ASPN

SEC source: 0001209191-23-048829 · doc4.xml · derivative · entry 1

Johnson Virginia · CIK 0001929494 · CLO, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2033-09-07

F1 · derivative.exercise_date: The options will vest in full on September 7, 2026, subject to continuous service through such date.

SEC source: 0001209191-23-048828 · doc4.xml · derivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Common Stock · 170,000 shares

Expires 2033-09-07

F1 · derivative.exercise_date: The options will vest in full on September 7, 2026, subject to continuous service through such date.

SEC source: 0001209191-23-048827 · doc4.xml · derivative · entry 1

RODRIGUEZ RICARDO C. · CIK 0001920996 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2033-09-07

F1 · derivative.exercise_date: The options will vest in full on September 7, 2026, subject to continuous service through such date.

SEC source: 0001209191-23-048826 · doc4.xml · derivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2033-09-07

F1 · derivative.exercise_date: The options will vest in full on September 7, 2026, subject to continuous service through such date.

SEC source: 0001209191-23-048825 · doc4.xml · derivative · entry 1

SCHILLING KEITH L · CIK 0001628467 · Sr. Vice President, Technology

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2033-09-07

F1 · derivative.exercise_date: The options will vest in full on September 7, 2026, subject to continuous service through such date.

SEC source: 0001209191-23-048547 · doc4.xml · nonDerivative · entry 1

Mitchell Steven R · CIK 0001610279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,719

F1 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.115 to $6.19 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Includes 7,488 shares of Restricted Stock.

SEC source: 0001209191-23-048265 · doc4.xml · derivative · entry 2

Pittman Stephanie · CIK 0001991670 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,754

Underlying: Common Stock · 72,754 shares

Expires 2033-09-05

F3 · derivative.exercise_date: The options vest as to one-third of the shares on September 5, 2024, an additional one-third of the shares on September 5, 2025, and the remaining one-third of the shares on September 5, 2026.

SEC source: 0001209191-23-048265 · doc4.xml · nonDerivative · entry 1

Pittman Stephanie · CIK 0001991670 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,155

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on September 5, 2024, an additional one-third of the shares on September 5, 2025, and the remaining one-third of the shares on September 5, 2026.

F2 · balance_after: Represents 16,155 RSUs.

SEC source: 0001209191-23-046901 · doc4.xml · nonDerivative · entry 1

Noetzel Mark L · CIK 0001472264 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,322

SEC source: 0001209191-23-044970 · doc4.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 656,703

F1 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.745 to $7.00 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Represents 149,603 shares of Common Stock, 45,484 RSUs and 461,616 shares of Restricted Stock.

SEC source: 0000950170-23-031507 · ownership.xml · derivative · entry 1

Wood River Capital, LLC · CIK 0001888978 · 10% owner

KOCH INDUSTRIES INC · CIK 0000923338 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 171,093 shares

Expires 2027-02-18

F1 · security: On February 15, 2022, Wood River Capital, LLC ("Wood River") entered into a note purchase agreement (the "NPA") with Aspen Aerogels, Inc. (the "Issuer") relating to the issuance and sale of $100,000,000 in aggregate principal amount of the Issuer's Convertible Senior PIK Toggle Notes due 2027, as amended by Amendment No. 1 to Convertible Senior PIK Toggle Notes Due 2027, dated November 28, 2022, by and between the Issuer and Wood River (as amended, the "Notes"). The Notes are convertible into shares of the Issuer's common stock at Wood River's option at any time until the business day prior to the maturity date.

F2 · derivative.exercise_price: Represents the effective conversion price of $29.936625 per share of the Issuer's common stock as reported in the Issuer's Current Report on Form 8-K, filed on November 29, 2022. The conversion price is subject to adjustment upon the occurrence of certain dilutive events such as stock splits and combinations, stock dividends, mergers and spin-offs.

F3 · kind: On June 20, 2023, the Issuer notified Wood River that, in connection with the interest payment on the Notes, the Issuer had elected to have all accrued and unpaid interest on the Notes to, but not including, the interest payment date of June 30, 2023 paid in-kind as an increase to the principal amount, which resulted in Wood River acquiring an additional $5,121,942 aggregate principal amount of the Notes (the "PIK Interest Payment").

F3 · reported_value: On June 20, 2023, the Issuer notified Wood River that, in connection with the interest payment on the Notes, the Issuer had elected to have all accrued and unpaid interest on the Notes to, but not including, the interest payment date of June 30, 2023 paid in-kind as an increase to the principal amount, which resulted in Wood River acquiring an additional $5,121,942 aggregate principal amount of the Notes (the "PIK Interest Payment").

F4 · derivative.underlying_shares: Represents 171,093 shares of the Issuer's common stock issuable to Wood River upon conversion of the principal amount represented by the PIK Interest Payment.

F5 · ownership.direct: Wood River is beneficially owned by SCC Holdings, LLC ("SCC"), SCC is beneficially owned by KIM, LLC ("KIM"), KIM is beneficially owned by Koch Investments Group, LLC ("KIG"), KIG is beneficially owned by Koch Investments Group Holdings, LLC ("KIGH"), and KIGH is beneficially owned by Koch Industries, Inc. ("Koch Industries"), in each case by means of ownership of all voting equity instruments. Koch Industries, SCC, KIM, KIG, and KIGH may be deemed to beneficially own the shares of the Issuer's common stock beneficially owned by Wood River by virtue of (i) Koch Industries' beneficial ownership of KIGH, (ii) KIGH's beneficial ownership of KIG, (iii) KIG's beneficial ownership of KIM, (iv) KIM's beneficial ownership of SCC and (v) SCC's beneficial ownership of Wood River.

SEC source: 0001209191-23-034246 · doc4.xml · nonDerivative · entry 2

Johnson Virginia · CIK 0001929494 · CLO, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,481

F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of RSUs.

F3 · balance_after: Represents 1,402 shares of Common Stock, 20,489 RSUs and 53,590 shares of Restricted Common Stock.

SEC source: 0001209191-23-033702 · doc4.xml · derivative · entry 2

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,843

Underlying: Common Stock · 168,843 shares

Expires 2033-06-01

F3 · derivative.exercise_date: The options vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026.

SEC source: 0001209191-23-033702 · doc4.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 631,703

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026.

F2 · balance_after: Represents 124,603 shares of Common Stock, 45,484 RSUs and 461,616 shares of Restricted Stock.

SEC source: 0001209191-23-033701 · doc4.xml · derivative · entry 2

SWEETNAM JAMES E · CIK 0001188600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,712

Underlying: Common Stock · 7,712 shares

Expires 2033-06-01

F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 1, 2024, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2024.

SEC source: 0001209191-23-033701 · doc4.xml · nonDerivative · entry 1

SWEETNAM JAMES E · CIK 0001188600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,683

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 1, 2024, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2024.

SEC source: 0001209191-23-033700 · doc4.xml · derivative · entry 4

NOGLOWS WILLIAM P · CIK 0001201094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,712

Underlying: Common Stock · 7,712 shares

Expires 2033-06-01

F4 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 1, 2024, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2024.

SEC source: 0001209191-23-033700 · doc4.xml · nonDerivative · entry 1

NOGLOWS WILLIAM P · CIK 0001201094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,719

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 1, 2024, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2024.

SEC source: 0001209191-23-033696 · doc4.xml · derivative · entry 2

Noetzel Mark L · CIK 0001472264 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,712

Underlying: Common Stock · 7,712 shares

Expires 2033-06-01

F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 1, 2024, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2024.

SEC source: 0001209191-23-033696 · doc4.xml · nonDerivative · entry 1

Noetzel Mark L · CIK 0001472264 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,322

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 1, 2024, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2024.

SEC source: 0001209191-23-033694 · doc4.xml · derivative · entry 2

Mitchell Steven R · CIK 0001610279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,712

Underlying: Common Stock · 7,712 shares

Expires 2033-06-01

F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 1, 2024, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2024.

SEC source: 0001209191-23-033694 · doc4.xml · nonDerivative · entry 1

Mitchell Steven R · CIK 0001610279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,719

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 1, 2024, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2024.

SEC source: 0001209191-23-033691 · doc4.xml · derivative · entry 2

Kool Kathleen · CIK 0001934384 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,712

Underlying: Common Stock · 7,712 shares

Expires 2033-06-01

F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 1, 2024, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2024.

SEC source: 0001209191-23-033691 · doc4.xml · nonDerivative · entry 1

Kool Kathleen · CIK 0001934384 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,685

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 1, 2024, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2024.

SEC source: 0001209191-23-033687 · doc4.xml · derivative · entry 2

Blalock Rebecca · CIK 0001677366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,712

Underlying: Common Stock · 7,712 shares

Expires 2033-06-01

F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 1, 2024, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2024.

SEC source: 0001209191-23-033687 · doc4.xml · nonDerivative · entry 1

Blalock Rebecca · CIK 0001677366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,277

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 1, 2024, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2024.

SEC source: 0001209191-23-033671 · doc4.xml · derivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,979

Underlying: Common Stock · 75,979 shares

Expires 2033-06-01

F3 · derivative.exercise_date: The options vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026.

SEC source: 0001209191-23-033671 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,684

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026.

F2 · balance_after: Represents 105,772 shares of Common Stock, 20,322 RSUs and 53,590 shares of Restricted Stock.

SEC source: 0001209191-23-033665 · doc4.xml · derivative · entry 2

SCHILLING KEITH L · CIK 0001628467 · Sr. Vice President, Technology

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,979

Underlying: Common Stock · 75,979 shares

Expires 2033-06-01

F3 · derivative.exercise_date: The options vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026.

SEC source: 0001209191-23-033665 · doc4.xml · nonDerivative · entry 1

SCHILLING KEITH L · CIK 0001628467 · Sr. Vice President, Technology

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,239

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026.

F2 · balance_after: Represents 1,901 shares of Common Stock, 21,748 RSUs and 53,590 shares of Restricted Stock.

SEC source: 0001209191-23-033659 · doc4.xml · derivative · entry 2

RODRIGUEZ RICARDO C. · CIK 0001920996 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,979

Underlying: Common Stock · 75,979 shares

Expires 2033-06-01

F3 · derivative.exercise_date: The options vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026.

SEC source: 0001209191-23-033659 · doc4.xml · nonDerivative · entry 1

RODRIGUEZ RICARDO C. · CIK 0001920996 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,922

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026.

F2 · balance_after: Represents 2,325 shares of Common Stock, 20,007 RSUs and 53,590 shares of Restricted Stock.

SEC source: 0001209191-23-033651 · doc4.xml · derivative · entry 2

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,979

Underlying: Common Stock · 75,979 shares

Expires 2033-06-01

F3 · derivative.exercise_date: The options vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026.

SEC source: 0001209191-23-033651 · doc4.xml · nonDerivative · entry 1

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,548

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026.

F2 · balance_after: Represents 52,636 shares of Common Stock, 20,322 RSUs and 53,590 shares of Restricted Stock.

SEC source: 0001209191-23-033648 · doc4.xml · derivative · entry 2

Conte Kelley · CIK 0001668364 · Senior Vice President, HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,537

Underlying: Common Stock · 67,537 shares

Expires 2033-06-01

F3 · derivative.exercise_date: The options vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026.

SEC source: 0001209191-23-033648 · doc4.xml · nonDerivative · entry 1

Conte Kelley · CIK 0001668364 · Senior Vice President, HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,183

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026.

F2 · balance_after: Represents 56,424 shares of Common Stock, 18,169 RSUs and 53,590 shares of Restricted Stock.

SEC source: 0001209191-23-034246 · doc4.xml · derivative · entry 3

Johnson Virginia · CIK 0001929494 · CLO, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,979

Underlying: Common Stock · 75,979 shares

Expires 2033-06-01

F4 · derivative.exercise_date: The options vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026.

SEC source: 0001209191-23-034246 · doc4.xml · nonDerivative · entry 1

Johnson Virginia · CIK 0001929494 · CLO, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,064

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026.

SEC source: 0001209191-23-013775 · doc4.xml · nonDerivative · entry 2

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,993

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Represents 124,603 shares of Common Stock, 8,774 RSUs and 461,616 shares of Restricted Stock.

SEC source: 0001209191-23-013773 · doc4.xml · nonDerivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,165

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Represents 105,772 shares of Common Stock, 3,803 RSUs and 53,590 shares of Restricted Stock.

SEC source: 0001209191-23-013768 · doc4.xml · nonDerivative · entry 2

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,029

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Represents 52,636 shares of Common Stock, 3,803 RSUs and 53,590 shares of Restricted Stock.

SEC source: 0001209191-23-013766 · doc4.xml · nonDerivative · entry 2

Conte Kelley · CIK 0001668364 · Senior Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,499

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Represents 56,424 shares of Common Stock, 3,485 RSUs and 53,590 shares of Restricted Stock.

SEC source: 0001209191-23-013771 · doc4.xml · nonDerivative · entry 1

RODRIGUEZ RICARDO C. · CIK 0001920996 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,403

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Represents 2,325 shares of Common Stock, 3,488 RSUs and 53,590 shares of Restricted Stock.

SEC source: 0001209191-23-013775 · doc4.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,203

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

SEC source: 0001209191-23-013773 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,066

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

SEC source: 0001209191-23-013768 · doc4.xml · nonDerivative · entry 1

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,930

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

SEC source: 0001209191-23-013766 · doc4.xml · nonDerivative · entry 1

Conte Kelley · CIK 0001668364 · Senior Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,400

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

SEC source: 0001209191-23-013366 · doc4.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,047

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Represents 117,898 shares of Common Stock, 18,533 RSUs and 461,616 shares of Restricted Stock.

SEC source: 0001209191-23-013363 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,395

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Represents 103,455 shares of Common Stock, 7,350 RSUs and 53,590 shares of Restricted Stock.

SEC source: 0001209191-23-013362 · doc4.xml · nonDerivative · entry 1

SCHILLING KEITH L · CIK 0001628467 · Sr. Vice President, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,720

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Represents 1,901 shares of Common Stock, 5,229 RSUs and 53,590 shares of Restricted Stock.