ATH-PA

SEC source: 0000905148-17-000266 · form5.xml · nonDerivative · entry 2

Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Belardi Family Irrevocable Trust

Disclosed balance after: 1,750

F2 · ownership.nature: Mr. Belardi does not serve as trustee of the Belardi Family Irrevocable Trust and disclaims beneficial ownership of the Class A common shares reported as indirectly owned through the Belardi Family Irrevocable Trust, except to the extent of his or its pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Belardi is the beneficial owner of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000905148-17-000266 · form5.xml · nonDerivative · entry 1

Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By James and Leslie Belardi Family Trust

Disclosed balance after: 915,246

F1 · balance_after: Of these Class A common shares, 117,221 were originally issued pursuant to restricted share awards which vest one third on each of the first three anniversaries of the vesting start date and immediately upon a sale or change in control of the Issuer. 30,972 of such Class A common shares remain unvested as of December 31, 2016.

SEC source: 0000899243-16-035855 · doc4.xml · nonDerivative · entry 1

Puffer Manfred · CIK 0001691088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,638

F1 · balance_after: Manfred Puffer serves as a Senior Advisor to Apollo Global Management, LLC ("Apollo"). Certain of Apollo's affiliates manage investment funds (the "Apollo Funds") that hold Class B common shares, par value $0.001, of Athene Holding Ltd. (the "Issuer"), and may be deemed to beneficially own the common shares of the Issuer held by the Apollo Funds. This report does not include any securities of the Issuer held by any of the Apollo Funds or that may be deemed to be beneficially owned by any Apollo investment managers or investment advisers affiliated with the Apollo Funds, and Mr. Puffer disclaims beneficial ownership of all such securities. This report shall not be deemed an admission that Mr. Puffer is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · balance_after: This Form 4 is being filed to report a restricted share award of 440 Class A common shares in accordance with the quarterly awards of restricted shares made to the Reporting Person under the retention letter entered into between the Issuer and the Reporting Person. Of the Class A common shares reported as being owned directly by the Reporting Person, 23,491 were originally issued pursuant to restricted share awards which vest one third on each of the first three anniversaries of the vesting start date and immediately upon a sale or change in control of the Issuer. 20,371 of such Class A common shares remain unvested as of the date of this report.

SEC source: 0000899243-16-035861 · doc4.xml · nonDerivative · entry 1

Leach Brian · CIK 0001428954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,638

F1 · balance_after: This Form 4 is being filed to report a restricted share award of 638 Class A common shares in accordance with the quarterly awards of restricted shares made to the Reporting Person under the retention letter entered into between the Issuer and the Reporting Person. These Class A common shares, and the other Class A common shares reported as being owned directly by the Reporting Person, were originally issued pursuant to restricted share awards which vest one third on each of the first three anniversaries of the vesting start date and immediately upon a sale or change in control of the Issuer. All 15,638 of such Class A common shares remain unvested as of the date of this report.

SEC source: 0000899243-16-035857 · doc4.xml · nonDerivative · entry 1

BEILINSON MARC A · CIK 0001279821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,561

F1 · balance_after: This Form 4 is being filed to report a restricted share award of 427 Class A common shares in accordance with the quarterly awards of restricted shares made to the Reporting Person under the retention letter entered into between the Issuer and the Reporting Person. Of the Class A common shares reported as being owned directly by the Reporting Person, 23,722 were originally issued pursuant to restricted share awards which vest one third on each of the first three anniversaries of the vesting start date and immediately upon a sale or change in control of the Issuer. 20,508 of such Class A common shares remain unvested as of the date of this report.

SEC source: 0000899243-16-035862 · doc4.xml · nonDerivative · entry 1

WRUBEL ARTHUR · CIK 0001279098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,668

F1 · balance_after: This Form 4 is being filed to report a restricted share award of 668 Class A common shares in accordance with the quarterly awards of restricted shares made to the Reporting Person under the retention letter entered into between the Issuer and the Reporting Person. These Class A common shares, and the other Class A common shares reported as being owned directly by the Reporting Person, were originally issued pursuant to restricted share awards which vest one third on each of the first three anniversaries of the vesting start date and immediately upon a sale or change in control of the Issuer. All 15,668 of such Class A common shares remain unvested as of the date of this report.

SEC source: 0000899243-16-035856 · doc4.xml · nonDerivative · entry 1

MCCALL H CARL · CIK 0001223627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,668

F1 · balance_after: This Form 4 is being filed to report a restricted share award of 668 Class A common shares in accordance with the quarterly awards of restricted shares made to the Reporting Person under the retention letter entered into between the Issuer and the Reporting Person. These Class A common shares, and the other Class A common shares reported as being owned directly by the Reporting Person, were originally issued pursuant to restricted share awards which vest one third on each of the first three anniversaries of the vesting start date and immediately upon a sale or change in control of the Issuer. All 15,668 of such Class A common shares remain unvested as of the date of this report.

SEC source: 0000899243-16-035863 · doc4.xml · nonDerivative · entry 1

Ruisi Lawrence · CIK 0001312995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,153

F1 · balance_after: This Form 4 is being filed to report a restricted share award of 467 Class A common shares in accordance with the quarterly awards of restricted shares made to the Reporting Person under the retention letter entered into between the Issuer and the Reporting Person. Of the Class A common shares reported as being owned directly by the Reporting Person, 24,006 were originally issued pursuant to restricted share awards which vest one third on each of the first three anniversaries of the vesting start date and immediately upon a sale or change in control of the Issuer. 20,698 of such Class A common shares remain unvested as of the date of this report

SEC source: 0000899243-16-035868 · doc4.xml · nonDerivative · entry 1

Taitz Hope S · CIK 0001525808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,656

F1 · balance_after: This Form 4 is being filed to report a restricted share award of 494 Class A common shares in accordance with the quarterly awards of restricted shares made to the Reporting Person under the retention letter entered into between the Issuer and the Reporting Person. Of the Class A common shares reported as being owned directly by the Reporting Person, 25,009 were originally issued pursuant to restricted share awards which vest one third on each of the first three anniversaries of the vesting start date and immediately upon a sale or change in control of the Issuer. 21,326 of such Class A common shares remain unvested as of the date of this report.

SEC source: 0000899243-16-035865 · doc4.xml · nonDerivative · entry 1

Borden Robert L · CIK 0001592214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,234

F1 · balance_after: This Form 4 is being filed to report a restricted share award of 427 Class A common shares in accordance with the quarterly awards of restricted shares made to the Reporting Person under the retention letter entered into between the Issuer and the Reporting Person. These Class A common shares, and the other Class A common shares reported as being owned directly by the Reporting Person, were originally issued pursuant to restricted share awards which vest one third on each of the first three anniversaries of the vesting start date and immediately upon a sale or change in control of the Issuer. 20,210 of such Class A common shares remain unvested as of the date of this report.

SEC source: 0001104659-16-162409 · a4.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner

Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner

Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner

Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner

Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner

Apollo Alternative Assets, L.P. · CIK 0001473543 · 10% owner

Apollo International Management, L.P. · CIK 0001512636 · 10% owner

Apollo International Management GP, LLC · CIK 0001512580 · 10% owner

Apollo Life Asset Ltd. · CIK 0001527502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 109,135,630

F1 · ownership.nature: See Exhibit 99.1.

SEC source: 0000903423-16-001417 · ottpathene.xml · nonDerivative · entry 1

ONTARIO TEACHERS PENSION PLAN BOARD · CIK 0000937567 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,203,117

F1 · price: This amount represents the $40.00 public offering price per share of Class A Common Shares, $0.001 par value of Athene Holding Ltd., less the underwriting discount of $2.00 per share.

F2 · ownership.nature: The reported securities are owned by 2403304 Ontario Limited ("2403304"), a wholly-owned subsidiary of Ontario Teachers' Pension Plan Board ("OTPP"). Each of Ken Manget and Maggie Fanari may be deemed to have the power to dispose of the shares held by 2403304 because of a delegation of authority from the President and Chief Executive Officer of OTPP to such persons, and because of a delegation of authority to the President and Chief Executive Officer of OTPP from the Board of Directors of each of OTPP and 2403304, and each such person expressly disclaims beneficial ownership of such shares.