK 0001836613 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:05 UTC |
Golden John LeonardEVP and General Counsel
|
Exercise / conversionClass A Common Shares | 1,767 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001075 · form4.xml · nonDerivative · entry 2 Golden John Leonard · CIK 0001836613 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.