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Nasdaq · USD

ATEC

Alphatec Holdings, Inc.

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4720
SEC CIK
0001350653
Parsed reports
552

Last 12 months

Inside the activity.

4 purchase rows · 41 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025018
Jan 202601
Feb 202602
Mar 202606
Apr 202600
May 202630
Jun 202601
Jul 202600
Aug 202601
Sep 202610
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 22, 2020 Filed Apr 25, 2020 01:28 UTC
Sponsel DavidEVP, Sales
GrantCommon Stock 216,422 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005124 · edgar.xml · nonDerivative · entry 1

Sponsel David · CIK 0001772837 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661,839

F1 · date: On April 22, 2020, issuer granted to the reporting person 216,422 restricted stock units (RSUs), subject to receipt of required approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by at least such number as is necessary to vest all of the awards granted on April 22, 2020. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date; provided, however, that the vesting of 50% of these RSUs is subject to the additional condition that the publicly-traded stock price for the issuer's common stock reaches a 30-day average trading price equal to or above $7.52 per share during the first three years following the grant date. Should the publicly-traded stock price for the issuer's common stock reach a 30-day average trading price at or above $7.52 per share at any time during such three year period, this pricing condition will be satisfied and will terminate.

F2 · date: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F1 · shares: On April 22, 2020, issuer granted to the reporting person 216,422 restricted stock units (RSUs), subject to receipt of required approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by at least such number as is necessary to vest all of the awards granted on April 22, 2020. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date; provided, however, that the vesting of 50% of these RSUs is subject to the additional condition that the publicly-traded stock price for the issuer's common stock reaches a 30-day average trading price equal to or above $7.52 per share during the first three years following the grant date. Should the publicly-traded stock price for the issuer's common stock reach a 30-day average trading price at or above $7.52 per share at any time during such three year period, this pricing condition will be satisfied and will terminate.

F2 · shares: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F1 · balance_after: On April 22, 2020, issuer granted to the reporting person 216,422 restricted stock units (RSUs), subject to receipt of required approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by at least such number as is necessary to vest all of the awards granted on April 22, 2020. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date; provided, however, that the vesting of 50% of these RSUs is subject to the additional condition that the publicly-traded stock price for the issuer's common stock reaches a 30-day average trading price equal to or above $7.52 per share during the first three years following the grant date. Should the publicly-traded stock price for the issuer's common stock reach a 30-day average trading price at or above $7.52 per share at any time during such three year period, this pricing condition will be satisfied and will terminate.

F2 · balance_after: Each RSU represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
April 22, 2020 Filed Apr 25, 2020 01:29 UTC
Hunsaker Craig EEVP, People/Culture & GC
GrantCommon Stock 167,156 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005126 · edgar.xml · nonDerivative · entry 1

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,048,092

F1 · date: On April 22, 2020, issuer granted to the reporting person 167,156 restricted stock units (RSUs), subject to receipt of required approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by at least such number as is necessary to vest all of the awards granted on April 22, 2020. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date; provided, however, that the vesting of 50% of these RSUs is subject to the additional condition that the publicly-traded stock price for the issuer's common stock reaches a 30-day average trading price equal to or above $7.52 per share during the first three years following the grant date. Should the publicly-traded stock price for the issuer's common stock reach a 30-day average trading price at or above $7.52 per share at any time during such three year period, this pricing condition will be satisfied and will terminate.

F2 · date: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F1 · shares: On April 22, 2020, issuer granted to the reporting person 167,156 restricted stock units (RSUs), subject to receipt of required approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by at least such number as is necessary to vest all of the awards granted on April 22, 2020. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date; provided, however, that the vesting of 50% of these RSUs is subject to the additional condition that the publicly-traded stock price for the issuer's common stock reaches a 30-day average trading price equal to or above $7.52 per share during the first three years following the grant date. Should the publicly-traded stock price for the issuer's common stock reach a 30-day average trading price at or above $7.52 per share at any time during such three year period, this pricing condition will be satisfied and will terminate.

F2 · shares: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F1 · balance_after: On April 22, 2020, issuer granted to the reporting person 167,156 restricted stock units (RSUs), subject to receipt of required approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by at least such number as is necessary to vest all of the awards granted on April 22, 2020. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date; provided, however, that the vesting of 50% of these RSUs is subject to the additional condition that the publicly-traded stock price for the issuer's common stock reaches a 30-day average trading price equal to or above $7.52 per share during the first three years following the grant date. Should the publicly-traded stock price for the issuer's common stock reach a 30-day average trading price at or above $7.52 per share at any time during such three year period, this pricing condition will be satisfied and will terminate.

F2 · balance_after: Each RSU represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
April 22, 2020 Filed Apr 25, 2020 01:27 UTC
Snider BrianEVP, Strat. Mktg. & Prod. Dev.
GrantCommon Stock 142,228 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005123 · edgar.xml · nonDerivative · entry 1

Snider Brian · CIK 0001702383 · EVP, Strat. Mktg. & Prod. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,717

F1 · date: On April 22, 2020, issuer granted to the reporting person 142,228 restricted stock units (RSUs), subject to receipt of required approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by at least such number as is necessary to vest all of the awards granted on April 22, 2020. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date; provided, however, that the vesting of 50% of these RSUs is subject to the additional condition that the publicly-traded stock price for the issuer's common stock reaches a 30-day average trading price equal to or above $7.52 per share during the first three years following the grant date. Should the publicly-traded stock price for the issuer's common stock reach a 30-day average trading price at or above $7.52 per share at any time during such three year period, this pricing condition will be satisfied and will terminate.

F2 · date: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F1 · shares: On April 22, 2020, issuer granted to the reporting person 142,228 restricted stock units (RSUs), subject to receipt of required approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by at least such number as is necessary to vest all of the awards granted on April 22, 2020. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date; provided, however, that the vesting of 50% of these RSUs is subject to the additional condition that the publicly-traded stock price for the issuer's common stock reaches a 30-day average trading price equal to or above $7.52 per share during the first three years following the grant date. Should the publicly-traded stock price for the issuer's common stock reach a 30-day average trading price at or above $7.52 per share at any time during such three year period, this pricing condition will be satisfied and will terminate.

F2 · shares: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F1 · balance_after: On April 22, 2020, issuer granted to the reporting person 142,228 restricted stock units (RSUs), subject to receipt of required approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by at least such number as is necessary to vest all of the awards granted on April 22, 2020. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date; provided, however, that the vesting of 50% of these RSUs is subject to the additional condition that the publicly-traded stock price for the issuer's common stock reaches a 30-day average trading price equal to or above $7.52 per share during the first three years following the grant date. Should the publicly-traded stock price for the issuer's common stock reach a 30-day average trading price at or above $7.52 per share at any time during such three year period, this pricing condition will be satisfied and will terminate.

F2 · balance_after: Each RSU represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 16:01 UTC GrantCommon Stock 5,996 $3.93 $23,564.28
Disclosure

SEC source: 0001179110-20-004798 · edgar.xml · nonDerivative · entry 1

Black Jeffrey G. · CIK 0001449439 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,295

F1 · date: On April 6, 2020, the restricted stock units (RSUs) were granted to the reporting person in connection with the reporting person's election to participate in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the issuer's board of directors on April 1, 2020 in response to the novel coronavirus (COVID-19) and the financial impact on the issuer resulting therefrom. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash compensation for the period between April 6, 2020 and July 10, 2020.

F2 · date: Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in full on July 10, 2020.

F1 · shares: On April 6, 2020, the restricted stock units (RSUs) were granted to the reporting person in connection with the reporting person's election to participate in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the issuer's board of directors on April 1, 2020 in response to the novel coronavirus (COVID-19) and the financial impact on the issuer resulting therefrom. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash compensation for the period between April 6, 2020 and July 10, 2020.

F2 · shares: Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in full on July 10, 2020.

F3 · price: The conversion price (cash for equity) is based on a 30-day volume weighted average price of the issuer's common stock as of close of market on Friday, April 3, 2020.

F1 · balance_after: On April 6, 2020, the restricted stock units (RSUs) were granted to the reporting person in connection with the reporting person's election to participate in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the issuer's board of directors on April 1, 2020 in response to the novel coronavirus (COVID-19) and the financial impact on the issuer resulting therefrom. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash compensation for the period between April 6, 2020 and July 10, 2020.

F2 · balance_after: Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in full on July 10, 2020.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 16:02 UTC
Miles PatrickDirector · CEO
GrantCommon Stock 28,268 $3.93 $111,093.24
Disclosure

SEC source: 0001179110-20-004800 · edgar.xml · nonDerivative · entry 1

Miles Patrick · CIK 0001289409 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,179,189

F1 · date: On April 6, 2020, the restricted stock units (RSUs) were granted to the reporting person in connection with the reporting person's election to participate in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the issuer's board of directors on April 1, 2020 in response to the novel coronavirus (COVID-19) and the financial impact on the issuer resulting therefrom. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash compensation for the period between April 6, 2020 and July 10, 2020.

F2 · date: Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in full on July 10, 2020.

F1 · shares: On April 6, 2020, the restricted stock units (RSUs) were granted to the reporting person in connection with the reporting person's election to participate in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the issuer's board of directors on April 1, 2020 in response to the novel coronavirus (COVID-19) and the financial impact on the issuer resulting therefrom. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash compensation for the period between April 6, 2020 and July 10, 2020.

F2 · shares: Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in full on July 10, 2020.

F3 · price: The conversion price (cash for equity) is based on a 30-day volume weighted average price of the issuer's common stock as of close of market on Friday, April 3, 2020.

F1 · balance_after: On April 6, 2020, the restricted stock units (RSUs) were granted to the reporting person in connection with the reporting person's election to participate in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the issuer's board of directors on April 1, 2020 in response to the novel coronavirus (COVID-19) and the financial impact on the issuer resulting therefrom. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash compensation for the period between April 6, 2020 and July 10, 2020.

F2 · balance_after: Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in full on July 10, 2020.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 20:01 UTC
Snider BrianEVP, Strat. Mktg. & Prod. Dev.
GrantCommon Stock 5,482 $3.93 $21,544.26
Disclosure

SEC source: 0001179110-20-004799 · edgar.xml · nonDerivative · entry 1

Snider Brian · CIK 0001702383 · EVP, Strat. Mktg. & Prod. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,489

F1 · date: On April 6, 2020, the restricted stock units (RSUs) were granted to the reporting person in connection with the reporting person's election to participate in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the issuer's board of directors on April 1, 2020 in response to the novel coronavirus (COVID-19) and the financial impact on the issuer resulting therefrom. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash compensation for the period between April 6, 2020 and July 10, 2020.

F2 · date: Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in full on July 10, 2020.

F1 · shares: On April 6, 2020, the restricted stock units (RSUs) were granted to the reporting person in connection with the reporting person's election to participate in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the issuer's board of directors on April 1, 2020 in response to the novel coronavirus (COVID-19) and the financial impact on the issuer resulting therefrom. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash compensation for the period between April 6, 2020 and July 10, 2020.

F2 · shares: Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in full on July 10, 2020.

F3 · price: The conversion price (cash for equity) is based on a 30-day volume weighted average price of the issuer's common stock as of close of market on Friday, April 3, 2020.

F1 · balance_after: On April 6, 2020, the restricted stock units (RSUs) were granted to the reporting person in connection with the reporting person's election to participate in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the issuer's board of directors on April 1, 2020 in response to the novel coronavirus (COVID-19) and the financial impact on the issuer resulting therefrom. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash compensation for the period between April 6, 2020 and July 10, 2020.

F2 · balance_after: Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in full on July 10, 2020.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 21:21 UTC
Sponsel DavidEVP, Sales
GrantCommon Stock 2,398 $3.93 $9,424.14
Disclosure

SEC source: 0001179110-20-004804 · edgar.xml · nonDerivative · entry 1

Sponsel David · CIK 0001772837 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,417

F1 · date: On April 6, 2020, the restricted stock units (RSUs) were granted to the reporting person in connection with the reporting person's election to participate in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the issuer's board of directors on April 1, 2020 in response to the novel coronavirus (COVID-19) and the financial impact on the issuer resulting therefrom. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash compensation for the period between April 6, 2020 and July 10, 2020.

F2 · date: Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in full on July 10, 2020.

F1 · shares: On April 6, 2020, the restricted stock units (RSUs) were granted to the reporting person in connection with the reporting person's election to participate in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the issuer's board of directors on April 1, 2020 in response to the novel coronavirus (COVID-19) and the financial impact on the issuer resulting therefrom. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash compensation for the period between April 6, 2020 and July 10, 2020.

F2 · shares: Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in full on July 10, 2020.

F3 · price: The conversion price (cash for equity) is based on a 30-day volume weighted average price of the issuer's common stock as of close of market on Friday, April 3, 2020.

F1 · balance_after: On April 6, 2020, the restricted stock units (RSUs) were granted to the reporting person in connection with the reporting person's election to participate in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the issuer's board of directors on April 1, 2020 in response to the novel coronavirus (COVID-19) and the financial impact on the issuer resulting therefrom. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash compensation for the period between April 6, 2020 and July 10, 2020.

F2 · balance_after: Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in full on July 10, 2020.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 20:00 UTC
Hunsaker Craig EEVP, People/Culture & GC
GrantCommon Stock 17,988 $3.93 $70,692.84
Disclosure

SEC source: 0001179110-20-004797 · edgar.xml · nonDerivative · entry 1

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880,936

F1 · date: On April 6, 2020, the restricted stock units (RSUs) were granted to the reporting person in connection with the reporting person's election to participate in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the issuer's board of directors on April 1, 2020 in response to the novel coronavirus (COVID-19) and the financial impact on the issuer resulting therefrom. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash compensation for the period between April 6, 2020 and July 10, 2020.

F2 · date: Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in full on July 10, 2020.

F1 · shares: On April 6, 2020, the restricted stock units (RSUs) were granted to the reporting person in connection with the reporting person's election to participate in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the issuer's board of directors on April 1, 2020 in response to the novel coronavirus (COVID-19) and the financial impact on the issuer resulting therefrom. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash compensation for the period between April 6, 2020 and July 10, 2020.

F2 · shares: Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in full on July 10, 2020.

F3 · price: The conversion price (cash for equity) is based on a 30-day volume weighted average price of the issuer's common stock as of close of market on Friday, April 3, 2020.

F1 · balance_after: On April 6, 2020, the restricted stock units (RSUs) were granted to the reporting person in connection with the reporting person's election to participate in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the issuer's board of directors on April 1, 2020 in response to the novel coronavirus (COVID-19) and the financial impact on the issuer resulting therefrom. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash compensation for the period between April 6, 2020 and July 10, 2020.

F2 · balance_after: Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in full on July 10, 2020.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 20:00 UTC
Howell Kelli MariEVP, Clinical Strategies
GrantCommon Stock 11,136 $3.93 $43,764.48
Disclosure

SEC source: 0001179110-20-004796 · edgar.xml · nonDerivative · entry 1

Howell Kelli Mari · CIK 0001734485 · EVP, Clinical Strategies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,015

F1 · date: On April 6, 2020, the restricted stock units (RSUs) were granted to the reporting person in connection with the reporting person's election to participate in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the issuer's board of directors on April 1, 2020 in response to the novel coronavirus (COVID-19) and the financial impact on the issuer resulting therefrom. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash compensation for the period between April 6, 2020 and July 10, 2020.

F2 · date: Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in full on July 10, 2020.

F1 · shares: On April 6, 2020, the restricted stock units (RSUs) were granted to the reporting person in connection with the reporting person's election to participate in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the issuer's board of directors on April 1, 2020 in response to the novel coronavirus (COVID-19) and the financial impact on the issuer resulting therefrom. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash compensation for the period between April 6, 2020 and July 10, 2020.

F2 · shares: Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in full on July 10, 2020.

F3 · price: The conversion price (cash for equity) is based on a 30-day volume weighted average price of the issuer's common stock as of close of market on Friday, April 3, 2020.

F1 · balance_after: On April 6, 2020, the restricted stock units (RSUs) were granted to the reporting person in connection with the reporting person's election to participate in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the issuer's board of directors on April 1, 2020 in response to the novel coronavirus (COVID-19) and the financial impact on the issuer resulting therefrom. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash compensation for the period between April 6, 2020 and July 10, 2020.

F2 · balance_after: Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in full on July 10, 2020.

F4 · balance_after: Includes 511 shares acquired under the issuer's employee stock purchase plan on November 15, 2019.

Read SEC document
March 17, 2020 Filed Mar 17, 2020 22:29 UTC SaleCommon Stock 25,000 $3.01 $75,250.00
Disclosure

SEC source: 0001179110-20-003849 · edgar.xml · nonDerivative · entry 3

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tullis Growth Fund, L.P.

Disclosed balance after: 753,828

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.90 to $3.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 15:31 UTC
Miles PatrickDirector · CEO
PurchaseCommon Stock 10,900 $2.99 $32,591.00
Disclosure

SEC source: 0001179110-20-003956 · edgar.xml · nonDerivative · entry 2

Miles Patrick · CIK 0001289409 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 10,900

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.99 to $3.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 15:31 UTC
Miles PatrickDirector · CEO
PurchaseCommon Stock 66,600 $3.00 $199,800.00
Disclosure

SEC source: 0001179110-20-003956 · edgar.xml · nonDerivative · entry 1

Miles Patrick · CIK 0001289409 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,150,921

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.99 to $3.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 22:29 UTC SaleCommon Stock 25,000 $3.37 $84,250.00
Disclosure

SEC source: 0001179110-20-003849 · edgar.xml · nonDerivative · entry 2

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tullis Growth Fund, L.P.

Disclosed balance after: 778,828

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.21 to $3.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 22:29 UTC SaleCommon Stock 25,000 $3.85 $96,250.00
Disclosure

SEC source: 0001179110-20-003849 · edgar.xml · nonDerivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tullis Growth Fund, L.P.

Disclosed balance after: 803,828

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.76 to $3.93, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 00:13 UTC
Snider BrianEVP, Strat. Mktg. & Prod. Dev.
PurchaseCommon Stock 45,000 $4.48 $201,600.00
Disclosure

SEC source: 0001179110-20-003605 · edgar.xml · nonDerivative · entry 1

Snider Brian · CIK 0001702383 · EVP, Strat. Mktg. & Prod. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,007

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.41 to $4.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 3,726 shares and 3,179 shares acquired under the issuer's employee stock purchase plan on November 15, 2018 and November 15, 2019, respectively.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 21:40 UTC
Sponsel DavidEVP, Sales
PurchaseCommon Stock 11,000 $4.51 $49,610.00
Disclosure

SEC source: 0001179110-20-003584 · edgar.xml · nonDerivative · entry 1

Sponsel David · CIK 0001772837 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,019

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.49 to $4.52, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 463 shares acquired under the issuer's employee stock purchase plan on November 15, 2019.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 12:55 UTC SaleCommon Stock 6,563 $5.08 $33,307.23
Disclosure

SEC source: 0001179110-20-003537 · edgar.xml · nonDerivative · entry 1

Black Jeffrey G. · CIK 0001449439 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,299

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019 to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of previously granted restricted stock unit awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 00:38 UTC
Hunsaker Craig EEVP, People/Culture & GC
Exercise / conversionWarrants (right to buy) · Derivative 100,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001179110-20-000624 · edgar.xml · derivative · entry 4

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following June 15, 2017 (the date that shareholder approval was obtained).

F2 · derivative.expiration_date: Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following June 15, 2017 (the date that shareholder approval was obtained).

Read SEC document
January 15, 2020 Filed Jan 17, 2020 00:38 UTC
Hunsaker Craig EEVP, People/Culture & GC
Exercise / conversionCommon Stock 100,000 $2.00 $200,000.00
Disclosure

SEC source: 0001179110-20-000624 · edgar.xml · nonDerivative · entry 3

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 862,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 00:38 UTC
Hunsaker Craig EEVP, People/Culture & GC
SaleCommon Stock 32,000 $7.75 $248,000.00
Disclosure

SEC source: 0001179110-20-000624 · edgar.xml · nonDerivative · entry 2

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762,948

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 19:33 UTC
Hunsaker Craig EEVP, People/Culture & GC
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000131 · edgar.xml · nonDerivative · entry 1

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 795,448

Read SEC document
January 02, 2020 Filed Jan 17, 2020 00:38 UTC
Hunsaker Craig EEVP, People/Culture & GC
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000624 · edgar.xml · nonDerivative · entry 1

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 794,948

Read SEC document
December 17, 2019 Filed Dec 17, 2019 17:23 UTC SaleCommon Stock 20,000 $7.06 $141,200.00
Disclosure

SEC source: 0001179110-19-012937 · edgar.xml · nonDerivative · entry 1

Rydin Jeffrey P · CIK 0001345767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,746

Read SEC document
November 18, 2019 Filed Nov 20, 2019 22:58 UTC
Hunsaker Craig EEVP, People/Culture & GC
SaleCommon Stock 32,000 $7.25 $232,000.00
Disclosure

SEC source: 0001179110-19-011927 · edgar.xml · nonDerivative · entry 1

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797,448

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 00:16 UTC
Hunsaker Craig EEVP, People/Culture & GC
SaleCommon Stock 12,000 $7.00 $84,000.00
Disclosure

SEC source: 0001179110-19-011385 · edgar.xml · nonDerivative · entry 3

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 829,448

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

Read SEC document
November 04, 2019 Filed Feb 7, 2020 00:18 UTC GiftCommon Stock 1,455 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001299 · edgar.xml · nonDerivative · entry 3

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,588

Read SEC document
November 01, 2019 Filed Nov 5, 2019 00:16 UTC
Hunsaker Craig EEVP, People/Culture & GC
SaleCommon Stock 3,320 $7.01 $23,273.20
Disclosure

SEC source: 0001179110-19-011385 · edgar.xml · nonDerivative · entry 2

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 841,448

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

Read SEC document
November 01, 2019 Filed Feb 7, 2020 00:18 UTC OtherCommon Stock 3,536 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001299 · edgar.xml · nonDerivative · entry 2

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,043

F1 · kind: On November 1, 2019, Tullis Growth Fund, L.P. distributed 300,000 shares to its limited partners on a pro rata basis. The reporting person received 3,536 shares in the distribution.

F1 · shares: On November 1, 2019, Tullis Growth Fund, L.P. distributed 300,000 shares to its limited partners on a pro rata basis. The reporting person received 3,536 shares in the distribution.

Read SEC document
November 01, 2019 Filed Feb 7, 2020 00:18 UTC OtherCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001299 · edgar.xml · nonDerivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tullis Growth Fund, L.P.

Disclosed balance after: 828,828

F1 · kind: On November 1, 2019, Tullis Growth Fund, L.P. distributed 300,000 shares to its limited partners on a pro rata basis. The reporting person received 3,536 shares in the distribution.

F1 · shares: On November 1, 2019, Tullis Growth Fund, L.P. distributed 300,000 shares to its limited partners on a pro rata basis. The reporting person received 3,536 shares in the distribution.

Read SEC document
October 31, 2019 Filed Nov 5, 2019 00:16 UTC
Hunsaker Craig EEVP, People/Culture & GC
SaleCommon Stock 32,000 $6.75 $216,000.00
Disclosure

SEC source: 0001179110-19-011385 · edgar.xml · nonDerivative · entry 1

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 844,768

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.75 to $6.86, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 08, 2019 Filed Oct 9, 2019 12:31 UTC
Miles PatrickDirector · CEO
Tax withholdingCommon Stock 158,676 $4.87 $772,752.12
Disclosure

SEC source: 0001179110-19-010887 · edgar.xml · nonDerivative · entry 1

Miles Patrick · CIK 0001289409 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,084,321

F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of shares.

Read SEC document
September 14, 2019 Filed Sep 18, 2019 00:45 UTC
Hunsaker Craig EEVP, People/Culture & GC
Tax withholdingCommon Stock 66,488 $5.67 $376,986.96
Disclosure

SEC source: 0001179110-19-010434 · edgar.xml · nonDerivative · entry 2

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 876,768

F2 · date: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of shares.

F2 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of shares.

F2 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of shares.

Read SEC document
September 14, 2019 Filed Sep 18, 2019 00:45 UTC
Hunsaker Craig EEVP, People/Culture & GC
GrantCommon Stock 182,144 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-010434 · edgar.xml · nonDerivative · entry 1

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 943,256

F1 · shares: The reported issuance resulted from the settlement of restricted stock units, the quantity and value of which were based on a floating settlement price, pursuant to the terms of reporting person's September 14, 2016 employment agreement with issuer.

Read SEC document
August 12, 2019 Filed Aug 12, 2019 20:13 UTC
Hunsaker Craig EEVP, People/Culture & GC
SaleCommon Stock 34,661 $6.00 $207,966.00
Disclosure

SEC source: 0001179110-19-009374 · edgar.xml · nonDerivative · entry 3

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 761,112

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 20:13 UTC
Hunsaker Craig EEVP, People/Culture & GC
SaleCommon Stock 15,339 $6.00 $92,034.00
Disclosure

SEC source: 0001179110-19-009374 · edgar.xml · nonDerivative · entry 2

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 795,773

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 20:13 UTC
Hunsaker Craig EEVP, People/Culture & GC
SaleCommon Stock 50,000 $5.75 $287,500.00
Disclosure

SEC source: 0001179110-19-009374 · edgar.xml · nonDerivative · entry 1

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811,112

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.59 to $5.93, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 02, 2019 Filed Aug 2, 2019 21:01 UTC SaleCommon Stock 8,929 $4.75 $42,368.11
Disclosure

SEC source: 0001179110-19-009056 · edgar.xml · nonDerivative · entry 1

Black Jeffrey G. · CIK 0001449439 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,862

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019 to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of previously granted restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.66 to $4.84, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 26, 2019 Filed Jul 26, 2019 21:32 UTC
Hunsaker Craig EEVP, People/Culture & GC
Exercise / conversionWarrants (right to buy) · Derivative 50,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001179110-19-008847 · edgar.xml · derivative · entry 3

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following June 15, 2017 (the date that shareholder approval was obtained).

F2 · derivative.expiration_date: Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following June 15, 2017 (the date that shareholder approval was obtained).

Read SEC document
July 26, 2019 Filed Jul 26, 2019 21:32 UTC
Hunsaker Craig EEVP, People/Culture & GC
Exercise / conversionCommon Stock 50,000 $2.00 $100,000.00
Disclosure

SEC source: 0001179110-19-008847 · edgar.xml · nonDerivative · entry 2

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 861,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2019 Filed Jul 26, 2019 21:32 UTC
Hunsaker Craig EEVP, People/Culture & GC
SaleCommon Stock 50,000 $5.00 $250,000.00
Disclosure

SEC source: 0001179110-19-008847 · edgar.xml · nonDerivative · entry 1

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811,112

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

Read SEC document
June 26, 2019 Filed Jun 28, 2019 10:35 UTC GrantCommon Stock 16,655 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008191 · edgar.xml · nonDerivative · entry 1

MCGINNIS KAREN K · CIK 0001188264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,655

F1 · security: On June 26, 2019, issuer granted to the reporting person 16,655 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · security: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

F1 · shares: On June 26, 2019, issuer granted to the reporting person 16,655 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · shares: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

F1 · balance_after: On June 26, 2019, issuer granted to the reporting person 16,655 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · balance_after: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

Read SEC document
June 24, 2019 Filed Jun 25, 2019 21:47 UTC
TULLIS JAMES L LDirector · 10% owner
GiftCommon Stock 795 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008109 · edgar.xml · nonDerivative · entry 2

TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,507

Read SEC document
June 21, 2019 Filed Jun 25, 2019 21:45 UTC GrantCommon Stock 18,086 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008105 · edgar.xml · nonDerivative · entry 1

Blackford Quentin S. · CIK 0001612451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,167

F1 · date: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · date: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

F1 · shares: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · shares: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

F1 · balance_after: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · balance_after: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 17:45 UTC GrantCommon Stock 18,086 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008104 · edgar.xml · nonDerivative · entry 1

Mowry David H · CIK 0001414301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,517

F1 · date: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · date: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

F1 · shares: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · shares: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

F1 · balance_after: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · balance_after: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 17:46 UTC GrantCommon Stock 18,086 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008107 · edgar.xml · nonDerivative · entry 1

WOODS WARD W JR · CIK 0001196931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,689

F1 · date: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · date: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

F1 · shares: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · shares: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

F1 · balance_after: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · balance_after: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 21:47 UTC
TULLIS JAMES L LDirector · 10% owner
GrantCommon Stock 18,086 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008109 · edgar.xml · nonDerivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,302

F1 · security: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · security: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

F1 · shares: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · shares: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

F1 · price: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F1 · balance_after: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · balance_after: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 21:47 UTC GrantCommon Stock 18,086 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008108 · edgar.xml · nonDerivative · entry 1

Hochberg Jason · CIK 0001392348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,012

F1 · date: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · date: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

F1 · shares: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · shares: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

F1 · balance_after: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · balance_after: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 21:48 UTC GrantCommon Stock 18,086 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008111 · edgar.xml · nonDerivative · entry 1

Williams Donald Allen · CIK 0001620013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,519

F1 · security: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · security: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

F1 · shares: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · shares: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

F1 · balance_after: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · balance_after: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

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June 21, 2019 Filed Jun 25, 2019 17:46 UTC GrantCommon Stock 18,086 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008106 · edgar.xml · nonDerivative · entry 1

Rydin Jeffrey P · CIK 0001345767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,746

F1 · date: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · date: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

F1 · shares: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · shares: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

F1 · balance_after: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · balance_after: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

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June 21, 2019 Filed Jun 25, 2019 21:47 UTC
Bakst EvanDirector
GrantCommon Stock 18,086 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008110 · edgar.xml · nonDerivative · entry 1

Bakst Evan · CIK 0001733939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744,998

F1 · security: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · security: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

F1 · shares: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · shares: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

F1 · balance_after: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · balance_after: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.